S-8 1 prtk-s8_20160309.htm S-8 prtk-s8_20160309.htm

 

 

 

Registration No. 333-

As filed with the Securities and Exchange Commission on March 9, 2016

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

 

FORM S-8

 

REGISTRATION STATEMENT UNDER THE

SECURITIES ACT OF 1933

 

 

PARATEK PHARMACEUTICALS, INC.

(Exact name of registrant as specified in its charter)

 

 

Delaware

 

33-0960223

(State or other jurisdiction of
incorporation or organization)

 

(IRS Employer
Identification No.)

 

 

75 Park Plaza

Boston, MA 02116

(Address of Principal Executive Offices) (Zip Code)

 

 

Paratek Pharmaceuticals, Inc. 2015 Equity Incentive Plan

(Full titles of the plans)

 

 

Michael F. Bigham
Chairman and Chief Executive Officer
75 Park Plaza

Boston, MA 02116

(Name and address of agent for service)

 

(617) 807-6600

(Telephone number, including area code, of agent for service)

 

 

Please send copies of all communications to:

 

Chris Comeau, Esq.

Ropes & Gray LLP

Prudential Tower

800 Boylston Street

Boston, MA 02199-3600

617-951-7000

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer o

 

Accelerated filer o

Non-accelerated filer o

(Do not check if a smaller reporting company)

 

Smaller reporting company x

 

CALCULATION OF REGISTRATION FEE

 

 

 

 

 

 

 

 

 

 

Title of Each Class of
Securities to be Registered

 

Amount to be
Registered (1)

 

Proposed Maximum
Offering Price Per
Share

 

Proposed Maximum
Aggregate Offering Price

 

Amount of
Registration
Fee

 

Common Stock, $0.001 par value per share

 

880,430 shares

(2)

$

16.03

(3)

$

14,113,293

 

$

1,422

 

TOTAL

 

880,430  shares

 

 

 

$

14,113,293

 

$

1,422

 

(1)

Pursuant to Rule 416(a) under the Securities Act of 1933, this Registration Statement also covers such additional shares of Common Stock as may issued to prevent dilution from stock splits, stock dividends and similar transactions.

(2)

Represents 880,430 shares of Common Stock that were automatically added to the shares authorized for issuance under the registrant’s 2015 Equity Incentive Plan (the “2015 Plan”) on January 1, 2016 pursuant to an “evergreen” provision contained in the 2015 Plan.  The “evergreen” provision provides that on each January 1st from January 1, 2015 through January 1, 2025, the number of shares of Common Stock available for issuance under the 2015 Plan will automatically increase annually in an amount equal to the lesser of 5% of outstanding shares of the registrant’s Common Stock as of the close of business on the immediately preceding December 31st or the number of shares determined by the registrant’s board of directors.

(3)

Estimated solely for the purpose of calculating the registration fee in accordance with Rule 457(h) based on the average high and low prices of the registrant’s Common Stock as reported by the NASDAQ Global Market on March 4, 2016, a date that is within five business days prior to the date on which this Registration Statement is being filed, to be $16.54 and $15.51, respectively.

 

 

 

 

 


 

 

 

EXPLANATORY NOTE

 

This Registration Statement on Form S-8 is being filed to register an additional 880,430 shares under the registrant’s 2015 Equity Incentive Plan. Pursuant to Instruction E to Form S-8, the Registrant incorporates by reference, except to the extent supplemented, amended or superseded by the information set forth herein, into this Registration Statement the entire contents of its Registration Statement on Form S-8 (File No. 333-205482) filed with the Securities and Exchange Commission on July 2, 2015.

.

PART II

INFORMATION REQUIRED IN THE REGISTRATION STATEMENT

 

 

Item 8. Exhibits.

See the Exhibit Index following the signature page.

 


 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Boston, Commonwealth of Massachusetts, on this 9th day of March, 2016.

 

 

PARATEK PHARMACEUTICALS, INC.

 

 

 

 

 

 

 

By:

/s/ Michael F. Bigham

 

 

Name: Michael F. Bigham

 

 

Title: Chairman and Chief Executive Officer

 

POWER OF ATTORNEY

 

Each person whose signature appears below constitutes and appoints Douglas W. Pagán and Bill Haskel, and each of them acting individually, his or her true and lawful attorney-in-fact and agent with full power of substitution and resubstitution, for him or her and in his or her name, place and stead, in any and all capacities, to sign any and all amendments (including post-effective amendments) to this Registration Statement on Form S-8 to be filed by Paratek Pharmaceuticals, Inc., and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents full power and authority to be done in and about the premises, as fully to all intents and purposes as he or she might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or their substitutes, may lawfully do or cause to be done by virtue hereof.

 

* * * *

 

Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated:

 

Signature

 

Title

 

Date

 

 

 

 

 

/s/ Michael F. Bigham

 

Chairman of the Board of Directors and Chief Executive Officer

 

March 9, 2016

Michael F. Bigham

 

(Principal Executive Officer)

 

 

 

 

 

 

 

/s/ Douglas W. Pagán

 

Chief Financial Officer

 

March 9, 2016

Douglas W. Pagán

 

(Principal Financial Officer &

 

 

 

 

Principal Accounting Officer)

 

 

 

 

 

 

 

/s/ Evan Loh

 

President, Chief Medical Officer and Director

 

March 9, 2016

Evan Loh, M.D.

 

 

 

 

 

 

 

 

 

/s/ Thomas J. Dietz

 

Director

 

March 9, 2016

Thomas J. Dietz, Ph. D.

 

 

 

 

 

 

 

 

 

/s/Timothy R. Franson

 

Director

 

March 9, 2016

Timothy R. Franson, M.D.

 

 

 

 

 

/s/ Richard J. Lim

 

Director

 

March 9, 2016

Richard J. Lim

 

 

 

 

 

 

 

 

 

/s/ Kristine Peterson

 

Director

 

March 9, 2016

Kristine Peterson

 

 

 

 

 

 

 

 

 

/s/Robert S. Radie

 

Director

 

March 9, 2016

Robert S. Radie

 

 

 

 

 

 

 

 

 

/s/ Jeffrey Stein

 

Director

 

March 9, 2016

Jeffrey Stein, Ph. D.


 


 

EXHIBIT INDEX

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

  

 

  

Incorporated by Reference

  

 

Exhibit
Number

 

  

Description

  

Schedule
Form

  

File
Number

  

Exhibit

  

Filing Date

 

4.1

  

  

Amended and Restated Certificate of Incorporation of Paratek Pharmaceuticals, Inc.

  

8-K

  

001-36066

  

3.1

  

October 31, 2014

 

 

 

 

 

 

 

4.2

  

  

Certificate of Amendment to the Amended and Restated Certificate of Incorporation of Paratek Pharmaceuticals, Inc.

  

8-K

  

001-36066

  

3.2

  

October 31, 2014

 

 

 

 

 

 

 

 

 

 

 

 

 

4.3

  

  

Specimen Common Stock Certificate of Registrant

  

8-K/A

  

333-201458

  

4.2

  

January 12, 2015

 

 

 

 

 

 

 

 

 

 

 

 

 

5.1*

  

  

Opinion of Ropes & Gray LLP

  

 

  

 

  

 

  

 

 

 

 

 

 

 

 

23.1*

  

  

Consent of CohnReznick LLP

  

 

  

 

  

 

  

 

 

 

 

 

 

 

 

23.2*

  

  

Consent of Ropes & Gray LLP (contained in Exhibit 5.1 to this Registration Statement)

  

 

  

 

  

 

  

 

 

 

 

 

 

 

 

24.1

  

  

Power of Attorney (included on the signature page of this Registration Statement)

  

 

  

 

  

 

  

 

 

 

 

 

 

 

 

99.1+

  

  

Paratek Pharmaceuticals, Inc. 2015 Equity Incentive Plan

  

S-8

  

333-205482

  

99.5

  

July 3, 2015

 

 

 

 

 

 

 

 

 

 

 

 

 

 

99.2+

  

 

Form of Paratek Pharmaceuticals, Inc. Stock Option Grant Notice under the 2015 Equity Incentive Plan

 

S-8

  

333-205482

  

99.5

  

July 3, 2015

 

 

 

 

 

 

 

 

 

 

 

 

 

 

99.3+

  

 

Form of Paratek Pharmaceuticals, Inc. Restricted Stock Unit Grant Notice under the 2015 Equity Incentive Plan

 

S-8

  

333-205482

  

99.5

  

July 3, 2015

________________

 

+

Indicates management contract or compensatory plan, contract or arrangement.

 

 

*

Filed herewith.