0001437749-16-025328.txt : 20160212
0001437749-16-025328.hdr.sgml : 20160212
20160212202835
ACCESSION NUMBER: 0001437749-16-025328
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160212
FILED AS OF DATE: 20160212
DATE AS OF CHANGE: 20160212
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARDICA INC
CENTRAL INDEX KEY: 0001178104
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 943287832
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 900 SAGINAW DRIVE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
BUSINESS PHONE: 650-364-9975
MAIL ADDRESS:
STREET 1: 900 SAGINAW DRIVE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Newell Robert Y IV
CENTRAL INDEX KEY: 0001347183
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51772
FILM NUMBER: 161422208
MAIL ADDRESS:
STREET 1: 900 SAGINAW DR.
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
4
1
rdgdoc.xml
FORM 4
X0306
4
2016-02-12
0001178104
CARDICA INC
CRDC
0001347183
Newell Robert Y IV
C/O CARDICA INC.
900 SAGINAW DRIVE
REDWOOD CITY
CA
94063
1
V.P. Finance, CFO, Secretary
Common Stock
2016-02-12
4
P
0
40000
0.26
A
163975
I
By Family Trust
Common Stock
76000
D
Includes 18,000 shares held in reporting person's IRA account.
/s/ Robert Y. Newell, IV
2016-02-12