0001140361-17-013806.txt : 20170329
0001140361-17-013806.hdr.sgml : 20170329
20170329173259
ACCESSION NUMBER: 0001140361-17-013806
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170329
FILED AS OF DATE: 20170329
DATE AS OF CHANGE: 20170329
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alteryx, Inc.
CENTRAL INDEX KEY: 0001689923
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 900673106
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3345 MICHELSON DRIVE
STREET 2: SUITE 400
CITY: IRVINE
STATE: CA
ZIP: 92612
BUSINESS PHONE: (888) 836-4274
MAIL ADDRESS:
STREET 1: 3345 MICHELSON DRIVE
STREET 2: SUITE 400
CITY: IRVINE
STATE: CA
ZIP: 92612
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MARAKOVIC NINO NIKOLA
CENTRAL INDEX KEY: 0001179380
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38034
FILM NUMBER: 17723138
MAIL ADDRESS:
STREET 1: 3408 HILLVIEW AVE
STREET 2: BLDG 5
CITY: PALO ALTO
STATE: CA
ZIP: 94304
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sapphire Ventures Fund I, L.P.
CENTRAL INDEX KEY: 0001503585
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38034
FILM NUMBER: 17723139
BUSINESS ADDRESS:
STREET 1: 3408 HILLVIEW AVENUE
STREET 2: BLDG 5
CITY: PALO ALTO
STATE: CA
ZIP: 94304
BUSINESS PHONE: 650.849.3950
MAIL ADDRESS:
STREET 1: 3408 HILLVIEW AVENUE
STREET 2: BLDG 5
CITY: PALO ALTO
STATE: CA
ZIP: 94304
FORMER NAME:
FORMER CONFORMED NAME: SAP Ventures Fund I, L.P.
DATE OF NAME CHANGE: 20101014
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sapphire Ventures (GPE) I, L.L.C.
CENTRAL INDEX KEY: 0001634035
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38034
FILM NUMBER: 17723140
BUSINESS ADDRESS:
STREET 1: 3408 HILLVIEW AVENUE
STREET 2: BLDG. 5
CITY: PALO ALTO
STATE: CA
ZIP: 94304
BUSINESS PHONE: (650) 849-3950
MAIL ADDRESS:
STREET 1: 3408 HILLVIEW AVENUE
STREET 2: BLDG. 5
CITY: PALO ALTO
STATE: CA
ZIP: 94304
4
1
doc1.xml
FORM 4
X0306
4
2017-03-29
0
0001689923
Alteryx, Inc.
AYX
0001634035
Sapphire Ventures (GPE) I, L.L.C.
3408 HILLVIEW AVENUE
BLDG. 5
PALO ALTO
CA
94304
0
0
1
0
0001503585
Sapphire Ventures Fund I, L.P.
3408 HILLVIEW AVENUE
BLDG 5
PALO ALTO
CA
94304
0
0
1
0
0001179380
MARAKOVIC NINO NIKOLA
C/O SAPPHIRE VENTURES
3408 HILLVIEW AVENUE
PALO ALTO
CA
94304
0
0
1
0
Series A Preferred Stock
2017-03-29
4
C
0
5491893
D
Class B Common Stock
5491893
0
I
By Sapphire Ventures Fund I, L.P.
Series B Preferred Stock
2017-03-29
4
C
0
700390
D
Class B Common Stock
700390
0
I
By Sapphire Ventures Fund I, L.P.
Class B Common Stock
2017-03-29
4
C
0
6192283
A
Class A Common Stock
6192283
6192283
I
By Sapphire Ventures Fund I, L.P.
In connection with the consummation of the Issuer's initial public offering (the "IPO") on March 29, 2017, each share of Preferred Stock automatically converted into one (1) share of Class B Common Stock for no additional consideration. All shares of Class B Common Stock issued upon conversion were aggregated.
Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, that occurs after the closing of the IPO to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date.
Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 29, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date.
Held directly by Sapphire Ventures Fund I, L.P. ("Sapphire LP"). Sapphire Ventures (GPE) I, L.L.C. ("Sapphire GP"), is the general partner of Sapphire LP. Nino N. Marakovic, Richard Douglas Higgins, Jayendra Das, David A. Hartwig, and Andreas M. Weiskam, as the managing members of Sapphire GP, may be deemed to share voting and dispositive power over the shares held by Sapphire LP. The managing members disclaim beneficial ownership over such shares, except to the extent of any pecuniary interest therein.
Sapphire Ventures (GPE) I, L.L.C. /s/ Nino Nikola Marakovic as Managing Member
2017-03-29
Sapphire Ventures Fund I, L.P. /s/ Nino Nikola Marakovic, as Managing Member of Sapphire Ventures (GPE) I, L.L.C., its general partner
2017-03-29
/s/ Nino Nikola Marakovic
2017-03-29