0001179791-10-000011.txt : 20120418 0001179791-10-000011.hdr.sgml : 20120418 20101014171553 ACCESSION NUMBER: 0001179791-10-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101014 DATE AS OF CHANGE: 20120417 EFFECTIVENESS DATE: 20101014 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CIM INVESTMENT MANGEMENT INC CENTRAL INDEX KEY: 0001179791 IRS NUMBER: 251738846 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10236 FILM NUMBER: 101124321 BUSINESS ADDRESS: STREET 1: 239 FOURTH AVE SUITE 1302 CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 4127652771 MAIL ADDRESS: STREET 1: 239 FOURTH AVENUE STREET 2: SUITE 1302 CITY: PITTSBURGH STATE: PA ZIP: 15222 13F-NT 1 cim13f093010.txt CIM13F093010 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Co. COM 88579y101 1308 15081 SH SOLE 15081 AK Steel COM 001547108 376 27200 SH SOLE 27200 AT&T COM 00206R102 2448 85595 SH SOLE 85595 Abbott Laboratories COM 002824100 1069 20466 SH SOLE 20466 Amazon.Com Inc COM 023135106 887 5650 SH SOLE 5650 American Express Co. COM 025816109 1101 26200 SH SOLE 26200 Amgen Inc. COM 031162100 860 15597 SH SOLE 15597 Anadarko Peteroleum COM 032511107 751 13170 SH SOLE 13170 Apache Corp. COM 037411105 645 6595 SH SOLE 6595 Apple Computer COM 037833100 3938 13880 SH SOLE 13880 BB&T Corporation COM 054937107 542 22500 SH SOLE 22500 Bank of America Corp. COM 060505104 1900 145031 SH SOLE 145031 Bank of NY Co. COM 064058100 575 22000 SH SOLE 22000 Berkshire Hathaway COM 084670702 1715 20740 SH SOLE 20740 Best Buy Co. COM 086516101 648 15860 SH SOLE 15860 Boeing Co. COM 097023105 1074 16147 SH SOLE 16147 CVS Corp. COM 126650100 893 28370 SH SOLE 28370 Caterpillar Inc. COM 149123101 872 11088 SH SOLE 11088 Celgene Corp COM 151020104 721 12520 SH SOLE 12520 ChevronTexaco Corp. COM 166764100 2402 29632 SH SOLE 29632 Cisco Systems, Inc. COM 17275R102 1969 89906 SH SOLE 89906 Citigroup - New COM 172967101 758 193739 SH SOLE 193739 Coca Cola Co. COM 191216100 1991 34025 SH SOLE 34025 Comcast Corp.-Cl A COM 20030N101 602 33274 SH SOLE 33274 ConocoPhillips COM 20825c104 1476 25706 SH SOLE 25706 Corning Inc. COM 219350105 1045 57170 SH SOLE 57170 Danaher Corp. COM 235851102 593 14600 SH SOLE 14600 Deere & Company COM 244199105 852 12210 SH SOLE 12210 Devon Energy Corp. COM 25179M103 523 8076 SH SOLE 8076 Disney Walt Co. COM 254687106 763 23060 SH SOLE 23060 Dow Chemical Co. COM 260543103 589 21440 SH SOLE 21440 Du Pont (E.I.) COM 263534109 1231 27584 SH SOLE 27584 Duke Energy Corp. COM 26441c105 791 44645 SH SOLE 44645 EMC Corp. COM 268648102 646 31810 SH SOLE 31810 Eastman Chemical COM 277432100 640 8650 SH SOLE 8650 Emerson Electric COM 291011104 1119 21250 SH SOLE 21250 Exelon Corp. COM 30161N101 689 16175 SH SOLE 16175 Express Scripts Inc. COM 302182100 818 16790 SH SOLE 16790 Exxon Mobil Corp. COM 30231G102 3921 63458 SH SOLE 63458 Fastenal Co. COM 311900104 702 13190 SH SOLE 13190 Fedex Corp. COM 31428X106 758 8870 SH SOLE 8870 Ford Motor Co. COM 345370860 815 66605 SH SOLE 66605 Franklin Resources COM 354613101 687 6425 SH SOLE 6425 Freeport MC Co. - Cl B COM 35671D857 745 8720 SH SOLE 8720 GenCorp Inc. COM 368682100 55 11140 SH SOLE 11140 General Electric Co. COM 369604103 2515 154766 SH SOLE 154766 Gilead Sciences Inc. COM 375558103 660 18537 SH SOLE 18537 Goldman Sachs Grp. COM 38141g104 1444 9986 SH SOLE 9986 Google Inc Cl-B COM 38259p508 1844 3508 SH SOLE 3508 Halliburton Company COM 406216101 834 25205 SH SOLE 25205 Hewlett Packard Co. COM 428236103 1501 35669 SH SOLE 35669 Home Depot Inc. COM 437076102 1063 33544 SH SOLE 33544 Honeywell Intl., Inc. COM 438516106 1271 28921 SH SOLE 28921 IShares S&P 500 Index COM 464287200 298 2600 SH SOLE 2600 Int'l Bus Machines COM 459200101 2780 20723 SH SOLE 20723 Intel Corporation COM 458140100 1719 89512 SH SOLE 89512 JP Morgan Chase COM 46625h100 2560 67269 SH SOLE 67269 Johnson & Johnson COM 478160104 1387 22390 SH SOLE 22390 Johnson Controls COM 478366107 792 25980 SH SOLE 25980 Kohls Corporation COM 500255104 774 14685 SH SOLE 14685 Kraft Foods Inc. COM 50075N104 923 29908 SH SOLE 29908 Loews Corp COM 540424108 1041 27460 SH SOLE 27460 Lowe's Companies COM 548661107 845 37925 SH SOLE 37925 Marathon Oil COM 565849106 602 18190 SH SOLE 18190 McDonalds Corp. COM 580135101 755 10137 SH SOLE 10137 McKesson HBOC Inc. COM 58155Q103 638 10335 SH SOLE 10335 Medco Health COM 58405U102 720 13830 SH SOLE 13830 Merck & Co. Inc. COM 58933Y105 1754 47641 SH SOLE 47641 Metlife Inc. COM 59156R108 726 18870 SH SOLE 18870 Microsoft Corporation COM 594918104 2471 100905 SH SOLE 100905 Morgan Stanley COM 617446448 1086 44010 SH SOLE 44010 National Oilwell Varco COM 637071101 644 14480 SH SOLE 14480 News Corp-Cl A COM 65248E104 453 34675 SH SOLE 34675 Nike, Inc. - Class B COM 654106103 1063 13260 SH SOLE 13260 Northrop Grumman COM 666807102 957 15785 SH SOLE 15785 Occidental Pete COM 674599105 1677 21412 SH SOLE 21412 Omnicom Group COM 681919106 964 24415 SH SOLE 24415 Oracle Systems Corp. COM 68389X105 1675 62384 SH SOLE 62384 Pepsico Inc. COM 713448108 1685 25366 SH SOLE 25366 Pfizer Inc. COM 717081103 1969 114655 SH SOLE 114655 Philip Morris Intl. COM 718172109 1584 28280 SH SOLE 28280 Praxair, Inc. COM 74005P104 731 8095 SH SOLE 8095 Procter & Gamble COM 742718109 2435 40606 SH SOLE 40606 Prudential Financial COM 744320102 779 14370 SH SOLE 14370 Qualcomm Inc. COM 747525103 1199 26570 SH SOLE 26570 Ryder System COM 783549108 626 14625 SH SOLE 14625 Sandisk Corp COM 80004C101 718 19580 SH SOLE 19580 Schlumberger LTD COM 806857108 1180 19146 SH SOLE 19146 Simon Property Grp. COM 828806109 1300 14013 SH SOLE 14013 Snap-On Inc. COM 833034101 462 9930 SH SOLE 9930 SunTrust Banks COM 867914103 1142 44230 SH SOLE 44230 TJX Companies, Inc. COM 872540109 877 19660 SH SOLE 19660 Target Corp. COM 87612e106 1034 19340 SH SOLE 19340 Texas Instruments COM 882508104 943 34743 SH SOLE 34743 Thermo Fisher Scientific COM 883556102 801 16730 SH SOLE 16730 Time Warner Inc. COM 887317303 988 32232 SH SOLE 32232 Trustco Bank Corp. NY COM 898349105 67 12025 SH SOLE 12025 U.S. Bancorp COM 902973304 715 33075 SH SOLE 33075 Union Pacific Corp. COM 907818108 972 11885 SH SOLE 11885 United Parcel Svc-Cl B COM 911312106 1245 18675 SH SOLE 18675 United Tech Corp. COM 913017109 1432 20099 SH SOLE 20099 UnitedHealth Group COM 91324p102 785 22355 SH SOLE 22355 V.F. Corp. COM 918204108 624 7700 SH SOLE 7700 Verizon Comm. COM 92343V104 1659 50915 SH SOLE 50915 Wal-Mart Stores COM 931142103 1787 33392 SH SOLE 33392 Walgreen Co. COM 931422109 669 19980 SH SOLE 19980 Wells Fargo & Co. COM 949746101 1607 64005 SH SOLE 64005 Williams Co., Inc. COM 969457100 621 32495 SH SOLE 32495 Wyndham Worldwide Corp COM 98310W108 736 26780 SH SOLE 26780 IShares MSCI EAFE Index 464287465 2539 46230 SH SOLE 46230 IShares S&P 500 Index 464287200 698 6098 SH SOLE 6098 IShares S&P MidCap 400 464287507 3138 39183 SH SOLE 39183 IShares S&P SmCap 600 464287804 3018 51071 SH SOLE 51071 Vanguard High Yield Corp-ADM 922031760 964 169179 SH SOLE 169179 Allianz SE PFD 018805200 1631 60000 SH SOLE 60000 Bank of America PFD 060505765 1042 40000 SH SOLE 40000 Barclays Bank 8.125 pfd PFD 06739H362 2334 90000 SH SOLE 90000 Deutche Bank 7.6% PFD 25154A108 1595 60000 SH SOLE 60000 HSBC Holdings PLC PFD 404280802 1079 40000 SH SOLE 40000 ING Groep NV PFD 456837806 1039 40000 SH SOLE 40000 JPMorgan Chase 8.625% PFD 46625H621 847 30000 SH SOLE 30000 Lehman Bros. Holdings PFD 52520W317 1 40000 SH SOLE 40000 Lloyds Banking Group PLC PFD 539439802 1060 40000 SH SOLE 40000 M&T Capital Trust Pfd PFD 55292C203 1620 60000 SH SOLE 60000 Wells Fargo 7.875 Pfd PFD 94985V202 1082 40000 SH SOLE 40000