0001179791-12-000004.txt : 20120404
0001179791-12-000004.hdr.sgml : 20120404
20120404143112
ACCESSION NUMBER: 0001179791-12-000004
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120404
DATE AS OF CHANGE: 20120404
EFFECTIVENESS DATE: 20120404
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CIM INVESTMENT MANGEMENT INC
CENTRAL INDEX KEY: 0001179791
IRS NUMBER: 251738846
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10236
FILM NUMBER: 12741247
BUSINESS ADDRESS:
STREET 1: 239 FOURTH AVE SUITE 1302
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
BUSINESS PHONE: 4127652771
MAIL ADDRESS:
STREET 1: 239 FOURTH AVENUE
STREET 2: SUITE 1302
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
13F-HR/A
1
cim13f123111.txt
CIM13F123111
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 30, 2011
Check here if Amendment [X ]; Amendment Number: 1
This Amendment (Check only one.): [X is a restatement.
Full Accession Number
0001179791-12-000002
13F-HR/A Filing
Institutional Investment Manager Filing this Report:
Name: CIM Investment Management, Inc
Address: 239 Fourth Ave Suite 1302
Pittsburgh, PA 15222
13F File Number: 28-10236
The institutional investment manager filing this report and the person
by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete,
and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this submission.
Person Signing this Report on Behalf of Reporting Manager:
Name: Antoine Smalls
Title: Chief Compliance Officer
Phone: 412-765-2771
Antoine Smalls, Pittsburgh, PA April 4, 2012
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager: 0
FORM 13F SUMMARY PAGE Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 146
Form 13F Information Table Value Total: $157,524 (thousands)
List of Other Included Managers: NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M Co. COM 88579y101 616 7541 SH Sole 7541
ALCOA COM 013817101 304 35120 SH Sole 35120
AT&T COM 00206R102 1937 64046 SH Sole 64046
Abbott Laboratories COM 002824100 1297 23074 SH Sole 23074
Agilent Tech Inc. COM 00846U101 728 20830 SH Sole 20830
Alpha Natural Resources Inc. COM 02076X102 296 14490 SH Sole 14490
Altria Group Inc. COM 02209s103 833 28090 SH Sole 28090
Amazon.Com Inc COM 023135106 666 3845 SH Sole 3845
American Elect. Power COM 025537101 725 17540 SH Sole 17540
American Express Co. COM 025816109 960 20345 SH Sole 20345
Amgen Inc. COM 031162100 870 13546 SH Sole 13546
Anadarko Peteroleum COM 032511107 688 9020 SH Sole 9020
Apache Corp. COM 037411105 673 7425 SH Sole 7425
Apollo Group Inc-CL A COM 037604105 248 4600 SH Sole 4600
Apple Computer COM 037833100 4982 12302 SH Sole 12302
Avery Dennison Corp. COM 053611109 332 11564 SH Sole 11564
Baker Hughes COM 057224107 565 11610 SH Sole 11610
Bank of America Corp. COM 060505104 976 175490 SH Sole 175490
Berkshire Hathaway COM 084670702 1087 14245 SH Sole 14245
Biogen Idec Inc. COM 09062X103 503 4575 SH Sole 4575
Boeing Co. COM 097023105 1243 16949 SH Sole 16949
Bristol Myers Squibb COM 110122108 426 12090 SH Sole 12090
Broadcom Corp. COM 111320107 737 25090 SH Sole 25090
CF Industries Holdings, Inc. COM 125269100 480 3310 SH Sole 3310
Capital One Financial COM 14040H105 945 22350 SH Sole 22350
Caterpillar Inc. COM 149123101 1021 11265 SH Sole 11265
ChevronTexaco Corp. COM 166764100 2921 27455 SH Sole 27455
Ciber Inc. COM 17163B102 42 11000 SH Sole 11000
Cisco Systems, Inc. COM 17275R102 969 53600 SH Sole 53600
Citigroup - New COM 172967424 832 31633 SH Sole 31633
Citrix Systems COM 177376100 346 5700 SH Sole 5700
Coca Cola Co. COM 191216100 2010 28730 SH Sole 28730
Cognizant Tech Solutions COM 192446102 655 10180 SH Sole 10180
Comcast Corp.-Cl A COM 20030N101 932 39294 SH Sole 39294
ConocoPhillips COM 20825c104 1833 25151 SH Sole 25151
Corning Inc. COM 219350105 495 38105 SH Sole 38105
Danaher Corp. COM 235851102 965 20520 SH Sole 20520
Deere & Company COM 244199105 942 12180 SH Sole 12180
Devon Energy Corp. COM 25179M103 439 7081 SH Sole 7081
Discover Fin. Svcs. COM 254709108 629 26225 SH Sole 26225
Disney Walt Co. COM 254687106 850 22655 SH Sole 22655
Dover Corporation COM 260003108 911 15690 SH Sole 15690
Dow Chemical Co. COM 260543103 565 19635 SH Sole 19635
Du Pont (E.I.) COM 263534109 513 11209 SH Sole 11209
Duke Energy Corp. COM 26441c105 987 44860 SH Sole 44860
EMC Corp. COM 268648102 1397 64850 SH Sole 64850
Edwards Lifesciences Corp. COM 28176E108 883 12490 SH Sole 12490
Emerson Electric COM 291011104 566 12150 SH Sole 12150
Exelon Corp. COM 30161N101 820 18905 SH Sole 18905
Exxon Mobil Corp. COM 30231G102 5236 61769 SH Sole 61769
Fedex Corp. COM 31428X106 725 8685 SH Sole 8685
Ford Motor Co. COM 345370860 648 60199 SH Sole 60199
Freeport MC Co. - Cl B COM 35671D857 651 17700 SH Sole 17700
General Electric Co. COM 369604103 3134 174961 SH Sole 174961
Gilead Sciences Inc. COM 375558103 416 10175 SH Sole 10175
Goldman Sachs Grp. COM 38141g104 880 9735 SH Sole 9735
Goodyear Tires COM 382550101 614 43350 SH Sole 43350
Google Inc Cl-B COM 38259p508 2187 3386 SH Sole 3386
Halliburton Company COM 406216101 788 22820 SH Sole 22820
Hewlett Packard Co. COM 428236103 775 30095 SH Sole 30095
Home Depot Inc. COM 437076102 1441 34275 SH Sole 34275
Honeywell Intl., Inc. COM 438516106 779 14340 SH Sole 14340
Illinois Tool Works COM 452308109 659 14100 SH Sole 14100
Int'l Bus Machines COM 459200101 2161 11751 SH Sole 11751
Intel Corporation COM 458140100 2115 87223 SH Sole 87223
Invesco LTD COM G491BT108 528 26290 SH Sole 26290
JP Morgan Chase COM 46625h100 2200 66166 SH Sole 66166
Johnson & Johnson COM 478160104 2065 31483 SH Sole 31483
Kraft Foods Inc. COM 50075N104 949 25399 SH Sole 25399
Lincoln National COM 534187109 485 24960 SH Sole 24960
Liz Claiborne, Inc. COM 539320101 95 10985 SH Sole 10985
Lowe's Companies COM 548661107 841 33130 SH Sole 33130
MasterCard Inc.-Class A COM 57636Q104 697 1870 SH Sole 1870
McDonalds Corp. COM 580135101 1623 16172 SH Sole 16172
Merck & Co. Inc. COM 58933Y105 1836 48708 SH Sole 48708
Metlife Inc. COM 59156R108 936 30025 SH Sole 30025
Microsoft Corporation COM 594918104 1995 76834 SH Sole 76834
Morgan Stanley COM 617446448 410 27075 SH Sole 27075
National Oilwell Varco COM 637071101 887 13040 SH Sole 13040
Network App. Inc. COM 64110D104 449 12370 SH Sole 12370
Newmont Mining Corp. COM 651639106 482 8040 SH Sole 8040
News Corp-Cl A COM 65248E104 471 26415 SH Sole 26415
Nike, Inc. - Class B COM 654106103 864 8970 SH Sole 8970
Noble Energy Inc COM 655044105 591 6260 SH Sole 6260
Nokia Corp. COM 654902204 71 14710 SH Sole 14710
Norfolk Southern COM 655844108 536 7355 SH Sole 7355
Occidental Pete COM 674599105 701 7485 SH Sole 7485
Oracle Systems Corp. COM 68389X105 1459 56862 SH Sole 56862
PNC Bank Corp. COM 693475105 590 10225 SH Sole 10225
Peabody Energy Corp COM 704549104 531 16040 SH Sole 16040
Penn Virginia Corp. COM 707882106 91 17280 SH Sole 17280
Pepsico Inc. COM 713448108 1520 22912 SH Sole 22912
Pfizer Inc. COM 717081103 2093 96712 SH Sole 96712
Philip Morris Intl. COM 718172109 2167 27615 SH Sole 27615
Priceline.Com Inc. COM 741503403 624 1335 SH Sole 1335
Procter & Gamble COM 742718109 2637 39532 SH Sole 39532
Qualcomm Inc. COM 747525103 1270 23223 SH Sole 23223
Schlumberger LTD COM 806857108 1391 20359 SH Sole 20359
Simon Property Grp. COM 828806109 717 5563 SH Sole 5563
Southern Co. COM 842587107 882 19045 SH Sole 19045
Stanley Black & Decker Inc COM 854502101 823 12180 SH Sole 12180
Starbucks COM 855244109 973 21150 SH Sole 21150
Starwood Hotels COM 85590A401 1098 22890 SH Sole 22890
TJX Companies, Inc. COM 872540109 1005 15575 SH Sole 15575
Target Corp. COM 87612e106 972 18980 SH Sole 18980
Texas Instruments COM 882508104 1026 35252 SH Sole 35252
Time Warner Cable COM 88732J207 898 14122 SH Sole 14122
Time Warner Inc. COM 887317303 695 19231 SH Sole 19231
Travelers Group Inc. COM 89417E109 627 10600 SH Sole 10600
Trustco Bank Corp. NY COM 898349105 67 12025 SH Sole 12025
Tyco Int'l Limited COM H89128104 642 13755 SH Sole 13755
U.S. Bancorp COM 902973304 826 30525 SH Sole 30525
Union Pacific Corp. COM 907818108 1182 11160 SH Sole 11160
United Parcel Svc-Cl B COM 911312106 799 10915 SH Sole 10915
United Tech Corp. COM 913017109 761 10417 SH Sole 10417
UnitedHealth Group COM 91324p102 837 16510 SH Sole 16510
Verizon Comm. COM 92343V104 1950 48593 SH Sole 48593
Visa Inc. COM 92826C839 835 8220 SH Sole 8220
Wal-Mart Stores COM 931142103 922 15427 SH Sole 15427
Waters Corp COM 941848103 626 8450 SH Sole 8450
WellPoint Health COM 94973V107 733 11065 SH Sole 11065
Wells Fargo & Co. COM 949746101 2421 87843 SH Sole 87843
Wynn Resorts LTD COM 983134107 369 3340 SH Sole 3340
Yum! Brands, Inc. COM 988498101 958 16240 SH Sole 16240
Zimmer Holdings Inc. COM 98956p102 858 16060 SH Sole 16060
Diamonds Trust Series I 78467X109 992 8145 SH Sole 8145
IShares MSCI EAFE Index 464287465 3344 67510 SH Sole 67510
IShares MSCI EAFE Index 464288885 358 6885 SH Sole 6885
IShares S&P 500 Index 464287200 2663 21138 SH Sole 21138
IShares S&P MidCap 400 464287507 4117 46993 SH Sole 46993
IShares S&P SmCap 600 464287804 4191 61366 SH Sole 61366
Spyder Tr ser 1 78462F103 1172 9336 SH Sole 9336
Vanguard High Yield Corp-ADM 922031760 1112 195435 SH Sole 195435
Allianz SE PFD 018805200 1532 60000 SH Sole 60000
Bank of America PFD 060505765 884 40000 SH Sole 40000
Barclays Bank 8.125 pfd PFD 06739H362 2005 90000 SH Sole 90000
Cabco Trust JCP 7.625% PFD 126797208 255 10100 SH Sole 10100
Deutche Bank 7.6% PFD 25154A108 1298 60000 SH Sole 60000
HSBC Holdings PFD 404280703 1030 40000 SH Sole 40000
ING Groep NV PFD 456837806 871 40000 SH Sole 40000
Lehman Bros. Holdings PFD 52520W317 0 40000 SH Sole 40000
Lloyds Banking Group PLC PFD 539439802 511 20000 SH Sole 20000
M&T Capital Trust Pfd PFD 55292C203 1558 60000 SH Sole 60000
Prudential Financial PFD 744320508 1090 40000 SH Sole 40000
Wells Fargo 7.875 Pfd PFD 94985V202 1040 40000 SH Sole 40000
GTRAX Global Total Return 26243L105 67 10081 SH Sole 10081