0001493152-23-030021.txt : 20230823 0001493152-23-030021.hdr.sgml : 20230823 20230823213923 ACCESSION NUMBER: 0001493152-23-030021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230823 FILED AS OF DATE: 20230823 DATE AS OF CHANGE: 20230823 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Liu Hao Peter CENTRAL INDEX KEY: 0001925315 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38907 FILM NUMBER: 231198781 MAIL ADDRESS: STREET 1: 6836 BEE CAVE ROAD, BUILDING 1, SUITE 2 CITY: AUSTIN STATE: TX ZIP: 78746 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SONIM TECHNOLOGIES INC CENTRAL INDEX KEY: 0001178697 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 943336783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4445 EASTGATE MALL STREET 2: SUITE 200 CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 650-378-8100 MAIL ADDRESS: STREET 1: 4445 EASTGATE MALL STREET 2: SUITE 200 CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 ownership.xml X0508 4 2023-08-23 0 0001178697 SONIM TECHNOLOGIES INC SONM 0001925315 Liu Hao Peter C/O SONIM TECHNOLOGIES INC. 4445 EASTGATE MALL, SUITE 200 SAN DIEGO CA 92121 1 1 0 0 Chief Executive Officer 0 Common Stock 2023-08-23 4 M 0 1000000 0.419 A 2057831 D Employee Stock Option (right to buy) 0.419 2023-08-23 4 M 0 1000000 0 D 2032-10-26 Common Stock 1000000 3014419 D Consists of (i) 254,505 vested stock options and (ii) 2,759,914 stock options that will vest in eleven equal quarterly installments from October 14, 2023 to April 14, 2026. The options become exercisable upon vesting. /s/ Clay Crolius, by power of attorney 2023-08-23