X0202 4/A 2006-02-08 2006-02-10 1 0001178104 CARDICA INC CRDC 0001201719 SANDS GREGORY P 755 PAGE MILL ROAD, SUITE A-200 PALO ALTO CA 943041005 0 0 0 1 Below 10% after issuer's IPO Common Stock 2006-02-08 4 C 0 5096 A 5096 I By Ltd Partnership (SHAI) Common Stock 2006-02-08 4 C 0 1442 A 6538 I By Ltd Partnership (SHAI) Common Stock 2006-02-08 4 C 0 12904 A 12904 I By Ltd Partnership (SHQP) Common Stock 2006-02-08 4 C 0 3651 A 16555 I By Ltd Partnership (SHQP) Common Stock 2006-02-08 4 C 0 509192 A 527192 I By Ltd Partnership (SHV) Common Stock 2006-02-08 4 C 0 143988 A 671180 I By Ltd Partnership (SHV) Common Stock 2006-02-08 4 C 0 3077 A 3077 I By Profit Sharing Plan Trust Common Stock 2006-02-08 4 C 0 7110 A 7110 I By Trust Series C Preferred Stock 2006-02-08 4 C 0 12904 D Common Stock 12904 0 I By Ltd Partnership (SHQP) Series C Preferred Stock 2006-02-08 4 C 0 509192 D Common Stock 509192 0 I By Ltd Partnership (SHV) Series C Preferred Stock 2006-02-08 4 C 0 7110 D Common Stock 7110 0 I By Trust Series D Preferred Stock 2006-02-08 4 C 0 1442 D Common Stock 1442 0 I By Ltd Partnership (SHAI) Series D Preferred Stock 2006-02-08 4 C 0 3651 D Common Stock 3651 0 I By Ltd Partnership (SHQP) Series D Preferred Stock 2006-02-08 4 C 0 143988 D Common Stock 143988 0 I By Ltd Partnership (SHV) Series D Preferred Stock 2006-02-08 4 C 0 3077 D Common Stock 3077 0 I By Profit Sharing Plan Trust Series C Preferred Stock 2006-02-08 4 C 0 5096 D Common Stock 5096 0 I By Ltd Partnership (SHAI) The issuer's preferred stock was automatically converted into common stock without consideration on a one-for-one basis immediately upon the completion of the issuer's initial public offering. Shares held by Sutter Hill Entrepreneurs Fund (AI), L.P. The reporting person is a Managing Director of the General Partner of Sutter Hill Entrepreneurs Fund (AI), L.P. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the partnership. Shares held by Sutter Hill Entrepreneurs Fund (QP), L.P. The reporting person is a Managing Director of the General Partner of Sutter Hill Entrepreneurs Fund (QP), L.P. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the partnership. Shares held by Sutter Hill Ventures, A California Limited Partnership. The reporting person is a Managing Director of the General Partner of Sutter Hill Ventures, A California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the partnership. Shares held by SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person. Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust. By: Robert Yin, by power of attorney 2006-02-08