0001437749-16-025977.txt : 20160224
0001437749-16-025977.hdr.sgml : 20160224
20160224200313
ACCESSION NUMBER: 0001437749-16-025977
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160222
FILED AS OF DATE: 20160224
DATE AS OF CHANGE: 20160224
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARDICA INC
CENTRAL INDEX KEY: 0001178104
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 943287832
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 900 SAGINAW DRIVE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
BUSINESS PHONE: 650-364-9975
MAIL ADDRESS:
STREET 1: 900 SAGINAW DRIVE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bates Michael A.
CENTRAL INDEX KEY: 0001661542
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51772
FILM NUMBER: 161453607
MAIL ADDRESS:
STREET 1: 900 SAGINAW DRIVE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
4
1
rdgdoc.xml
FORM 4
X0306
4
2016-02-22
0001178104
CARDICA INC
CRDC
0001661542
Bates Michael A.
900 SAGINAW DRIVE
REDWOOD CITY
CA
94063
1
Common Stock
2016-02-22
4
P
0
2000
2.62
A
23000
D
Common Stock
2016-02-23
4
P
0
5000
2.63
A
28000
D
Common Stock
2016-02-24
4
P
0
26600
2.99
A
54600
D
The price reported in Column 4 is the weighted average price. These shares were bought in multiple transactions at prices ranging from $2.57 to $2.67, inclusive. Upon request, the reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the Securities and Exchange Commission, full information regarding the shares purchased at each separate price within the range set forth in footnote one (1) of this Form 4.
The price reported in Column 4 is the weighted average price. These shares were bought in multiple transactions at prices ranging from $2.74 to $3.08, inclusive. Upon request, the reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the Securities and Exchange Commission, full information regarding the shares purchased at each separate price within the range set forth in footnote two (2) of this Form 4.
/s/ By: Robert Y. Newell, IV, For: Michael A. Bates
2016-02-24