0001437749-16-025328.txt : 20160212 0001437749-16-025328.hdr.sgml : 20160212 20160212202835 ACCESSION NUMBER: 0001437749-16-025328 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160212 FILED AS OF DATE: 20160212 DATE AS OF CHANGE: 20160212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARDICA INC CENTRAL INDEX KEY: 0001178104 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 943287832 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 900 SAGINAW DRIVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 650-364-9975 MAIL ADDRESS: STREET 1: 900 SAGINAW DRIVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Newell Robert Y IV CENTRAL INDEX KEY: 0001347183 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51772 FILM NUMBER: 161422208 MAIL ADDRESS: STREET 1: 900 SAGINAW DR. CITY: REDWOOD CITY STATE: CA ZIP: 94063 4 1 rdgdoc.xml FORM 4 X0306 4 2016-02-12 0001178104 CARDICA INC CRDC 0001347183 Newell Robert Y IV C/O CARDICA INC. 900 SAGINAW DRIVE REDWOOD CITY CA 94063 1 V.P. Finance, CFO, Secretary Common Stock 2016-02-12 4 P 0 40000 0.26 A 163975 I By Family Trust Common Stock 76000 D Includes 18,000 shares held in reporting person's IRA account. /s/ Robert Y. Newell, IV 2016-02-12