0001111830-13-000716.txt : 20131101
0001111830-13-000716.hdr.sgml : 20131101
20131101082226
ACCESSION NUMBER: 0001111830-13-000716
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130930
FILED AS OF DATE: 20131101
DATE AS OF CHANGE: 20131101
EFFECTIVENESS DATE: 20131101
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HUSSMAN STRATEGIC ADVISORS, INC.
CENTRAL INDEX KEY: 0001179475
IRS NUMBER: 383083913
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10233
FILM NUMBER: 131184314
BUSINESS ADDRESS:
STREET 1: 5136 DORSEY HALL DRIVE
CITY: ELLICOTT CITY
STATE: MD
ZIP: 21042
BUSINESS PHONE: (410) 715-1145
MAIL ADDRESS:
STREET 1: 5136 DORSEY HALL DRIVE
CITY: ELLICOTT CITY
STATE: MD
ZIP: 21042
FORMER COMPANY:
FORMER CONFORMED NAME: HUSSMAN ECONOMETRICS ADVISORS, INC.
DATE OF NAME CHANGE: 20040726
FORMER COMPANY:
FORMER CONFORMED NAME: HUSSMAN ECONOMETRICS ADVISORS INC
DATE OF NAME CHANGE: 20020807
13F-HR
1
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13F-HR
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0001179475
XXXXXXXX
09-30-2013
09-30-2013
false
HUSSMAN STRATEGIC ADVISORS, INC.
5136 Dorsey Hall Drive
Ellicott City
MD
21042
13F HOLDINGS REPORT
028-10233
N
John P. Hussman
President
410-715-1145
/s/ John P. Hussman
Ellicott City
MD
11-01-2013
0
207
1820186
INFORMATION TABLE
2
infotable.xml
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ENSCO PLC
SHS CLASS A
G3157S106
269
5000
SH
SOLE
5000
0
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GARMIN LTD
SHS
H2906T109
194
4300
SH
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4300
0
0
CLICKSOFTWARE TECHNOLOGIES L
ORD
M25082104
107
17500
SH
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17500
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VISTAPRINT N V
SHS
N93540107
6782
120000
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120000
0
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COPA HOLDINGS SA
CL A
P31076105
2773
20000
SH
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20000
0
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AFLAC INC
COM
001055102
28205
455000
SH
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455000
0
0
ABBVIE INC
COM
00287Y109
18037
403250
SH
SOLE
403250
0
0
ADOBE SYS INC
COM
00724F101
25970
500000
SH
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500000
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AETNA INC NEW
COM
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25608
400000
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400000
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AGILENT TECHNOLOGIES INC
COM
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8046
157000
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157000
0
0
AGNICO EAGLE MINES LTD
COM
008474108
2647
100000
SH
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0
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AKAMAI TECHNOLOGIES INC
COM
00971T101
18095
350000
SH
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350000
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AMEREN CORP
COM
023608102
35
1000
SH
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1000
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AMERICAN ELEC PWR INC
COM
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50000
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AMGEN INC
COM
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27985
250000
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CL A
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ANALOG DEVICES INC
COM
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152000
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ANGLOGOLD ASHANTI LTD
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APPLIED MATLS INC
COM
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ARCHER DANIELS MIDLAND CO
COM
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500000
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ASSURANT INC
COM
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21640
400000
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400000
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ASTRAZENECA PLC
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3531
68000
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BP PLC
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055622104
109
2600
SH
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2600
0
0
BANK NEW YORK MELLON CORP
COM
064058100
15095
500000
SH
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500000
0
0
BARRICK GOLD CORP
COM
067901108
2793
150000
SH
SOLE
150000
0
0
BAXTER INTL INC
COM
071813109
16912
257450
SH
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257450
0
0
BECTON DICKINSON & CO
COM
075887109
10002
100000
SH
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100000
0
0
BIOGEN IDEC INC
COM
09062X103
18057
75000
SH
SOLE
75000
0
0
CVR ENERGY INC
COM
12662P108
13482
350000
SH
SOLE
350000
0
0
CA INC
COM
12673P105
445
15000
SH
SOLE
15000
0
0
CAMPBELL SOUP CO
COM
134429109
20457
502500
SH
SOLE
502500
0
0
CANON INC
ADR
138006309
320
10000
SH
SOLE
10000
0
0
CARNIVAL CORP
PAIRED CTF
143658300
261
8000
SH
SOLE
8000
0
0
CELANESE CORP DEL
COM SER A
150870103
2903
55000
SH
SOLE
55000
0
0
CHEESECAKE FACTORY INC
COM
163072101
28216
642000
SH
SOLE
642000
0
0
CHEVRON CORP NEW
COM
166764100
304
2500
SH
SOLE
2500
0
0
CISCO SYS INC
COM
17275R102
23614
1008300
SH
SOLE
1008300
0
0
CINTAS CORP
COM
172908105
20480
400000
SH
SOLE
400000
0
0
CLOROX CO DEL
COM
189054109
28929
354000
SH
SOLE
354000
0
0
COACH INC
COM
189754104
136
2500
SH
SOLE
2500
0
0
COCA COLA CO
COM
191216100
9925
262000
SH
SOLE
262000
0
0
COLGATE PALMOLIVE CO
COM
194162103
23720
400000
SH
SOLE
400000
0
0
COMCAST CORP NEW
CL A SPL
20030N200
4337
100000
SH
SOLE
100000
0
0
COMMUNITY HEALTH SYS INC NEW
COM
203668108
8300
200000
SH
SOLE
200000
0
0
COMPANIA DE MINAS BUENAVENTU
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204448104
1171
100000
SH
SOLE
100000
0
0
COMTECH TELECOMMUNICATIONS C
COM NEW
205826209
73
3000
SH
SOLE
3000
0
0
COOPER TIRE & RUBR CO
COM
216831107
13783
447500
SH
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447500
0
0
CYBERONICS INC
COM
23251P102
25827
509000
SH
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509000
0
0
DST SYS INC DEL
COM
233326107
8295
110000
SH
SOLE
110000
0
0
DTE ENERGY CO
COM
233331107
66
1000
SH
SOLE
1000
0
0
DARDEN RESTAURANTS INC
COM
237194105
255
5500
SH
SOLE
5500
0
0
DECKERS OUTDOOR CORP
COM
243537107
19776
300000
SH
SOLE
300000
0
0
DEVRY INC DEL
COM
251893103
4706
154000
SH
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154000
0
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DIEBOLD INC
COM
253651103
132
4500
SH
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4500
0
0
DISH NETWORK CORP
CL A
25470M109
22145
492000
SH
SOLE
492000
0
0
DOMINION RES INC VA NEW
COM
25746U109
62
1000
SH
SOLE
1000
0
0
DR PEPPER SNAPPLE GROUP INC
COM
26138E109
359
8000
SH
SOLE
8000
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
22
333
SH
SOLE
333
0
0
EPIQ SYS INC
COM
26882D109
132
10000
SH
SOLE
10000
0
0
EDISON INTL
COM
281020107
46
1000
SH
SOLE
1000
0
0
ENERGIZER HLDGS INC
COM
29266R108
15951
175000
SH
SOLE
175000
0
0
ENTERGY CORP
COM
29364G103
4840
76600
SH
SOLE
76600
0
0
EXELON CORP
COM
30161N101
4446
150000
SH
SOLE
150000
0
0
EXXON MOBIL CORP
COM
30231G102
9086
105600
SH
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105600
0
0
FLIR SYS INC
COM
302445101
23550
750000
SH
SOLE
750000
0
0
FEDEX CORP
COM
31428X106
11411
100000
SH
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100000
0
0
FIRST SOLAR INC
COM
336433107
20105
500000
SH
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500000
0
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FIRSTENERGY CORP
COM
337932107
36
1000
SH
SOLE
1000
0
0
GAMESTOP CORP NEW
CL A
36467W109
4965
100000
SH
SOLE
100000
0
0
GANNETT INC
COM
364730101
23629
882000
SH
SOLE
882000
0
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GENERAC HLDGS INC
COM
368736104
23239
545000
SH
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545000
0
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GENERAL MLS INC
COM
370334104
23960
500000
SH
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500000
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GILEAD SCIENCES INC
COM
375558103
15710
250000
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GLAXOSMITHKLINE PLC
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37733W105
1179
23500
SH
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23500
0
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GOLD FIELDS LTD NEW
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38059T106
1143
250000
SH
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250000
0
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GOLDCORP INC NEW
COM
380956409
2601
100000
SH
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100000
0
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GRAND CANYON ED INC
COM
38526M106
4028
100000
SH
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100000
0
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HALLIBURTON CO
COM
406216101
14445
300000
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300000
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HARMONY GOLD MNG LTD
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1690
500000
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500000
0
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HARRIS CORP DEL
COM
413875105
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173700
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173700
0
0
HARTE-HANKS INC
COM
416196103
225
25500
SH
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25500
0
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HARVARD BIOSCIENCE INC
COM
416906105
5260
1000000
SH
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1000000
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HASBRO INC
COM
418056107
312
6625
SH
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6625
0
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HEALTH MGMT ASSOC INC NEW
CL A
421933102
12800
1000000
SH
SOLE
1000000
0
0
HELMERICH & PAYNE INC
COM
423452101
24132
350000
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350000
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HILLENBRAND INC
COM
431571108
12317
450000
SH
SOLE
450000
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HOLLYFRONTIER CORP
COM
436106108
20213
480000
SH
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480000
0
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ILLINOIS TOOL WKS INC
COM
452308109
9534
125000
SH
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125000
0
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INTEL CORP
COM
458140100
504
22000
SH
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22000
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INTERNATIONAL BUSINESS MACHS
COM
459200101
185
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ISHARES GOLD TRUST
ISHARES
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ISHARES
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1339
87000
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MSCI FRANCE ETF
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1344
50000
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ISHARES
MSCI SZ CAP ETF
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MSCI GERMANY ETF
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ISHARES
MSCI NETHERL ETF
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55000
SH
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COM
466367109
30280
757000
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SOLE
757000
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JOHNSON & JOHNSON
COM
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17568
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J2 GLOBAL INC
COM
48123V102
24760
500000
SH
SOLE
500000
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KLA-TENCOR CORP
COM
482480100
201
3300
SH
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3300
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KELLOGG CO
COM
487836108
14682
250000
SH
SOLE
250000
0
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KOHLS CORP
COM
500255104
378
7300
SH
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7300
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KOSS CORP
COM
500692108
46
9000
SH
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KROGER CO
COM
501044101
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500000
SH
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500000
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LILLY ELI & CO
COM
532457108
503
10000
SH
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10000
0
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MANTECH INTL CORP
CL A
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230
8000
SH
SOLE
8000
0
0
MATTEL INC
COM
577081102
20428
488000
SH
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488000
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MAXIM INTEGRATED PRODS INC
COM
57772K101
134
4500
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4500
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MCDONALDS CORP
COM
580135101
481
5000
SH
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5000
0
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MEDICINES CO
COM
584688105
3486
104000
SH
SOLE
104000
0
0
MEDTRONIC INC
COM
585055106
10916
205000
SH
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205000
0
0
MERCK & CO INC NEW
COM
58933Y105
125
2625
SH
SOLE
2625
0
0
MERIDIAN BIOSCIENCE INC
COM
589584101
296
12500
SH
SOLE
12500
0
0
MICROSOFT CORP
COM
594918104
17155
515000
SH
SOLE
515000
0
0
MICROCHIP TECHNOLOGY INC
COM
595017104
8098
201000
SH
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201000
0
0
MINDRAY MEDICAL INTL LTD
SPON ADR
602675100
875
22500
SH
SOLE
22500
0
0
MOODYS CORP
COM
615369105
17582
250000
SH
SOLE
250000
0
0
MURPHY OIL CORP
COM
626717102
27144
450000
SH
SOLE
450000
0
0
MURPHY USA INC
COM
626755102
4544
112500
SH
SOLE
112500
0
0
MYLAN INC
COM
628530107
17329
454000
SH
SOLE
454000
0
0
NATIONAL HEALTHCARE CORP
COM
635906100
189
4000
SH
SOLE
4000
0
0
NATIONAL GRID PLC
SPONS ADR NEW
636274300
620
10500
SH
SOLE
10500
0
0
NETEASE COM INC
ADR
64110W102
581
8000
SH
SOLE
8000
0
0
NEWMARKET CORP
COM
651587107
4319
15000
SH
SOLE
15000
0
0
NEWMONT MINING CORP
COM
651639106
2979
106000
SH
SOLE
106000
0
0
NEXTERA ENERGY INC
COM
65339F101
80
1000
SH
SOLE
1000
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
16968
221200
SH
SOLE
221200
0
0
NUSTAR ENERGY LP
UNIT COM
67058H102
40
1000
SH
SOLE
1000
0
0
NUTRI SYS INC NEW
COM
67069D108
86
6000
SH
SOLE
6000
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
187
2000
SH
SOLE
2000
0
0
OFFICEMAX INC DEL
COM
67622P101
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1000000
SH
SOLE
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ONEOK PARTNERS LP
UNIT LTD PARTN
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53
1000
SH
SOLE
1000
0
0
OPEN TEXT CORP
COM
683715106
18662
250000
SH
SOLE
250000
0
0
OUTERWALL INC
COM
690070107
12498
250000
SH
SOLE
250000
0
0
PDL BIOPHARMA INC
COM
69329Y104
17677
2218000
SH
SOLE
2218000
0
0
PG&E CORP
COM
69331C108
2046
50000
SH
SOLE
50000
0
0
PPL CORP
COM
69351T106
6185
203600
SH
SOLE
203600
0
0
PANERA BREAD CO
CL A
69840W108
21402
135000
SH
SOLE
135000
0
0
PATTERSON COMPANIES INC
COM
703395103
2211
55000
SH
SOLE
55000
0
0
PEPCO HOLDINGS INC
COM
713291102
18
1000
SH
SOLE
1000
0
0
PEPSICO INC
COM
713448108
28288
355825
SH
SOLE
355825
0
0
PETMED EXPRESS INC
COM
716382106
244
15000
SH
SOLE
15000
0
0
PINNACLE WEST CAPITAL CORP
COM
723484101
55
1000
SH
SOLE
1000
0
0
POTASH CORP SASK INC
COM
73755L107
313
10000
SH
SOLE
10000
0
0
PROCTER & GAMBLE CO
COM
742718109
15609
206500
SH
SOLE
206500
0
0
PROGRESSIVE CORP OHIO
COM
743315103
13615
500000
SH
SOLE
500000
0
0
PROTECTIVE LIFE CORP
COM
743674103
14892
350000
SH
SOLE
350000
0
0
PUBLIC SVC ENTERPRISE GROUP
COM
744573106
3293
100000
SH
SOLE
100000
0
0
QUALITY SYS INC
COM
747582104
65
3000
SH
SOLE
3000
0
0
QUESTCOR PHARMACEUTICALS INC
COM
74835Y101
8700
150000
SH
SOLE
150000
0
0
RANDGOLD RES LTD
ADR
752344309
1788
25000
SH
SOLE
25000
0
0
RAYTHEON CO
COM
755111507
216
2800
SH
SOLE
2800
0
0
REED ELSEVIER N V
SPONS ADR NEW
758204200
606
15100
SH
SOLE
15100
0
0
REGAL ENTMT GROUP
CL A
758766109
9490
500000
SH
SOLE
500000
0
0
RESMED INC
COM
761152107
16638
315000
SH
SOLE
315000
0
0
ROBERT HALF INTL INC
COM
770323103
13660
350000
SH
SOLE
350000
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
641
5000
SH
SOLE
5000
0
0
SPDR SERIES TRUST
DB INT GVT ETF
78464A490
9534
160000
SH
SOLE
160000
0
0
SAFEWAY INC
COM NEW
786514208
25544
798500
SH
SOLE
798500
0
0
SANMINA CORPORATION
COM
801056102
2554
146000
SH
SOLE
146000
0
0
SANOFI
SPONSORED ADR
80105N105
1119
22100
SH
SOLE
22100
0
0
SCANA CORP NEW
COM
80589M102
46
1000
SH
SOLE
1000
0
0
SCOTTS MIRACLE GRO CO
CL A
810186106
165
3000
SH
SOLE
3000
0
0
SCRIPPS NETWORKS INTERACT IN
CL A COM
811065101
11717
150000
SH
SOLE
150000
0
0
SIBANYE GOLD LTD
SPONSORED ADR
825724206
620
119000
SH
SOLE
119000
0
0
SMITH & NEPHEW PLC
SPON ADR NEW
83175M205
1217
19500
SH
SOLE
19500
0
0
SOUTHWEST AIRLS CO
COM
844741108
17472
1200000
SH
SOLE
1200000
0
0
STAPLES INC
COM
855030102
139
9500
SH
SOLE
9500
0
0
STILLWATER MNG CO
COM
86074Q102
110
10000
SH
SOLE
10000
0
0
SUNPOWER CORP
COM
867652406
18312
700000
SH
SOLE
700000
0
0
SYMANTEC CORP
COM
871503108
24750
1000000
SH
SOLE
1000000
0
0
SYNAPTICS INC
COM
87157D109
21476
485000
SH
SOLE
485000
0
0
SYSCO CORP
COM
871829107
9597
301500
SH
SOLE
301500
0
0
TECO ENERGY INC
COM
872375100
17
1000
SH
SOLE
1000
0
0
TRW AUTOMOTIVE HLDGS CORP
COM
87264S106
24958
350000
SH
SOLE
350000
0
0
TAIWAN SEMICONDUCTOR ENGR
SPONSORED ADR
874039100
933
55000
SH
SOLE
55000
0
0
TARGET CORP
COM
87612E106
21081
329500
SH
SOLE
329500
0
0
TELECOM CORP NEW ZEALAND LTD
SPONSORED ADR
879278208
882
92500
SH
SOLE
92500
0
0
TERADYNE INC
COM
880770102
10738
650000
SH
SOLE
650000
0
0
3M CO
COM
88579Y101
17912
150000
SH
SOLE
150000
0
0
UNS ENERGY CORP
COM
903119105
47
1000
SH
SOLE
1000
0
0
U S AIRWAYS GROUP INC
COM
90341W108
7167
378000
SH
SOLE
378000
0
0
UNITED STATIONERS INC
COM
913004107
7004
161000
SH
SOLE
161000
0
0
UNITED THERAPEUTICS CORP DEL
COM
91307C102
28228
358000
SH
SOLE
358000
0
0
UNUM GROUP
COM
91529Y106
15220
500000
SH
SOLE
500000
0
0
URBAN OUTFITTERS INC
COM
917047102
11031
300000
SH
SOLE
300000
0
0
VALASSIS COMMUNICATIONS INC
COM
918866104
3321
115000
SH
SOLE
115000
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
8538
250000
SH
SOLE
250000
0
0
VALUECLICK INC
COM
92046N102
9174
440000
SH
SOLE
440000
0
0
VARIAN MEDL SYS INC
COM
92220P105
7473
100000
SH
SOLE
100000
0
0
VEECO INSTRSS INC DEL
COM
922417100
3723
100000
SH
SOLE
100000
0
0
VERISK ANALYTICS INC
CL A
92345Y106
4352
67000
SH
SOLE
67000
0
0
WUXI PHARMATECH CAYMAN INC
SPONS ADR SHS
929352102
548
20000
SH
SOLE
20000
0
0
WAL MART STORES INC
COM
931142103
496
6700
SH
SOLE
6700
0
0
WALGREEN CO
COM
931422109
15952
296500
SH
SOLE
296500
0
0
WATERS CORP
COM
941848103
14657
138000
SH
SOLE
138000
0
0
WELLPOINT INC
COM
94973V107
12542
150000
SH
SOLE
150000
0
0
WESTERN DIGITAL CORP
COM
958102105
9510
150000
SH
SOLE
150000
0
0
WESTERN UN CO
COM
959802109
327
17500
SH
SOLE
17500
0
0
WILEY JOHN & SONS INC
CL A
968223206
343
7200
SH
SOLE
7200
0
0
WILLIAMS PARTNERS L P
COM UNIT L P
96950F104
53
1000
SH
SOLE
1000
0
0
WIPRO LTD
SPON ADR 1 SH
97651M109
623
60718
SH
SOLE
60718
0
0
WORLD ACCEP CORP DEL
COM
981419104
16545
184000
SH
SOLE
184000
0
0
ZEBRA TECHNOLOGIES CORP
CL A
989207105
4007
88000
SH
SOLE
88000
0
0
ZIMMER HLDGS INC
COM
98956P102
4600
56000
SH
SOLE
56000
0
0