0001179791-12-000004.txt : 20120404 0001179791-12-000004.hdr.sgml : 20120404 20120404143112 ACCESSION NUMBER: 0001179791-12-000004 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120404 DATE AS OF CHANGE: 20120404 EFFECTIVENESS DATE: 20120404 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CIM INVESTMENT MANGEMENT INC CENTRAL INDEX KEY: 0001179791 IRS NUMBER: 251738846 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-10236 FILM NUMBER: 12741247 BUSINESS ADDRESS: STREET 1: 239 FOURTH AVE SUITE 1302 CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 4127652771 MAIL ADDRESS: STREET 1: 239 FOURTH AVENUE STREET 2: SUITE 1302 CITY: PITTSBURGH STATE: PA ZIP: 15222 13F-HR/A 1 cim13f123111.txt CIM13F123111 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 30, 2011 Check here if Amendment [X ]; Amendment Number: 1 This Amendment (Check only one.): [X is a restatement. Full Accession Number 0001179791-12-000002 13F-HR/A Filing Institutional Investment Manager Filing this Report: Name: CIM Investment Management, Inc Address: 239 Fourth Ave Suite 1302 Pittsburgh, PA 15222 13F File Number: 28-10236 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Antoine Smalls Title: Chief Compliance Officer Phone: 412-765-2771 Antoine Smalls, Pittsburgh, PA April 4, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: 0 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 146 Form 13F Information Table Value Total: $157,524 (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Co. COM 88579y101 616 7541 SH Sole 7541 ALCOA COM 013817101 304 35120 SH Sole 35120 AT&T COM 00206R102 1937 64046 SH Sole 64046 Abbott Laboratories COM 002824100 1297 23074 SH Sole 23074 Agilent Tech Inc. COM 00846U101 728 20830 SH Sole 20830 Alpha Natural Resources Inc. COM 02076X102 296 14490 SH Sole 14490 Altria Group Inc. COM 02209s103 833 28090 SH Sole 28090 Amazon.Com Inc COM 023135106 666 3845 SH Sole 3845 American Elect. Power COM 025537101 725 17540 SH Sole 17540 American Express Co. COM 025816109 960 20345 SH Sole 20345 Amgen Inc. COM 031162100 870 13546 SH Sole 13546 Anadarko Peteroleum COM 032511107 688 9020 SH Sole 9020 Apache Corp. COM 037411105 673 7425 SH Sole 7425 Apollo Group Inc-CL A COM 037604105 248 4600 SH Sole 4600 Apple Computer COM 037833100 4982 12302 SH Sole 12302 Avery Dennison Corp. COM 053611109 332 11564 SH Sole 11564 Baker Hughes COM 057224107 565 11610 SH Sole 11610 Bank of America Corp. COM 060505104 976 175490 SH Sole 175490 Berkshire Hathaway COM 084670702 1087 14245 SH Sole 14245 Biogen Idec Inc. COM 09062X103 503 4575 SH Sole 4575 Boeing Co. COM 097023105 1243 16949 SH Sole 16949 Bristol Myers Squibb COM 110122108 426 12090 SH Sole 12090 Broadcom Corp. COM 111320107 737 25090 SH Sole 25090 CF Industries Holdings, Inc. COM 125269100 480 3310 SH Sole 3310 Capital One Financial COM 14040H105 945 22350 SH Sole 22350 Caterpillar Inc. COM 149123101 1021 11265 SH Sole 11265 ChevronTexaco Corp. COM 166764100 2921 27455 SH Sole 27455 Ciber Inc. COM 17163B102 42 11000 SH Sole 11000 Cisco Systems, Inc. COM 17275R102 969 53600 SH Sole 53600 Citigroup - New COM 172967424 832 31633 SH Sole 31633 Citrix Systems COM 177376100 346 5700 SH Sole 5700 Coca Cola Co. COM 191216100 2010 28730 SH Sole 28730 Cognizant Tech Solutions COM 192446102 655 10180 SH Sole 10180 Comcast Corp.-Cl A COM 20030N101 932 39294 SH Sole 39294 ConocoPhillips COM 20825c104 1833 25151 SH Sole 25151 Corning Inc. COM 219350105 495 38105 SH Sole 38105 Danaher Corp. COM 235851102 965 20520 SH Sole 20520 Deere & Company COM 244199105 942 12180 SH Sole 12180 Devon Energy Corp. COM 25179M103 439 7081 SH Sole 7081 Discover Fin. Svcs. COM 254709108 629 26225 SH Sole 26225 Disney Walt Co. COM 254687106 850 22655 SH Sole 22655 Dover Corporation COM 260003108 911 15690 SH Sole 15690 Dow Chemical Co. COM 260543103 565 19635 SH Sole 19635 Du Pont (E.I.) COM 263534109 513 11209 SH Sole 11209 Duke Energy Corp. COM 26441c105 987 44860 SH Sole 44860 EMC Corp. COM 268648102 1397 64850 SH Sole 64850 Edwards Lifesciences Corp. COM 28176E108 883 12490 SH Sole 12490 Emerson Electric COM 291011104 566 12150 SH Sole 12150 Exelon Corp. COM 30161N101 820 18905 SH Sole 18905 Exxon Mobil Corp. COM 30231G102 5236 61769 SH Sole 61769 Fedex Corp. COM 31428X106 725 8685 SH Sole 8685 Ford Motor Co. COM 345370860 648 60199 SH Sole 60199 Freeport MC Co. - Cl B COM 35671D857 651 17700 SH Sole 17700 General Electric Co. COM 369604103 3134 174961 SH Sole 174961 Gilead Sciences Inc. COM 375558103 416 10175 SH Sole 10175 Goldman Sachs Grp. COM 38141g104 880 9735 SH Sole 9735 Goodyear Tires COM 382550101 614 43350 SH Sole 43350 Google Inc Cl-B COM 38259p508 2187 3386 SH Sole 3386 Halliburton Company COM 406216101 788 22820 SH Sole 22820 Hewlett Packard Co. COM 428236103 775 30095 SH Sole 30095 Home Depot Inc. COM 437076102 1441 34275 SH Sole 34275 Honeywell Intl., Inc. COM 438516106 779 14340 SH Sole 14340 Illinois Tool Works COM 452308109 659 14100 SH Sole 14100 Int'l Bus Machines COM 459200101 2161 11751 SH Sole 11751 Intel Corporation COM 458140100 2115 87223 SH Sole 87223 Invesco LTD COM G491BT108 528 26290 SH Sole 26290 JP Morgan Chase COM 46625h100 2200 66166 SH Sole 66166 Johnson & Johnson COM 478160104 2065 31483 SH Sole 31483 Kraft Foods Inc. COM 50075N104 949 25399 SH Sole 25399 Lincoln National COM 534187109 485 24960 SH Sole 24960 Liz Claiborne, Inc. COM 539320101 95 10985 SH Sole 10985 Lowe's Companies COM 548661107 841 33130 SH Sole 33130 MasterCard Inc.-Class A COM 57636Q104 697 1870 SH Sole 1870 McDonalds Corp. COM 580135101 1623 16172 SH Sole 16172 Merck & Co. Inc. COM 58933Y105 1836 48708 SH Sole 48708 Metlife Inc. COM 59156R108 936 30025 SH Sole 30025 Microsoft Corporation COM 594918104 1995 76834 SH Sole 76834 Morgan Stanley COM 617446448 410 27075 SH Sole 27075 National Oilwell Varco COM 637071101 887 13040 SH Sole 13040 Network App. Inc. COM 64110D104 449 12370 SH Sole 12370 Newmont Mining Corp. COM 651639106 482 8040 SH Sole 8040 News Corp-Cl A COM 65248E104 471 26415 SH Sole 26415 Nike, Inc. - Class B COM 654106103 864 8970 SH Sole 8970 Noble Energy Inc COM 655044105 591 6260 SH Sole 6260 Nokia Corp. COM 654902204 71 14710 SH Sole 14710 Norfolk Southern COM 655844108 536 7355 SH Sole 7355 Occidental Pete COM 674599105 701 7485 SH Sole 7485 Oracle Systems Corp. COM 68389X105 1459 56862 SH Sole 56862 PNC Bank Corp. COM 693475105 590 10225 SH Sole 10225 Peabody Energy Corp COM 704549104 531 16040 SH Sole 16040 Penn Virginia Corp. COM 707882106 91 17280 SH Sole 17280 Pepsico Inc. COM 713448108 1520 22912 SH Sole 22912 Pfizer Inc. COM 717081103 2093 96712 SH Sole 96712 Philip Morris Intl. COM 718172109 2167 27615 SH Sole 27615 Priceline.Com Inc. COM 741503403 624 1335 SH Sole 1335 Procter & Gamble COM 742718109 2637 39532 SH Sole 39532 Qualcomm Inc. COM 747525103 1270 23223 SH Sole 23223 Schlumberger LTD COM 806857108 1391 20359 SH Sole 20359 Simon Property Grp. COM 828806109 717 5563 SH Sole 5563 Southern Co. COM 842587107 882 19045 SH Sole 19045 Stanley Black & Decker Inc COM 854502101 823 12180 SH Sole 12180 Starbucks COM 855244109 973 21150 SH Sole 21150 Starwood Hotels COM 85590A401 1098 22890 SH Sole 22890 TJX Companies, Inc. COM 872540109 1005 15575 SH Sole 15575 Target Corp. COM 87612e106 972 18980 SH Sole 18980 Texas Instruments COM 882508104 1026 35252 SH Sole 35252 Time Warner Cable COM 88732J207 898 14122 SH Sole 14122 Time Warner Inc. COM 887317303 695 19231 SH Sole 19231 Travelers Group Inc. COM 89417E109 627 10600 SH Sole 10600 Trustco Bank Corp. NY COM 898349105 67 12025 SH Sole 12025 Tyco Int'l Limited COM H89128104 642 13755 SH Sole 13755 U.S. Bancorp COM 902973304 826 30525 SH Sole 30525 Union Pacific Corp. COM 907818108 1182 11160 SH Sole 11160 United Parcel Svc-Cl B COM 911312106 799 10915 SH Sole 10915 United Tech Corp. COM 913017109 761 10417 SH Sole 10417 UnitedHealth Group COM 91324p102 837 16510 SH Sole 16510 Verizon Comm. COM 92343V104 1950 48593 SH Sole 48593 Visa Inc. COM 92826C839 835 8220 SH Sole 8220 Wal-Mart Stores COM 931142103 922 15427 SH Sole 15427 Waters Corp COM 941848103 626 8450 SH Sole 8450 WellPoint Health COM 94973V107 733 11065 SH Sole 11065 Wells Fargo & Co. COM 949746101 2421 87843 SH Sole 87843 Wynn Resorts LTD COM 983134107 369 3340 SH Sole 3340 Yum! Brands, Inc. COM 988498101 958 16240 SH Sole 16240 Zimmer Holdings Inc. COM 98956p102 858 16060 SH Sole 16060 Diamonds Trust Series I 78467X109 992 8145 SH Sole 8145 IShares MSCI EAFE Index 464287465 3344 67510 SH Sole 67510 IShares MSCI EAFE Index 464288885 358 6885 SH Sole 6885 IShares S&P 500 Index 464287200 2663 21138 SH Sole 21138 IShares S&P MidCap 400 464287507 4117 46993 SH Sole 46993 IShares S&P SmCap 600 464287804 4191 61366 SH Sole 61366 Spyder Tr ser 1 78462F103 1172 9336 SH Sole 9336 Vanguard High Yield Corp-ADM 922031760 1112 195435 SH Sole 195435 Allianz SE PFD 018805200 1532 60000 SH Sole 60000 Bank of America PFD 060505765 884 40000 SH Sole 40000 Barclays Bank 8.125 pfd PFD 06739H362 2005 90000 SH Sole 90000 Cabco Trust JCP 7.625% PFD 126797208 255 10100 SH Sole 10100 Deutche Bank 7.6% PFD 25154A108 1298 60000 SH Sole 60000 HSBC Holdings PFD 404280703 1030 40000 SH Sole 40000 ING Groep NV PFD 456837806 871 40000 SH Sole 40000 Lehman Bros. Holdings PFD 52520W317 0 40000 SH Sole 40000 Lloyds Banking Group PLC PFD 539439802 511 20000 SH Sole 20000 M&T Capital Trust Pfd PFD 55292C203 1558 60000 SH Sole 60000 Prudential Financial PFD 744320508 1090 40000 SH Sole 40000 Wells Fargo 7.875 Pfd PFD 94985V202 1040 40000 SH Sole 40000 GTRAX Global Total Return 26243L105 67 10081 SH Sole 10081