0001013594-23-000819.txt : 20231020
0001013594-23-000819.hdr.sgml : 20231020
20231020185035
ACCESSION NUMBER: 0001013594-23-000819
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231018
FILED AS OF DATE: 20231020
DATE AS OF CHANGE: 20231020
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BLACK HORSE CAPITAL LP
CENTRAL INDEX KEY: 0001178179
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35798
FILM NUMBER: 231338008
BUSINESS ADDRESS:
STREET 1: C/O OPUS EQUUM INC.
STREET 2: PO BOX 788
CITY: DOLORES
STATE: CO
ZIP: 81323
BUSINESS PHONE: (646) 415-8246
MAIL ADDRESS:
STREET 1: C/O OPUS EQUUM INC.
STREET 2: PO BOX 788
CITY: DOLORES
STATE: CO
ZIP: 81323
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chappell Dale
CENTRAL INDEX KEY: 0001379459
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35798
FILM NUMBER: 231338009
MAIL ADDRESS:
STREET 1: C/O OPUS EQUUM INC.
STREET 2: PO BOX 788
CITY: DOLORES
STATE: CO
ZIP: 81323
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Black Horse Capital Master Fund Ltd.
CENTRAL INDEX KEY: 0001679234
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35798
FILM NUMBER: 231338006
BUSINESS ADDRESS:
STREET 1: C/O OPUS EQUUM, INC.
STREET 2: P.O. BOX 788
CITY: DOLORES
STATE: CO
ZIP: 81323
BUSINESS PHONE: 646-688-5193
MAIL ADDRESS:
STREET 1: C/O OPUS EQUUM, INC.
STREET 2: P.O. BOX 788
CITY: DOLORES
STATE: CO
ZIP: 81323
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BLACK HORSE CAPITAL MANAGEMENT LLC
CENTRAL INDEX KEY: 0001379554
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35798
FILM NUMBER: 231338007
BUSINESS ADDRESS:
STREET 1: C/O OPUS EQUUM INC.
STREET 2: PO BOX 788
CITY: DOLORES
STATE: CO
ZIP: 81323
BUSINESS PHONE: (646) 415-8246
MAIL ADDRESS:
STREET 1: C/O OPUS EQUUM INC.
STREET 2: PO BOX 788
CITY: DOLORES
STATE: CO
ZIP: 81323
FORMER NAME:
FORMER CONFORMED NAME: Black Horse Capital Management LLC
DATE OF NAME CHANGE: 20061030
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cheval Holdings, Ltd.
CENTRAL INDEX KEY: 0001679225
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35798
FILM NUMBER: 231338005
BUSINESS ADDRESS:
STREET 1: P.O. BOX 309G, UGLAND HOUSE
STREET 2: GEORGETOWN
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: 646-472-7948
MAIL ADDRESS:
STREET 1: P.O. BOX 309G, UGLAND HOUSE
STREET 2: GEORGETOWN
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HUMANIGEN, INC
CENTRAL INDEX KEY: 0001293310
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 770557236
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 830 MORRIS TURNPIKE
STREET 2: 4TH FLOOR
CITY: SHORT HILLS
STATE: NJ
ZIP: 07078
BUSINESS PHONE: (973) 200-3100
MAIL ADDRESS:
STREET 1: 830 MORRIS TURNPIKE
STREET 2: 4TH FLOOR
CITY: SHORT HILLS
STATE: NJ
ZIP: 07078
FORMER COMPANY:
FORMER CONFORMED NAME: KALOBIOS PHARMACEUTICALS INC
DATE OF NAME CHANGE: 20040609
4
1
form4.xml
X0508
4
2023-10-18
0001293310
HUMANIGEN, INC
HGEN
0001379459
Chappell Dale
C/O OPUS EQUUM INC.
PO BOX 788
DOLORES
CO
81323
true
true
true
Chief Scientific Officer
0001178179
BLACK HORSE CAPITAL LP
C/O OPUS EQUUM INC.
PO BOX 788
DOLORES
CO
81323
true
0001379554
BLACK HORSE CAPITAL MANAGEMENT LLC
C/O OPUS EQUUM INC.
PO BOX 788
DOLORES
CO
81323
true
0001679234
Black Horse Capital Master Fund Ltd.
C/O OPUS EQUUM, INC.
P.O. BOX 788
DOLORES
CO
81323
true
0001679225
Cheval Holdings, Ltd.
P.O. BOX 309G, UGLAND HOUSE
GEORGETOWN
GRAND CAYMAN
E9
KY1-1104
CAYMAN ISLANDS
true
false
Common Stock, $0.001 par value
2023-10-18
4
S
0
34253
0.011
D
1041536
I
By Black Horse Capital LP
Common Stock, $0.001 par value
2023-10-18
4
S
0
75887
0.011
D
2307530
I
By Black Horse Capital Master Fund Ltd.
Common Stock, $0.001 par value
2023-10-18
4
S
0
276210
0.011
D
8398871
I
By Cheval Holdings, Ltd.
This Form 4 is filed jointly by Black Horse Capital LP (the "Domestic Fund"), Black Horse Capital Master Fund Ltd. (the "Offshore Fund"), Cheval Holdings, Ltd. ("Cheval"), Black Horse Capital Management LLC ("BH Management") and Dale Chappell (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.
Securities owned directly by the Domestic Fund. BH Management, as the managing general partner of the Domestic Fund, may be deemed to beneficially own the securities owned directly by the Domestic Fund.
Securities owned directly by the Offshore Fund.
Securities owned directly by Cheval. BH Management may be deemed to beneficially own the securities owned directly by Cheval.
BLACK HORSE CAPITAL LP
By: Black Horse Capital Management LLC, its Managing General Partner
By: /s/ Geoff Winkler
Name: Geoff Winkler
Title: Authorized Person
2023-10-20
BLACK HORSE CAPITAL MASTER FUND LTD.
By: /s/ Geoff Winkler
Name: Geoff Winkler
Title: Authorized Person
2023-10-20
BLACK HORSE CAPITAL MANAGEMENT LLC
By: /s/ Geoff Winkler
Name: Geoff Winkler
Title: Authorized Person
2023-10-20
CHEVAL HOLDINGS, LTD.
By: /s/ Geoff Winkler
Name: Geoff Winkler
Title: Authorized Person
2023-10-20
By: /s/ Dale Chappell
Name: Dale Chappell
2023-10-20