-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CEGyGUyBoPDvZyTSBW9wKV/jeAvx2c2KKXuLZXsGZOBVH7xc2c/omTo9sbSSKveN kxrDN2zadG20AHfUkVPSmQ== 0001209191-08-029014.txt : 20080509 0001209191-08-029014.hdr.sgml : 20080509 20080509192706 ACCESSION NUMBER: 0001209191-08-029014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080507 FILED AS OF DATE: 20080509 DATE AS OF CHANGE: 20080509 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TANG KEVIN C CENTRAL INDEX KEY: 0001178579 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51951 FILM NUMBER: 08820256 BUSINESS ADDRESS: STREET 1: 4401 EASTGATE MALL CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 8585506328 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Northstar Neuroscience, Inc. CENTRAL INDEX KEY: 0001351509 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 911976637 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2401 FOURTH AVENUE STREET 2: SUITE 300 CITY: SEATTLE STATE: WA ZIP: 98121 BUSINESS PHONE: (206) 728-1477 MAIL ADDRESS: STREET 1: 2401 FOURTH AVENUE STREET 2: SUITE 300 CITY: SEATTLE STATE: WA ZIP: 98121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TANG CAPITAL PARTNERS LP CENTRAL INDEX KEY: 0001191935 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51951 FILM NUMBER: 08820254 BUSINESS ADDRESS: STREET 1: 4401 EASTGATGE MALL CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 8582003830 MAIL ADDRESS: STREET 1: 4401 EASTGATE MALL CITY: SAN DIEGO STATE: CA ZIP: 92121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TANG CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001232621 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51951 FILM NUMBER: 08820255 BUSINESS ADDRESS: STREET 1: 4401 ESTGATE MALL CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 8582003830 MAIL ADDRESS: STREET 1: 4401 EASTGATE MALL CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2008-05-07 0 0001351509 Northstar Neuroscience, Inc. NSTR 0001178579 TANG KEVIN C 4401 EASTGATE MALL SAN DIEGO CA 92121 0 0 1 0 0001232621 TANG CAPITAL MANAGEMENT LLC 4401 EASTGATE MALL SAN DIEGO CA 92121 0 0 1 0 0001191935 TANG CAPITAL PARTNERS LP 4401 EASTGATE MALL SAN DIEGO CA 92121 0 0 1 0 Common Stock 2008-05-07 4 P 0 100000 1.8316 A 4632038 I By LP Common Stock 2008-05-08 4 P 0 25000 1.81 A 4657038 I By LP Common Stock 2008-05-08 4 P 0 8100 1.80 A 4665138 I By LP Common Stock 2008-05-09 4 P 0 23575 1.7994 A 4688713 I By LP Common Stock 243000 I As Trustee Common Stock 27000 D The securities are held by Tang Capital Partners, LP. Kevin C. Tang is the sole manager of Tang Capital Management, LLC, which is the general partner of Tang Capital Partners, LP. Mr. Tang disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein. The securities are held by Kevin C. Tang as custodian for his minor children, as Trustee of the Tang Family Trust, and as Trustee of the Tang Advisors, LLC Profit Sharing Plan. The securities are held by Kevin C. Tang's IRA. /s/ Kevin C. Tang 2008-05-09 /s/ Kevin C. Tang, Managing Member 2008-05-09 /s/ Kevin C. Tang, as Managing Member of Tang Capital Management, LLC, General Partner 2008-05-09 -----END PRIVACY-ENHANCED MESSAGE-----