-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JDPt7iu1EZc9tKYwL0T0mQtOrawzXA0bM6a4Y4dHfC7i9Az/6P8JpvQbDDoAq6md RqrPwxXUnGdDMfZJdCR1KA== 0000912282-07-000670.txt : 20070615 0000912282-07-000670.hdr.sgml : 20070615 20070615163815 ACCESSION NUMBER: 0000912282-07-000670 CONFORMED SUBMISSION TYPE: 15F-12G PUBLIC DOCUMENT COUNT: 5 FILED AS OF DATE: 20070615 DATE AS OF CHANGE: 20070615 EFFECTIVENESS DATE: 20070615 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALAMOS GOLD INC CENTRAL INDEX KEY: 0001178819 STANDARD INDUSTRIAL CLASSIFICATION: MINING, QUARRYING OF NONMETALLIC MINERALS (NO FUELS) [1400] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 15F-12G SEC ACT: 1934 Act SEC FILE NUMBER: 000-49946 FILM NUMBER: 07923533 BUSINESS ADDRESS: STREET 1: SUITE 1400 STREET 2: 400 BURRARD STREET CITY: VANCOUVER STATE: A1 ZIP: 00000 BUSINESS PHONE: 6046431787 15F-12G 1 alamos15f_061407.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 15F

 

CERTIFICATION OF A FOREIGN PRIVATE ISSUER’S TERMINATION OF A REGISTRATION OF A CLASS OF SECURITIES UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ITS TERMINATION OF THE DUTY TO FILE REPORTS UNDER SECTION 13(a) OR SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

Commission file number: 000-49946

 

ALAMOS GOLD INC.

(Exact name of small business issuer as specified in its charter)

 

2010-120 Adelaide St. W.
Toronto ON M5H 1T1
(416) 368-9932

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

 

Common Shares (no par value)

(Title of each class of securities covered by this Form)

 

Place an X in the appropriate box(es) to indicate the provision(s) relied upon to terminate the duty to file reports under the Securities Exchange Act of 1934:

Rule 12(h)-6(a)
(for equity securities)

Rule 12(h)-6(c)
(for successor registrants)

Rule 12(h)-6(b)
(for debt securities)

Rule 12(h)-6(h)
(for prior form 15 filers)

 

 

 



 

 

PART I

 

Item 1.

Exchange Act Reporting History

 

Alamos Gold Inc. (the “Company”) first incurred the duty to file reports under Section 13(a) or Section 15(d) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), on September 24, 2002.

 

The Company has filed or submitted all reports required under Section 13(a) or Section 15(d) of the Exchange Act and corresponding Commission rules for the 12 months preceding the filing of this Form. The Company has filed at least one annual report under Section 13(a) of the Exchange Act.

 

Item 2. Recent United States Market Activity

 

The Company’s securities have never been sold in the United States in a registered offering under the Securities Act of 1933, as amended (the “1933 Act”).

 

Item 3. Foreign Listing and Primary Trading Market

 

The Company’s share capital exists of common shares, no par value (the “Common Shares”). The primary trading market for the Common Shares is the Toronto Stock Exchange (the “TSX”) located in Toronto, Province of Ontario, Canada. The Common Shares were initially listed on the TSX on June 21, 2004 under the trading symbol “AGI”.

 

The Company has maintained a listing of the Common Shares on the TSX for at least the 12 months preceding the filing of this Form.

 

The percentage of trading in the Common Shares that occurred on the TSX as of a recent 12-month period was 100%. The first and last day of the recent 12-month period were June 10, 2006 and June 10, 2007, respectively.

 

Item 4. Comparative Trading Volume Data

 

The Company’s trading volume data used to rely on Rule 12h-6(a)(4)(i) are as follows:

 

A.    The recent 12-month period used to meet the requirements of Rule 12h-6(a)(4)(i) is June 10, 2006 to June 10, 2007.

 

B.    During this 12-month period, the average daily trading volume of the Common Shares in the United States and on a worldwide basis amounts to 13,951 shares and 586,830, shares, respectively.

 

C.    During this 12-month period, the average daily trading volume of the Common Shares in the United States represents 2% as a percentage of the average daily trading volume for that class of securities on a worldwide basis.

 

The Company does not have a listing for the Common Shares on a national securities exchange or inter-dealer quotation system in the United States, therefore the Company has not delisted the subject classes of securities from a national securities exchange or inter-dealer quotation system in the United States.

 

The Company does not have a sponsored American Depository Receipt facility, therefore the Company has not terminated a sponsored American Depository Receipt facility regarding the Common Shares.

 

The Company used Bloomberg as a source of trading volume information to determine whether it meets the requirements of Rule 12h-6.

 

 

 

2

 



 

 

Item 5. Alternative Record Holder Information

 

Not applicable.

 

Item 6. Debt Securities

 

Not applicable.

 

Item 7. Notice Requirement

 

As requested by Rule 12h-6(h), attached to this Form as an exhibit is a press release disseminated by the Company on June 15, 2007 disclosing its intent to terminate its duty to file reports under Section 13(a) of the Exchange Act.

 

The notice was disseminated in the United States via Marketwire.

 

Item 8. Prior Form 15 Filers

 

Not applicable.

 

PART II

Item 9. Rule 12g3-2(b) Exemption

 

Information required under Rule 12g3-2(b) will be published on the following Internet Web site: www.alamosgold.com.

 

PART III

 

Item 10. Exhibits

 

Exhibit 1  - Press Release of the Company, dated June 15, 2007.

 

Item 11. Undertakings

 

The undersigned issuer hereby undertakes to withdraw this Form 15F if, at any time before the effectiveness of hits termination of reporting under Rule 12h-6, it has actual knowledge of information that causes it reasonably to believe that, at the time of filing the Form 15F:

 

(1)    The average daily trading volume of its subject class of securities in the United States exceeded 5 percent of the average daily trading volume of that class of securities on a worldwide basis for the same recent 12-month period that the issuer used for purposes of Rule 12h-6(a)(4)(i);

 

(2)    Its subject class of securities was held of record by 300 or more United States residents or 300 or more persons worldwide, if proceeding under Rule 12-6(a)(4)(ii) or Rule 12h-6(c); or

 

(3)    It otherwise did not qualify for termination of its Exchange Act reporting obligations under Rule 12h-6.

 

 

 

3

 



 

 

Signature

 

Pursuant to the requirements of the Securities Exchange Act of 1934, Alamos Gold Inc. has duly authorized the undersigned person to sign on behalf of this certification on Form 15F. In so doing, Alamos Gold Inc. certifies that, as represented on this Form, it has complied with all of the conditions set forth in Rule 12h-6 for terminating its registration under Section 12(g) of the Exchange Act, or its duty to file reports under Section 13(a) or Section 15(d) of the Exchange Act, or both.

 

ALAMOS GOLD INC.

 

By:           /s/   Jon Morda            

 

Name:  Jon Morda

 

 

Title: Chief Financial Officer

 

Date: June 15, 2007

 

 

 

 

4


GRAPHIC 2 ballot.jpg GRAPHIC begin 644 ballot.jpg M_]C_X``02D9)1@`!`0$!+`$L``#_VP!#``@&!@<&!0@'!P<)"0@*#!0-#`L+ M#!D2$P\4'1H?'AT:'!P@)"XG("(L(QP<*#7J#A(6&AXB)BI*3E)66EYB9FJ*CI*6FIZBIJK*SM+6VM[BYNL+#Q,7& MQ\C)RM+3U-76U]C9VN'BX^3EYN?HZ>KQ\O/T]?;W^/GZ_\0`'P$``P$!`0$! M`0$!`0````````$"`P0%!@<("0H+_\0`M1$``@$"!`0#!`<%!`0``0)W``$" M`Q$$!2$Q!A)!40=A<1,B,H$(%$*1H;'!"2,S4O`58G+1"A8D-.$E\1<8&1HF M)R@I*C4V-S@Y.D-$149'2$E*4U155E=865IC9&5F9VAI:G-T=79W>'EZ@H.$ MA8:'B(F*DI.4E9:7F)F:HJ.DI::GJ*FJLK.TM;:WN+FZPL/$Q<;'R,G*TM/4 MU=;7V-G:XN/DY>;GZ.GJ\O/T]?;W^/GZ_]H`#`,!``(1`Q$`/P#U."#5-9UW M7U'B/4K&"SO4MX8+6*V*A3;0R$DR0LQ):1N_I6KX5OKC4_!^B7]W()+FZL() MI7``W.T:EC@<#DGI3+GPKI=S>W5V6U"&:Z=9)C;:G GRAPHIC 3 ballotx.jpg GRAPHIC begin 644 ballotx.jpg M_]C_X``02D9)1@`!`0$!+`$L``#_VP!#``@&!@<&!0@'!P<)"0@*#!0-#`L+ M#!D2$P\4'1H?'AT:'!P@)"XG("(L(QP<*#7J#A(6&AXB)BI*3E)66EYB9FJ*CI*6FIZBIJK*SM+6VM[BYNL+#Q,7& MQ\C)RM+3U-76U]C9VN'BX^3EYN?HZ>KQ\O/T]?;W^/GZ_\0`'P$``P$!`0$! M`0$!`0````````$"`P0%!@<("0H+_\0`M1$``@$"!`0#!`<%!`0``0)W``$" M`Q$$!2$Q!A)!40=A<1,B,H$(%$*1H;'!"2,S4O`58G+1"A8D-.$E\1<8&1HF M)R@I*C4V-S@Y.D-$149'2$E*4U155E=865IC9&5F9VAI:G-T=79W>'EZ@H.$ MA8:'B(F*DI.4E9:7F)F:HJ.DI::GJ*FJLK.TM;:WN+FZPL/$Q<;'R,G*TM/4 MU=;7V-G:XN/DY>;GZ.GJ\O/T]?;W^/GZ_]H`#`,!``(1`Q$`/P#<\6>.]4TK MQOJ>F+JEW'"MQ%%"MO/;1QVJE+7,EP9+>1HXBT[8DR:9]H&YVC4L<#@9)/2H[GPEI5UJ%S?,VI0SW3AYC:ZI EX-1 4 ex_1.htm PRESS RELEASE DATED JUNE 15, 2007

  ALAMOS GOLD INC.

Suite 2010,120 Adelaide Street West
Toronto, Ontario
Canada M5H 1T1
Telephone:       (416) 368-9932
           1-866-788-8801
Website: www.alamosgold.com
Trading Symbol:   TSX : AGI


Friday, June 15, 2007

For Immediate Release



Alamos Gold Inc. Announces Intention to Terminate SEC Reporting

 

 

Toronto, Ontario Alamos Gold Inc. (TSX:AGI) (“Alamos” or the “Company”) intends to file Form 15F with the Securities and Exchange Commission (“SEC”) prior to June 30, 2007 in order to voluntarily terminate its reporting obligations under Section 13(a) of the Securities Exchange Act of 1934 (“Exchange Act”). The common shares of the Company have never been listed on a United States stock exchange and the Company has no current plans to seek a United States listing.

 

Rules governing the Termination of a Foreign Private Issuer’s Registration of a Class of Securities under Section 12(g) and Duty To File Reports Under Section 13(a) or 15(d) of the Exchange Act permit foreign private issuers with less than 5% of their worldwide average trading volume in the United States to terminate their registration of shares and cease their related reporting obligations.

 

The Board of Directors has unanimously approved the Company’s termination of its SEC reporting obligations.

 

The Company believes that the costs associated with the SEC Sarbanes-Oxley requirements outweigh benefits received from maintaining its SEC reporting obligations. The Company is up-to-date with all filings in both Canada and the United States and is currently in full compliance with the internal control and related provisions of Canadian securities laws.

 

Alamos common shares are traded on the Toronto Stock Exchange under the symbol “AGI” and convertible debentures under the symbol “AGI.DB”.

 

FOR FURTHER INFORMATION PLEASE CONTACT:

 

John A. McCluskey
President and Chief Executive Officer
Tel: 416-368-9932 x203

Victoria Vargas
Investor Relations
Tel: 416-368-9932 x201
Email: vvargas@alamosgold.com



The TSX has not reviewed and does not accept responsibility for the adequacy or accuracy of this release.


Cautionary Note
No stock exchange, securities commission or other regulatory authority has approved or disapproved the information contained herein. This News Release includes certain “forward-looking statements”. All statements other than statements of historical fact included in this release, including without limitation statements regarding potential mineralization and reserves, exploration results, and future plans and objectives of Alamos, are forward-looking statements that involve various risks and uncertainties. These forward-looking statements include, but are not limited to, statements with respect to cost savings and other matters related to the benefits and burdens of filing reports with the SEC.

 

There can be no assurance that forward-looking statements will prove to be accurate and actual results and future events could differ materially from those anticipated in such statements.



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