0001140361-17-035248.txt : 20170912
0001140361-17-035248.hdr.sgml : 20170912
20170912185106
ACCESSION NUMBER: 0001140361-17-035248
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170912
FILED AS OF DATE: 20170912
DATE AS OF CHANGE: 20170912
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MARAKOVIC NINO NIKOLA
CENTRAL INDEX KEY: 0001179380
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38034
FILM NUMBER: 171081972
MAIL ADDRESS:
STREET 1: 3408 HILLVIEW AVE
STREET 2: BLDG 5
CITY: PALO ALTO
STATE: CA
ZIP: 94304
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sapphire Ventures Fund I, L.P.
CENTRAL INDEX KEY: 0001503585
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38034
FILM NUMBER: 171081973
BUSINESS ADDRESS:
STREET 1: 3408 HILLVIEW AVENUE
STREET 2: BLDG 5
CITY: PALO ALTO
STATE: CA
ZIP: 94304
BUSINESS PHONE: 650.849.3950
MAIL ADDRESS:
STREET 1: 3408 HILLVIEW AVENUE
STREET 2: BLDG 5
CITY: PALO ALTO
STATE: CA
ZIP: 94304
FORMER NAME:
FORMER CONFORMED NAME: SAP Ventures Fund I, L.P.
DATE OF NAME CHANGE: 20101014
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sapphire Ventures (GPE) I, L.L.C.
CENTRAL INDEX KEY: 0001634035
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38034
FILM NUMBER: 171081974
BUSINESS ADDRESS:
STREET 1: 3408 HILLVIEW AVENUE
STREET 2: BLDG. 5
CITY: PALO ALTO
STATE: CA
ZIP: 94304
BUSINESS PHONE: (650) 849-3950
MAIL ADDRESS:
STREET 1: 3408 HILLVIEW AVENUE
STREET 2: BLDG. 5
CITY: PALO ALTO
STATE: CA
ZIP: 94304
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alteryx, Inc.
CENTRAL INDEX KEY: 0001689923
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 900673106
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3345 MICHELSON DRIVE
STREET 2: SUITE 400
CITY: IRVINE
STATE: CA
ZIP: 92612
BUSINESS PHONE: (888) 836-4274
MAIL ADDRESS:
STREET 1: 3345 MICHELSON DRIVE
STREET 2: SUITE 400
CITY: IRVINE
STATE: CA
ZIP: 92612
4
1
doc1.xml
FORM 4
X0306
4
2017-09-12
0
0001689923
Alteryx, Inc.
AYX
0001634035
Sapphire Ventures (GPE) I, L.L.C.
3408 HILLVIEW AVENUE
BLDG. 5
PALO ALTO
CA
94304
0
0
1
0
0001503585
Sapphire Ventures Fund I, L.P.
3408 HILLVIEW AVENUE
BLDG 5
PALO ALTO
CA
94304
0
0
1
0
0001179380
MARAKOVIC NINO NIKOLA
C/O SAPPHIRE VENTURES
3408 HILLVIEW AVENUE
PALO ALTO
CA
94304
0
0
1
0
Class A Common Stock
2017-09-12
4
C
0
5100000
A
5100000
I
By Sapphire Ventures Fund I, L.P.
Class A Common Stock
2017-09-12
4
S
0
5100000
20.2406
D
0
I
By Sapphire Ventures Fund I, L.P.
Class A Common Stock
10714
I
See footnote
Class B Common Stock
2017-09-12
4
C
0
5100000
D
Class A Common Stock
5100000
1092283
I
By Sapphire Ventures Fund I, L.P.
Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date.
Held directly by Sapphire Ventures Fund I, L.P. ("Sapphire LP"). Sapphire Ventures (GPE) I, L.L.C. ("Sapphire GP"), is the general partner of Sapphire LP. Nino N. Marakovic, Richard Douglas Higgins, Jayendra Das, David A. Hartwig, and Andreas M. Weiskam, as the managing members of Sapphire GP, may be deemed to share voting and dispositive power over the shares held by Sapphire LP. The managing members disclaim beneficial ownership over such shares, except to the extent of any pecuniary interest therein.
Represents an award of restricted stock units ("RSUs"). The RSUs vest as to 100% of the shares at the earlier date of: (i) the Issuer's 2018 Annual Meeting of Stockholders or (ii) March 24, 2018. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration.
The RSUs are held by Jayendra Das, a director of the Issuer. Mr. Das is a managing member of Sapphire Ventures (GPE) I, L.L.C. ("Sapphire"). Under Sapphire's operating agreement, Mr. Das is deemed to hold the common stock for the benefit of Sapphire, except to the extent of his pecuniary interest therein. Shares of the Issuer's Class A Common Stock will be delivered to Mr. Das following vesting.
Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 29, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date.
Sapphire Ventures (GPE) I, L.L.C. /s/ Nino Nikola Marakovic as Managing Member
2017-09-12
Sapphire Ventures Fund I, L.P. /s/ Nino Nikola Marakovic, as Managing Member of Sapphire Ventures (GPE) I, L.L.C., its general partner
2017-09-12
/s/ Nino Nikola Marakovic
2017-09-12