0001225208-12-004092.txt : 20120214
0001225208-12-004092.hdr.sgml : 20120214
20120214160756
ACCESSION NUMBER: 0001225208-12-004092
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120213
FILED AS OF DATE: 20120214
DATE AS OF CHANGE: 20120214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SWEET DAVID E
CENTRAL INDEX KEY: 0001339801
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51772
FILM NUMBER: 12609726
MAIL ADDRESS:
STREET 1: 755 PAGE MILL ROAD
STREET 2: SUITE A-200
CITY: PALO ALTO
STATE: CA
ZIP: 94304-1005
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARDICA INC
CENTRAL INDEX KEY: 0001178104
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 943287832
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 900 SAGINAW DRIVE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
BUSINESS PHONE: 650-364-9975
MAIL ADDRESS:
STREET 1: 900 SAGINAW DRIVE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
4
1
doc4.xml
X0304
4
2012-02-13
0001178104
CARDICA INC
CRDC
0001339801
SWEET DAVID E
755 PAGE MILL ROAD, SUITE A-200
PALO ALTO
CA
94304-1005
1
Common Stock
2012-02-13
4
P
0
3323.0000
1.6500
A
16577.0000
I
By Profit Sharing Plan Trust
Common Stock
8800.0000
I
By Trust (Trustees)
Acquired in an underwritten public offering that closed on February 13, 2012.
Shares held by SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.
Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.
Robert Yin, by power of attorney
2012-02-14