0001225208-13-008258.txt : 20130323
0001225208-13-008258.hdr.sgml : 20130323
20130322185749
ACCESSION NUMBER: 0001225208-13-008258
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130320
FILED AS OF DATE: 20130322
DATE AS OF CHANGE: 20130322
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pullara Samuel J III
CENTRAL INDEX KEY: 0001561643
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51772
FILM NUMBER: 13712372
MAIL ADDRESS:
STREET 1: 755 PAGE MILL ROAD, SUITE A-200
CITY: PALO ALTO
STATE: CA
ZIP: 94304
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARDICA INC
CENTRAL INDEX KEY: 0001178104
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 943287832
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 900 SAGINAW DRIVE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
BUSINESS PHONE: 650-364-9975
MAIL ADDRESS:
STREET 1: 900 SAGINAW DRIVE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
4
1
doc4.xml
X0306
4
2013-03-20
0001178104
CARDICA INC
CRDC
0001561643
Pullara Samuel J III
755 PAGE MILL ROAD, SUITE A-200
PALO ALTO
CA
1
Common Stock
2013-03-20
4
P
0
18433.0000
1.0500
A
18433.0000
D
Common Stock
2013-03-20
4
P
0
981736.0000
1.0500
A
3412793.0000
I
By Ltd Partnership (SHV)
Common Stock
9726.0000
I
By Ltd Partnership (SHAI)
Common Stock
24628.0000
I
By Ltd Partnership (SHQP)
Acquired in an underwritten public offering that closed on March 20, 2013.
Shares held by Sutter Hill Ventures, A California Limited Partnership. The reporting person is a Managing Director of the General Partner of Sutter Hill Ventures, A California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the partnership.
Shares held by Sutter Hill Entrepreneurs Fund (AI), L.P. The reporting person is a Managing Director of the General Partner of Sutter Hill Entrepreneurs Fund (AI), L.P. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the partnership.
Shares held by Sutter Hill Entrepreneurs Fund (QP), L.P. The reporting person is a Managing Director of the General Partner of Sutter Hill Entrepreneurs Fund (QP), L.P. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the partnership.
/s/ Robert Yin, by power of attorney
2013-03-22