0000898432-20-000348.txt : 20200316 0000898432-20-000348.hdr.sgml : 20200316 20200316214947 ACCESSION NUMBER: 0000898432-20-000348 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200313 FILED AS OF DATE: 20200316 DATE AS OF CHANGE: 20200316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TANK BRADLEY CENTRAL INDEX KEY: 0001254645 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21167 FILM NUMBER: 20719146 MAIL ADDRESS: STREET 1: C/O LEHMAN BROTHERS ASSET MANAGEMENT STREET 2: 190 SOUTH LASALLE STREET CITY: CHICAGO STATE: IL ZIP: 60603-3421 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. CENTRAL INDEX KEY: 0001178840 IRS NUMBER: 522372411 FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10104 BUSINESS PHONE: 2124768800 MAIL ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10104 FORMER COMPANY: FORMER CONFORMED NAME: NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND, INC. DATE OF NAME CHANGE: 20180831 FORMER COMPANY: FORMER CONFORMED NAME: NEUBERGER BERMAN CALIFORNIA INTERMEDIATE MUNICIPAL FUND INC DATE OF NAME CHANGE: 20020726 4 1 form4.xml X0306 4 2020-03-13 0001178840 NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. NBW 0001254645 TANK BRADLEY C/O NEUBERGER BERMAN INVESTMENT ADVISERS 1290 AVENUE OF THE AMERICAS NEW YORK NY 10104-0002 true CIO of Adviser of Issuer Common Stock 2020-03-13 4 P 0 3086 13.0898 A 3086 D Common Stock 2020-03-16 4 P 0 3114 12.7508 A 6200 D The shares were purchased in separate transactions. The range of prices for the transactions reported on March 13, 2020 were $12.8500 to $13.1000. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. The shares were purchased in separate transactions. The range of prices for the transactions reported on March 16, 2020 were $ 12.4300 to $12.9100. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. /s/ Bradley Tank by his Attorney-in-Fact, Jennifer R. Gonzalez 2020-03-16