0001179791-11-000004.txt : 20120418 0001179791-11-000004.hdr.sgml : 20120418 20110405112124 ACCESSION NUMBER: 0001179791-11-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110405 DATE AS OF CHANGE: 20120417 EFFECTIVENESS DATE: 20110405 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CIM INVESTMENT MANGEMENT INC CENTRAL INDEX KEY: 0001179791 IRS NUMBER: 251738846 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10236 FILM NUMBER: 11738570 BUSINESS ADDRESS: STREET 1: 239 FOURTH AVE SUITE 1302 CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 4127652771 MAIL ADDRESS: STREET 1: 239 FOURTH AVENUE STREET 2: SUITE 1302 CITY: PITTSBURGH STATE: PA ZIP: 15222 13F-NT 1 cim13f033111.txt CIM13F033111 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Co. COM 88579y101 699 7481 SH SOLE 7481 AT&T COM 00206R102 1764 57630 SH SOLE 57630 Abbott Laboratories COM 002824100 1146 23366 SH SOLE 23366 Altria Group Inc. COM 02209s103 699 26835 SH SOLE 26835 Amazon.Com Inc COM 023135106 899 4990 SH SOLE 4990 American Elect. Power COM 025537101 674 19180 SH SOLE 19180 American Express Co. COM 025816109 831 18375 SH SOLE 18375 Amgen Inc. COM 031162100 745 13942 SH SOLE 13942 Apache Corp. COM 037411105 969 7405 SH SOLE 7405 Apple Computer COM 037833100 4508 12935 SH SOLE 12935 Auto Data Process COM 053015103 1063 20725 SH SOLE 20725 Avery Dennison Corp. COM 053611109 14 345 SH SOLE 345 Bank of America Corp. COM 060505104 2323 174278 SH SOLE 174278 Berkshire Hathaway COM 084670702 1215 14530 SH SOLE 14530 Boeing Co. COM 097023105 1120 15147 SH SOLE 15147 Boston Property COM 101121101 975 10275 SH SOLE 10275 Broadcom Corp. COM 111320107 511 12970 SH SOLE 12970 Carnival Cruise Lines COM 143658300 654 17045 SH SOLE 17045 Caterpillar Inc. COM 149123101 1377 12368 SH SOLE 12368 Celgene Corp COM 151020104 906 15730 SH SOLE 15730 Charles Schwab Corp. COM 808513105 772 42830 SH SOLE 42830 ChevronTexaco Corp. COM 166764100 2895 26930 SH SOLE 26930 Ciber Inc. COM 17163B102 74 11000 SH SOLE 11000 Cisco Systems, Inc. COM 17275R102 1193 69541 SH SOLE 69541 Citigroup - New COM 172967101 1478 334339 SH SOLE 334339 Coca Cola Co. COM 191216100 2015 30375 SH SOLE 30375 Comcast Corp.-Cl A COM 20030N101 910 36800 SH SOLE 36800 ConocoPhillips COM 20825c104 1910 23916 SH SOLE 23916 Corning Inc. COM 219350105 814 39455 SH SOLE 39455 Danaher Corp. COM 235851102 1136 21885 SH SOLE 21885 Deere & Company COM 244199105 1256 12960 SH SOLE 12960 Devon Energy Corp. COM 25179M103 645 7026 SH SOLE 7026 DirectTV-Class A COM 25490A101 852 18205 SH SOLE 18205 Disney Walt Co. COM 254687106 1669 38725 SH SOLE 38725 Dover Corporation COM 260003108 1027 15625 SH SOLE 15625 Dow Chemical Co. COM 260543103 757 20040 SH SOLE 20040 Du Pont (E.I.) COM 263534109 1198 21799 SH SOLE 21799 Duke Energy Corp. COM 26441c105 839 46245 SH SOLE 46245 EMC Corp. COM 268648102 1054 39690 SH SOLE 39690 Ebay, Inc. COM 278642103 687 22130 SH SOLE 22130 Exelon Corp. COM 30161N101 820 19890 SH SOLE 19890 Express Scripts Inc. COM 302182100 759 13655 SH SOLE 13655 Exxon Mobil Corp. COM 30231G102 5031 59796 SH SOLE 59796 F5 Networks Inc. COM 315616102 479 4670 SH SOLE 4670 Fedex Corp. COM 31428X106 773 8265 SH SOLE 8265 Ford Motor Co. COM 345370860 897 60185 SH SOLE 60185 Freeport MC Co. - Cl B COM 35671D857 1029 18520 SH SOLE 18520 General Electric Co. COM 369604103 2727 136011 SH SOLE 136011 Gilead Sciences Inc. COM 375558103 857 20170 SH SOLE 20170 Goldman Sachs Grp. COM 38141g104 1413 8911 SH SOLE 8911 Google Inc Cl-B COM 38259p508 2058 3508 SH SOLE 3508 Halliburton Company COM 406216101 1176 23595 SH SOLE 23595 Harman Industries COM 413086109 651 13895 SH SOLE 13895 Hewlett Packard Co. COM 428236103 1279 31219 SH SOLE 31219 Home Depot Inc. COM 437076102 1304 35194 SH SOLE 35194 Honeywell Intl., Inc. COM 438516106 833 13956 SH SOLE 13956 Illinois Tool Works COM 452308109 794 14775 SH SOLE 14775 Int'l Bus Machines COM 459200101 2972 18223 SH SOLE 18223 Intel Corporation COM 458140100 1725 85502 SH SOLE 85502 Invesco LTD COM G491BT108 732 28640 SH SOLE 28640 JP Morgan Chase COM 46625h100 3143 68180 SH SOLE 68180 Johnson & Johnson COM 478160104 1246 21035 SH SOLE 21035 Johnson Controls COM 478366107 980 23585 SH SOLE 23585 Juniper Networks COM 48203R104 772 18340 SH SOLE 18340 Kraft Foods Inc. COM 50075N104 839 26744 SH SOLE 26744 Liz Claiborne, Inc. COM 539320101 59 10985 SH SOLE 10985 Loews Corp COM 540424108 1343 31170 SH SOLE 31170 Macy's Inc COM 55616P104 753 31040 SH SOLE 31040 McDonalds Corp. COM 580135101 1295 17017 SH SOLE 17017 Medtronic, Inc. COM 585055106 1029 26155 SH SOLE 26155 Merck & Co. Inc. COM 58933Y105 1466 44401 SH SOLE 44401 Metlife Inc. COM 59156R108 1349 30150 SH SOLE 30150 Microsoft Corporation COM 594918104 1890 74450 SH SOLE 74450 Morgan Stanley COM 617446448 739 27050 SH SOLE 27050 National Oilwell Varco COM 637071101 1040 13115 SH SOLE 13115 Netflix Inc. COM 64110L106 706 2970 SH SOLE 2970 Newmont Mining Corp. COM 651639106 443 8120 SH SOLE 8120 Nike, Inc. - Class B COM 654106103 709 9370 SH SOLE 9370 Occidental Pete COM 674599105 1603 15342 SH SOLE 15342 Omnicom Group COM 681919106 939 19145 SH SOLE 19145 Oracle Systems Corp. COM 68389X105 1879 56214 SH SOLE 56214 PNC Bank Corp. COM 693475105 624 9900 SH SOLE 9900 Peabody Energy Corp COM 704549104 1282 17820 SH SOLE 17820 Pepsico Inc. COM 713448108 1445 22441 SH SOLE 22441 Pfizer Inc. COM 717081103 2183 107484 SH SOLE 107484 Philip Morris Intl. COM 718172109 1707 26005 SH SOLE 26005 Procter & Gamble COM 742718109 2250 36521 SH SOLE 36521 Qualcomm Inc. COM 747525103 1325 24165 SH SOLE 24165 Schlumberger LTD COM 806857108 1796 19256 SH SOLE 19256 Simon Property Grp. COM 828806109 1150 10736 SH SOLE 10736 Southern Co. COM 842587107 742 19465 SH SOLE 19465 Stanley Black & Decker Inc COM 854502101 1018 13290 SH SOLE 13290 TJX Companies, Inc. COM 872540109 827 16620 SH SOLE 16620 Target Corp. COM 87612e106 906 18120 SH SOLE 18120 Texas Instruments COM 882508104 1128 32638 SH SOLE 32638 Time Warner Inc. COM 887317303 1312 36747 SH SOLE 36747 Trustco Bank Corp. NY COM 898349105 71 12025 SH SOLE 12025 Tyco Int'l Limited COM H89128104 1242 27739 SH SOLE 27739 U.S. Bancorp COM 902973304 815 30830 SH SOLE 30830 Union Pacific Corp. COM 907818108 1064 10820 SH SOLE 10820 United Parcel Svc-Cl B COM 911312106 1286 17300 SH SOLE 17300 United Tech Corp. COM 913017109 1673 19764 SH SOLE 19764 UnitedHealth Group COM 91324p102 815 18020 SH SOLE 18020 Verizon Comm. COM 92343V104 1815 47090 SH SOLE 47090 Visa Inc. COM 92826C839 589 8005 SH SOLE 8005 Wal-Mart Stores COM 931142103 1496 28742 SH SOLE 28742 Walgreen Co. COM 931422109 845 21060 SH SOLE 21060 WellPoint Health COM 94973V107 727 10420 SH SOLE 10420 Wells Fargo & Co. COM 949746101 2816 88815 SH SOLE 88815 Whirlpool Corp. COM 963320106 738 8640 SH SOLE 8640 IShares MSCI EAFE Index 464287465 3012 50140 SH SOLE 50140 IShares S&P 500 Index 464287200 1029 7733 SH SOLE 7733 IShares S&P MidCap 400 464287507 3912 39633 SH SOLE 39633 IShares S&P SmCap 600 464287804 3805 51721 SH SOLE 51721 Vanguard High Yield Corp-ADM 922031760 1024 176540 SH SOLE 176540 Allianz SE PFD 018805200 1603 60000 SH SOLE 60000 Bank of America PFD 060505765 1051 40000 SH SOLE 40000 Barclays Bank 8.125 pfd PFD 06739H362 2366 90000 SH SOLE 90000 Deutche Bank 7.6% PFD 25154A108 1573 60000 SH SOLE 60000 ING Groep NV PFD 456837806 1027 40000 SH SOLE 40000 Lehman Bros. Holdings PFD 52520W317 0 40000 SH SOLE 40000 Lloyds Banking Group PLC PFD 539439802 1054 40000 SH SOLE 40000 M&T Capital Trust Pfd PFD 55292C203 1604 60000 SH SOLE 60000 Wells Fargo 7.875 Pfd PFD 94985V202 1049 40000 SH SOLE 40000