0001144204-14-033104.txt : 20140522 0001144204-14-033104.hdr.sgml : 20140522 20140522153907 ACCESSION NUMBER: 0001144204-14-033104 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140520 FILED AS OF DATE: 20140522 DATE AS OF CHANGE: 20140522 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WhiteHorse Finance, Inc. CENTRAL INDEX KEY: 0001552198 IRS NUMBER: 454247759 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1450 Brickell Avenue, 31st Floor CITY: Miami STATE: FL ZIP: 33131 BUSINESS PHONE: (305) 379-2322 MAIL ADDRESS: STREET 1: 1450 Brickell Avenue, 31st Floor CITY: Miami STATE: FL ZIP: 33131 FORMER COMPANY: FORMER CONFORMED NAME: WhiteHorse Finance, LLC DATE OF NAME CHANGE: 20120613 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVIS TOM C CENTRAL INDEX KEY: 0001179317 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00967 FILM NUMBER: 14863551 MAIL ADDRESS: STREET 1: DEAN FOODS COMPANY STREET 2: 2515 MCKINNEY AVE STE 1200 CITY: DALLAS STATE: TX ZIP: 75201 4 1 v379595_4.xml FORM 4 X0306 4 2014-05-20 0 0001552198 WhiteHorse Finance, Inc. WHF 0001179317 DAVIS TOM C 1450 BRICKELL AVENUE 31ST FLOOR MIAMI FL 33131 1 0 0 0 Common Stock, par value $0.001 per share 2014-05-20 4 P 0 4000 13.83 A 4000 D The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.77 to $13.86, inclusive. Upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. /s/ Tom Davis 2014-05-22