0001144204-14-033104.txt : 20140522
0001144204-14-033104.hdr.sgml : 20140522
20140522153907
ACCESSION NUMBER: 0001144204-14-033104
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140520
FILED AS OF DATE: 20140522
DATE AS OF CHANGE: 20140522
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WhiteHorse Finance, Inc.
CENTRAL INDEX KEY: 0001552198
IRS NUMBER: 454247759
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1450 Brickell Avenue, 31st Floor
CITY: Miami
STATE: FL
ZIP: 33131
BUSINESS PHONE: (305) 379-2322
MAIL ADDRESS:
STREET 1: 1450 Brickell Avenue, 31st Floor
CITY: Miami
STATE: FL
ZIP: 33131
FORMER COMPANY:
FORMER CONFORMED NAME: WhiteHorse Finance, LLC
DATE OF NAME CHANGE: 20120613
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DAVIS TOM C
CENTRAL INDEX KEY: 0001179317
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00967
FILM NUMBER: 14863551
MAIL ADDRESS:
STREET 1: DEAN FOODS COMPANY
STREET 2: 2515 MCKINNEY AVE STE 1200
CITY: DALLAS
STATE: TX
ZIP: 75201
4
1
v379595_4.xml
FORM 4
X0306
4
2014-05-20
0
0001552198
WhiteHorse Finance, Inc.
WHF
0001179317
DAVIS TOM C
1450 BRICKELL AVENUE
31ST FLOOR
MIAMI
FL
33131
1
0
0
0
Common Stock, par value $0.001 per share
2014-05-20
4
P
0
4000
13.83
A
4000
D
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.77 to $13.86, inclusive. Upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
/s/ Tom Davis
2014-05-22