0001172661-20-000469.txt : 20200213
0001172661-20-000469.hdr.sgml : 20200213
20200213171208
ACCESSION NUMBER: 0001172661-20-000469
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200213
DATE AS OF CHANGE: 20200213
EFFECTIVENESS DATE: 20200213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MENDON CAPITAL ADVISORS CORP
CENTRAL INDEX KEY: 0001177043
IRS NUMBER: 280010662
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10662
FILM NUMBER: 20611971
BUSINESS ADDRESS:
STREET 1: 150 ALLENS CREEK ROAD
CITY: ROCHESTER
STATE: NY
ZIP: 14618
BUSINESS PHONE: 5857701770
MAIL ADDRESS:
STREET 1: 150 ALLENS CREEK ROAD
CITY: ROCHESTER
STATE: NY
ZIP: 14618
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001177043
XXXXXXXX
12-31-2019
12-31-2019
false
MENDON CAPITAL ADVISORS CORP
150 Allens Creek Road
Rochester
NY
14618
13F HOLDINGS REPORT
028-10662
N
Walter H. Clark
Chief Compliance Officer
312-993-5800
/s/ Walter H. Clark
Chicago
IL
02-13-2020
1
80
581531
34
0001177044
028-15037
SCHUTZ ANTON VILLARS
INFORMATION TABLE
2
infotable.xml
AMALGAMATED BK NEW YORK N Y
CLASS A
022663108
10964
563699
SH
SOLE
0
0
563699
AMALGAMATED BK NEW YORK N Y
CLASS A
022663108
462
23771
SH
OTR
34
0
0
23771
AMERICAN EXPRESS CO
COM
025816109
4856
39000
SH
Put
SOLE
0
0
39000
AMERIS BANCORP
COM
03076K108
814
19134
SH
OTR
34
0
0
19134
AMERIS BANCORP
COM
03076K108
40667
955969
SH
SOLE
0
0
955969
BANC OF CALIFORNIA INC
COM
05990K106
2654
154464
SH
SOLE
0
0
154464
BANCORP 34 INC
COM
05970V106
1063
69603
SH
OTR
34
0
0
69603
BANK AMER CORP
COM
060505104
7044
200000
SH
SOLE
0
0
200000
BANK7 CORP
COM
06652N107
6743
355652
SH
SOLE
0
0
355652
BANK7 CORP
COM
06652N107
1166
61483
SH
OTR
34
0
0
61483
BAYCOM CORP
COM
07272M107
837
36811
SH
OTR
34
0
0
36811
BAYCOM CORP
COM
07272M107
14399
633196
SH
SOLE
0
0
633196
BROADMARK RLTY CAP INC
COM
11135B100
4611
361681
SH
SOLE
0
0
361681
BUSINESS FIRST BANCSHARES IN
COM
12326C105
146
5863
SH
OTR
34
0
0
5863
BUSINESS FIRST BANCSHARES IN
COM
12326C105
534
21401
SH
SOLE
0
0
21401
BYLINE BANCORP INC
COM
124411109
11669
596288
SH
SOLE
0
0
596288
CAROLINA FINL CORP NEW
COM
143873107
19255
445416
SH
SOLE
0
0
445416
CAROLINA TR BANCSHARES INC
COM
14422p105
1929
149678
SH
SOLE
0
0
149678
CBTX INC
COM
12481V104
2773
89121
SH
SOLE
0
0
89121
CBTX INC
COM
12481V104
816
26234
SH
OTR
34
0
0
26234
COMMUNITY BANKERS TR CORP
COM
203612106
439
49383
SH
OTR
34
0
0
49383
COWEN INC
CL A NEW
223622606
2953
187501
SH
SOLE
0
0
187501
CROSSFIRST BANKSHARES INC
COM
22766M109
614
42567
SH
OTR
34
0
0
42567
CROSSFIRST BANKSHARES INC
COM
22766M109
5106
354100
SH
SOLE
0
0
354100
E TRADE FINANCIAL CORP
COM NEW
269246401
1516
33424
SH
SOLE
0
0
33424
EQUITY BANCSHARES INC
COM CL A
29460X109
1148
37199
SH
OTR
34
0
0
37199
EQUITY BANCSHARES INC
COM CL A
29460X109
28232
914532
SH
SOLE
0
0
914532
ESQUIRE FINL HLDGS INC
COM
29667J101
724
27769
SH
OTR
34
0
0
27769
ESQUIRE FINL HLDGS INC
COM
29667J101
2285
87659
SH
SOLE
0
0
87659
FAR PT ACQUISITION CORP
UNIT 06/01/2025
30734W208
14674
1358705
SH
SOLE
0
0
1358705
FB FINL CORP
COM
30257x104
44627
1127217
SH
SOLE
0
0
1127217
FIFTH THIRD BANCORP
COM
316773100
1798
58500
SH
Put
SOLE
0
0
58500
FIRST BANCORP N C
COM
318910106
14117
353728
SH
SOLE
0
0
353728
FIRST BANCSHARES INC MS
COM
318916103
954
26866
SH
OTR
34
0
0
26866
FIRST BANCSHARES INC MS
COM
318916103
21741
612070
SH
SOLE
0
0
612070
FIRST FNDTN INC
COM
32026V104
9709
557969
SH
SOLE
0
0
557969
FIRST WESTN FINL INC
COM
33751L105
660
40074
SH
OTR
34
0
0
40074
HERITAGE COMMERCE CORP
COM
426927109
641
50000
SH
OTR
34
0
0
50000
HOWARD BANCORP INC
COM
442496105
453
26807
SH
OTR
34
0
0
26807
HOWARD BANCORP INC
COM
442496105
12582
745362
SH
SOLE
0
0
745362
IBERIABANK CORP
COM
450828108
2993
40000
SH
SOLE
0
0
40000
INDEPENDENT BK GROUP INC
COM
45384b106
1935
34900
SH
SOLE
0
0
34900
INVESTAR HLDG CORP
COM
46134L105
4800
200000
SH
SOLE
0
0
200000
ISHARES TR
RUSSELL 2000 ETF
464287655
25845
156000
SH
Put
SOLE
0
0
156000
JPMORGAN CHASE & CO
COM
46625h100
3624
26000
SH
Put
SOLE
0
0
26000
KEYCORP NEW
COM
493267108
1214
60000
SH
SOLE
0
0
60000
LIMESTONE BANCORP INC
COM
53262L105
483
26833
SH
OTR
34
0
0
26833
LIVE OAK BANCSHARES INC
COM
53803x105
25561
1344609
SH
SOLE
0
0
1344609
LUTHER BURBANK CORP
COM
550550107
2791
242063
SH
SOLE
0
0
242063
LUTHER BURBANK CORP
COM
550550107
110
9524
SH
OTR
34
0
0
9524
MANNING & NAPIER INC
CL A
56382q102
1486
853878
SH
SOLE
0
0
853878
OPORTUN FINL CORP
COM
68376D104
3470
145788
SH
SOLE
0
0
145788
ORIGIN BANCORP INC
COM
68621T102
347
9179
SH
OTR
34
0
0
9179
ORIGIN BANCORP INC
COM
68621T102
16601
438707
SH
SOLE
0
0
438707
PINNACLE FINL PARTNERS INC
COM
72346q104
1549
24200
SH
SOLE
0
0
24200
PNC FINL SVCS GROUP INC
COM
693475105
6225
39000
SH
Put
SOLE
0
0
39000
RED RIVER BANCSHARES INC
COM
75686R202
1141
20353
SH
OTR
34
0
0
20353
RELIANT BANCORP INC
COM
75956B101
679
30535
SH
OTR
34
0
0
30535
RELIANT BANCORP INC
COM
75956B101
95
4278
SH
SOLE
0
0
4278
SEACOAST BKG CORP FLA
COM NEW
811707801
7509
245641
SH
SOLE
0
0
245641
SELECT BANCORP INC NEW
COM
81617L108
438
35580
SH
SOLE
0
0
35580
SELECT BANCORP INC NEW
COM
81617L108
1015
82529
SH
OTR
34
0
0
82529
SELECT SECTOR SPDR TR
SBI INT-FINL
81369y605
19006
617500
SH
Put
SOLE
0
0
617500
SILVERGATE CAP CORP
CL A
82837P408
1410
88605
SH
SOLE
0
0
88605
SOUTHERN FIRST BANCSHARES IN
COM
842873101
4249
100000
SH
SOLE
0
0
100000
SPDR S&P 500 ETF TR
TR UNIT
78462F103
37658
117000
SH
Put
SOLE
0
0
117000
SPDR SERIES TRUST
S&P REGL BKG
78464a698
15144
260000
SH
Put
SOLE
0
0
260000
SPIRIT OF TEX BANCSHARES INC
COM
84861D103
1605
69786
SH
OTR
34
0
0
69786
SPIRIT OF TEX BANCSHARES INC
COM
84861D103
13236
575480
SH
SOLE
0
0
575480
STATE STR CORP
COM
857477103
1542
19500
SH
Put
SOLE
0
0
19500
STERLING BANCORP DEL
COM
85917a100
1054
50000
SH
SOLE
0
0
50000
SYNCHRONY FINL
COM
87165B103
1404
39000
SH
Put
SOLE
0
0
39000
TCF FINANCIAL CORPORATION NE
COM
872307103
11700
250000
SH
SOLE
0
0
250000
TRIUMPH BANCORP INC
COM
89679E300
11979
315067
SH
SOLE
0
0
315067
TRUIST FINL CORP
COM
89832q109
2196
39000
SH
Put
SOLE
0
0
39000
UNITED CMNTY BKS BLAIRSVLE G
COM
90984p303
2107
68241
SH
SOLE
0
0
68241
US BANCORP DEL
COM NEW
902973304
1542
26000
SH
Put
SOLE
0
0
26000
VERITEX HLDGS INC
COM
923451108
533
18291
SH
OTR
34
0
0
18291
VERITEX HLDGS INC
COM
923451108
44782
1537306
SH
SOLE
0
0
1537306
WELLS FARGO CO NEW
COM
949746101
2098
39000
SH
Put
SOLE
0
0
39000