0001618921-21-000098.txt : 20211021 0001618921-21-000098.hdr.sgml : 20211021 20211021194654 ACCESSION NUMBER: 0001618921-21-000098 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211019 FILED AS OF DATE: 20211021 DATE AS OF CHANGE: 20211021 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SKINNER JAMES A CENTRAL INDEX KEY: 0001179715 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36759 FILM NUMBER: 211338326 MAIL ADDRESS: STREET 1: ILLINOIS TOOL WORKS STREET 2: 155 HARLEM AVE. CITY: GLENVIEW STATE: IL ZIP: 60025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Walgreens Boots Alliance, Inc. CENTRAL INDEX KEY: 0001618921 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DRUG STORES AND PROPRIETARY STORES [5912] IRS NUMBER: 471758322 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 108 WILMOT ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: (847) 315-2500 MAIL ADDRESS: STREET 1: 108 WILMOT ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 4 1 wf-form4_163486000018249.xml FORM 4 X0306 4 2021-10-19 0 0001618921 Walgreens Boots Alliance, Inc. WBA 0001179715 SKINNER JAMES A C/O WALGREENS BOOTS ALLIANCE, INC. 108 WILMOT ROAD DEERFIELD IL 60015 1 0 0 0 Common Stock 2021-10-19 4 A 0 197531 0 A 708576 D Phantom Stock Units 2021-10-20 4 A 0 516.636 48.39 A Common Stock 516.636 90761.73 D On October 19, 2021, the Compensation and Leadership Performance Committee determined that the performance criteria applicable to this restricted stock unit award granted on November 1, 2020 (not a derivative security within the meaning of Rule 16a-1(c) upon grant) under the amended and restated Walgreens Boots Alliance, Inc. 2013 Omnibus Incentive Plan (together with the related award agreement and the applicable election forms thereunder, the "Plan") had been satisfied. The shares underlying these restricted stock units will vest on November 1, 2023, subject to the terms and conditions of the Plan Includes shares underlying restricted stock units issued in lieu of dividends (through October 15, 2021) on outstanding restricted stock units, including 8,085 shares with respect to the restricted stock unit award described in note (1) above. The phantom stock is issued as non-employee director compensation under the Walgreens Boots Alliance, Inc. 2021 Omnibus Incentive Plan (including the applicable election forms thereunder, the "2021 Plan"), and each unit of phantom stock is the economic equivalent of one share of the company's common stock. To be settled following termination of service as a director in accordance with the terms and conditions of the 2021 Plan. Includes phantom stock units issued in lieu of dividends (through October 15, 2021) on outstanding phantom stock units. /s/ James Skinner by Paul Ingram, Attorney-in-Fact 2021-10-21