0001181431-13-018091.txt : 20130320 0001181431-13-018091.hdr.sgml : 20130320 20130320172719 ACCESSION NUMBER: 0001181431-13-018091 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130320 FILED AS OF DATE: 20130320 DATE AS OF CHANGE: 20130320 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENANTA PHARMACEUTICALS INC CENTRAL INDEX KEY: 0001177648 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 ARSENAL STREET CITY: WATERTOWN STATE: MA ZIP: 02472 BUSINESS PHONE: 617 607 0800 MAIL ADDRESS: STREET 1: 500 ARSENAL STREET CITY: WATERTOWN STATE: MA ZIP: 02472 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SAINTS CAPITAL GRANITE, L.P. CENTRAL INDEX KEY: 0001520041 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35839 FILM NUMBER: 13705836 BUSINESS ADDRESS: STREET 1: 475 SANSOME STREET STREET 2: SUITE 1850 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415.395.2897 MAIL ADDRESS: STREET 1: 475 SANSOME STREET STREET 2: SUITE 1850 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Saints Capital Granite, LLC CENTRAL INDEX KEY: 0001521306 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35839 FILM NUMBER: 13705835 BUSINESS ADDRESS: STREET 1: 475 SANSOME STREET, SUITE 1850 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 773-2080 MAIL ADDRESS: STREET 1: 475 SANSOME STREET, SUITE 1850 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OBP (Bermuda) III - Holdings LLC CENTRAL INDEX KEY: 0001572509 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35839 FILM NUMBER: 13705832 BUSINESS ADDRESS: STREET 1: 475 SANSOME STREET, SUITE 1850 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 773-2080 MAIL ADDRESS: STREET 1: 475 SANSOME STREET, SUITE 1850 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: mRNA - Holdings LLC CENTRAL INDEX KEY: 0001572511 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35839 FILM NUMBER: 13705834 BUSINESS ADDRESS: STREET 1: 475 SANSOME STREET, SUITE 1850 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 773-2080 MAIL ADDRESS: STREET 1: 475 SANSOME STREET, SUITE 1850 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OBP III - Holdings LLC CENTRAL INDEX KEY: 0001572512 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35839 FILM NUMBER: 13705831 BUSINESS ADDRESS: STREET 1: 475 SANSOME STREET, SUITE 1850 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 773-2080 MAIL ADDRESS: STREET 1: 475 SANSOME STREET, SUITE 1850 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OBP (Adjunct) III - Holdings LLC CENTRAL INDEX KEY: 0001572513 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35839 FILM NUMBER: 13705833 BUSINESS ADDRESS: STREET 1: 475 SANSOME STREET, SUITE 1850 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 773-2080 MAIL ADDRESS: STREET 1: 475 SANSOME STREET, SUITE 1850 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 3 1 rrd374760.xml FORM 3 X0206 3 2013-03-20 0 0001177648 ENANTA PHARMACEUTICALS INC ENTA 0001520041 SAINTS CAPITAL GRANITE, L.P. C/O SAINTS CAPITAL SERVICES, LLC 475 SANSOME STREET, SUITE 1850 SAN FRANCISCO CA 94111 0 0 1 0 0001521306 Saints Capital Granite, LLC 475 SANSOME STREET SUITE 1850 SAN FRANCISCO CA 94111 0 0 1 0 0001572511 mRNA - Holdings LLC 475 SANSOME STREET SUITE 1850 SAN FRANCISCO CA 94111 0 0 1 0 0001572513 OBP (Adjunct) III - Holdings LLC 475 SANSOME STREET SUITE 1850 SAN FRANCISCO CA 94111 0 0 1 0 0001572509 OBP (Bermuda) III - Holdings LLC 475 SANSOME STREET SUITE 1850 SAN FRANCISCO CA 94111 0 0 1 0 0001572512 OBP III - Holdings LLC 475 SANSOME STREET SUITE 1850 SAN FRANCISCO CA 94111 0 0 1 0 Common Stock 35702 I By Funds Series D Convertible Preferred Stock Common Stock 621262 I By Funds Series E Convertible Preferred Stock Common Stock 924523 I By Funds Series G-2 Convertible Preferred Stock Common Stock 424014 I By Funds Stock Purchase Warrant (right to purchase) 0.01 2017-10-04 Series 1 Non-Convertible Preferred Stock 486245 I By Funds This share number consists of (i) 336 shares of Common Stock owned directly by mRNA - Holdings LLC ("mRNA"), (ii) 2,677 shares of Common Stock owned directly by OBP (Adjunct) III - Holdings LLC ("OBP (A) III"), (iii) 4,077 shares of Common Stock owned directly by OBP (Bermuda) III - Holdings LLC ("OBP (B) III") and (iv) 28,612 shares of Common Stock owned directly by OBP III - Holdings LLC ("OBP III", and together with mRNA, OBP (A) III, and OBP (B) III, the "Funds"). Saints Capital Granite, L.P. ("Saints LP") is a member of each of the Funds and has voting and investment control with respect to the securities owned directly by the Funds. Saints Capital Granite, LLC ("Saints LLC") is the general partner of Saints LP. Saints LP disclaims beneficial ownership of the securities owned directly by the Funds, except to the extent of any pecuniary interest therein, if any, by virtue of its membership interest in the Funds. Saints LLC disclaims beneficial ownership of the securities owned directly by the Funds, except to the extent of any pecuniary interest therein, if any, by virtue of its general partner interests in Saints LP. The Series D Convertible Preferred Stock has no expiration date and each share of Series D Convertible Preferred Stock will convert automatically into approximately 0.31063 shares of Common Stock upon the closing of the Issuer's initial public offering without payment of further consideration. This share number consists of (i) 5,851 shares of Common Stock underlying shares of Series D Convertible Preferred Stock owned directly by mRNA, (ii) 46,594 shares of Common Stock underlying shares of Series D Convertible Preferred Stock owned directly by OBP (A) III, (iii) 70,955 shares of Common Stock underlying shares of Series D Convertible Preferred Stock owned directly by OBP (B) III and (iv) 497,862 shares of Common Stock underlying shares of Series D Convertible Preferred Stock owned directly by OBP III. The Series E Convertible Preferred Stock has no expiration date and each share of Series E Convertible Preferred Stock will convert automatically into approximately 0.30529 shares of Common Stock upon the closing of the Issuer's initial public offering without payment of further consideration. This share number consists of (i) 8,699 shares of Common Stock underlying shares of Series E Convertible Preferred Stock owned directly by mRNA, (ii) 78,319 shares of Common Stock underlying shares of Series E Convertible Preferred Stock owned directly by OBP (A) III, (iii) 104,472 shares of Common Stock underlying shares of Series E Convertible Preferred Stock owned directly by OBP (B) III and (iv) 733,033 shares of Common Stock underlying shares of Series E Convertible Preferred Stock owned directly by OBP III. The Series G-2 Convertible Preferred Stock has no expiration date and each share of Series G-2 Convertible Preferred Stock will convert automatically into approximately 0.23202 shares of Common Stock upon the closing of the Issuer's initial public offering without payment of further consideration. This share number consists of (i) 4,041 shares of Common Stock underlying shares of Series G-2 Convertible Preferred Stock owned directly by mRNA, (ii) 35,064 shares of Common Stock underlying shares of Series G-2 Convertible Preferred Stock owned directly by OBP (A) III, (iii) 47,939 shares of Common Stock underlying shares of Series G-2 Convertible Preferred Stock owned directly by OBP (B) III and (iv) 336,970 shares of Common Stock underlying shares of Series G-2 Convertible Preferred Stock owned directly by OBP III. These warrants are immediately exercisable and consist of (i) 4,512 shares of Series 1 Non-Voting Convertible Preferred Stock underlying a Stock Purchase Warrant issued to mRNA, (ii) 39,322 shares of Series 1 Non-Voting Convertible Preferred Stock underlying a Stock Purchase Warrant issued to OBP (A) III, (iii) 55,187 shares of Series 1 Non-Voting Convertible Preferred Stock underlying a Stock Purchase Warrant issued to OBP (B) III and (iv) 387,224 shares of Series 1 Non-Voting Convertible Preferred Stock underlying a Stock Purchase Warrant issued to OBP III. Saints Capital Granite, L.P., By: Saints Capital Granite, LLC, its General Partner, By: /s/ Scott Halsted, Managing Member 2013-03-20 Saints Capital Granite, LLC, By: /s/ Scott Halsted, Managing Member 2013-03-20 mRNA - Holdings LLC, By: /s/ Scott Halsted, Managing Member of Saints Capital Granite LLC, General Partner of Saint Capital Granite, L.P., a Member of mRNA - Holdings LLC 2013-03-20 OBP (Adjunct) III - Holdings LLC, By: /s/ Scott Halsted, Managing Member of Saints Capital Granite, LLC, General Partner of Saint Capital Granite, L.P., a Member of OBP (Adjunct) III - Holdings LLC 2013-03-20 OBP (Bermuda) III - Holdings LLC, By: /s/ Scott Halsted, Managing Member of Saints Capital Granite, LLC, General Partner of Saint Capital Granite, L.P., a Member of OBP (Bermuda) III - Holdings LLC 2013-03-20 OBP III - Holdings LLC, By: /s/ Scott Halsted, Managing Member of Saints Capital Granite, LLC, General Partner of Saint Capital Granite, L.P., a Member of OBP III - Holdings LLC 2013-03-20