0001140361-17-013806.txt : 20170329 0001140361-17-013806.hdr.sgml : 20170329 20170329173259 ACCESSION NUMBER: 0001140361-17-013806 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170329 FILED AS OF DATE: 20170329 DATE AS OF CHANGE: 20170329 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alteryx, Inc. CENTRAL INDEX KEY: 0001689923 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 900673106 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3345 MICHELSON DRIVE STREET 2: SUITE 400 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: (888) 836-4274 MAIL ADDRESS: STREET 1: 3345 MICHELSON DRIVE STREET 2: SUITE 400 CITY: IRVINE STATE: CA ZIP: 92612 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARAKOVIC NINO NIKOLA CENTRAL INDEX KEY: 0001179380 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38034 FILM NUMBER: 17723138 MAIL ADDRESS: STREET 1: 3408 HILLVIEW AVE STREET 2: BLDG 5 CITY: PALO ALTO STATE: CA ZIP: 94304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sapphire Ventures Fund I, L.P. CENTRAL INDEX KEY: 0001503585 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38034 FILM NUMBER: 17723139 BUSINESS ADDRESS: STREET 1: 3408 HILLVIEW AVENUE STREET 2: BLDG 5 CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 650.849.3950 MAIL ADDRESS: STREET 1: 3408 HILLVIEW AVENUE STREET 2: BLDG 5 CITY: PALO ALTO STATE: CA ZIP: 94304 FORMER NAME: FORMER CONFORMED NAME: SAP Ventures Fund I, L.P. DATE OF NAME CHANGE: 20101014 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sapphire Ventures (GPE) I, L.L.C. CENTRAL INDEX KEY: 0001634035 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38034 FILM NUMBER: 17723140 BUSINESS ADDRESS: STREET 1: 3408 HILLVIEW AVENUE STREET 2: BLDG. 5 CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: (650) 849-3950 MAIL ADDRESS: STREET 1: 3408 HILLVIEW AVENUE STREET 2: BLDG. 5 CITY: PALO ALTO STATE: CA ZIP: 94304 4 1 doc1.xml FORM 4 X0306 4 2017-03-29 0 0001689923 Alteryx, Inc. AYX 0001634035 Sapphire Ventures (GPE) I, L.L.C. 3408 HILLVIEW AVENUE BLDG. 5 PALO ALTO CA 94304 0 0 1 0 0001503585 Sapphire Ventures Fund I, L.P. 3408 HILLVIEW AVENUE BLDG 5 PALO ALTO CA 94304 0 0 1 0 0001179380 MARAKOVIC NINO NIKOLA C/O SAPPHIRE VENTURES 3408 HILLVIEW AVENUE PALO ALTO CA 94304 0 0 1 0 Series A Preferred Stock 2017-03-29 4 C 0 5491893 D Class B Common Stock 5491893 0 I By Sapphire Ventures Fund I, L.P. Series B Preferred Stock 2017-03-29 4 C 0 700390 D Class B Common Stock 700390 0 I By Sapphire Ventures Fund I, L.P. Class B Common Stock 2017-03-29 4 C 0 6192283 A Class A Common Stock 6192283 6192283 I By Sapphire Ventures Fund I, L.P. In connection with the consummation of the Issuer's initial public offering (the "IPO") on March 29, 2017, each share of Preferred Stock automatically converted into one (1) share of Class B Common Stock for no additional consideration. All shares of Class B Common Stock issued upon conversion were aggregated. Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, that occurs after the closing of the IPO to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 29, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date. Held directly by Sapphire Ventures Fund I, L.P. ("Sapphire LP"). Sapphire Ventures (GPE) I, L.L.C. ("Sapphire GP"), is the general partner of Sapphire LP. Nino N. Marakovic, Richard Douglas Higgins, Jayendra Das, David A. Hartwig, and Andreas M. Weiskam, as the managing members of Sapphire GP, may be deemed to share voting and dispositive power over the shares held by Sapphire LP. The managing members disclaim beneficial ownership over such shares, except to the extent of any pecuniary interest therein. Sapphire Ventures (GPE) I, L.L.C. /s/ Nino Nikola Marakovic as Managing Member 2017-03-29 Sapphire Ventures Fund I, L.P. /s/ Nino Nikola Marakovic, as Managing Member of Sapphire Ventures (GPE) I, L.L.C., its general partner 2017-03-29 /s/ Nino Nikola Marakovic 2017-03-29