0001104659-14-059658.txt : 20140812 0001104659-14-059658.hdr.sgml : 20140812 20140812103422 ACCESSION NUMBER: 0001104659-14-059658 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140812 DATE AS OF CHANGE: 20140812 EFFECTIVENESS DATE: 20140812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MENDON CAPITAL ADVISORS CORP CENTRAL INDEX KEY: 0001177043 IRS NUMBER: 280010662 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10662 FILM NUMBER: 141032818 BUSINESS ADDRESS: STREET 1: 150 ALLENS CREEK ROAD CITY: ROCHESTER STATE: NY ZIP: 14618 BUSINESS PHONE: 5857701770 MAIL ADDRESS: STREET 1: 150 ALLENS CREEK ROAD CITY: ROCHESTER STATE: NY ZIP: 14618 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001177043 XXXXXXXX 06-30-2014 06-30-2014 false MENDON CAPITAL ADVISORS CORP

150 Allens Creek Road Rochester NY 14618

13F HOLDINGS REPORT 028-10662 N Anton Schutz 585-770-1770 /s/ Anton Schutz Rochester NY 08-08-2014 2 109 200105 false 1 028-02744 BURNHAM ASSET MANAGEMENT CORP /NY/ 2 028-15037 SCHUTZ ANTON VILLARS INFORMATION TABLE 2 a14-18564_1informationtable.xml INFORMATION TABLE ALLSTATE CORP JUL 57.5 COM 020002101 2936 50000 SH Put DFND 1,2 0 50000 0 AMERIS BANCORP COM 03076K108 3450 160000 SH DFND 1,2 0 160000 0 ASB BANCORP COM 00213T109 3335 159036 SH DFND 1,2 0 159036 0 ASB BANCORP COM 00213T109 690 32921 SH DFND 2 0 32921 0 ARES COMML REAL ESTATE COM 04013V108 621 50000 SH DFND 1,2 0 50000 0 ATLANTIC COAST FINL COM 048426100 2116 521141 SH DFND 1,2 0 521141 0 ATLANTIC COAST FINL COM 048426100 794 195572 SH DFND 2 0 195572 0 BANK OF AMERICA COM 060505104 3083 200600 SH DFND 1,2 0 200600 0 BANC OF CALIFORNIA COM 05990K106 4360 400000 SH DFND 1,2 0 400000 0 BANC OF CALIFORNIA COM 05990K106 545 50000 SH DFND 2 0 50000 0 BANK OF NEW YORK MELLON JUL 35 COM 064058100 2811 75000 SH Put DFND 1,2 0 75000 0 BB&T JUL 39 COM 054937107 1972 50000 SH Put DFND 1,2 0 50000 0 BNC BANCORP COM 05566T101 3764 220506 SH DFND 1,2 0 220506 0 BNC BANCORP COM 05566T101 266 15610 SH DFND 2 0 15610 0 BSB BANCORP COM 05573H108 279 16268 SH DFND 2 0 16268 0 BRIDGE BANCORP INC COM 108035106 1200 50000 SH DFND 1,2 0 50000 0 CARTER BANK AND TRUST COM 146102108 342 29190 SH DFND 2 0 29190 0 CENTERSTATE BANKS COM 15201P109 2844 254010 SH DFND 1,2 0 254010 0 CHARTER FINANCIAL COM 16122W108 626 56376 SH DFND 1,2 0 56376 0 CIT GROUP INC JUL 44 COM 125581801 2288 50000 SH Put DFND 1,2 0 50000 0 CITIGROUP COM 172967424 2355 50000 SH DFND 1,2 0 50000 0 CITIZENS FIRST CORP COM 17462Q107 182 16578 SH DFND 2 0 16578 0 COBIZ FINANCIAL COM 190897108 808 75000 SH DFND 1,2 0 75000 0 COMERICA JUL 49 PUTS COM 200340107 502 10000 SH Put DFND 1,2 0 10000 0 COMERICA JUL 50 PUTS COM 200340107 502 10000 SH Put DFND 1,2 0 10000 0 CONNECTONE BANCORP COM 20786W107 1451 75467 SH DFND 1,2 0 75467 0 CONNECTONE BANCORP COM 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147127 0 FOX CHASE BANCORP COM 35137T108 423 25083 SH DFND 1,2 0 25083 0 FOX CHASE BANCORP COM 35137T108 173 10240 SH DFND 2 0 10240 0 FRANKLIN FINANCIAL COM 35353C102 1085 50000 SH DFND 1,2 0 50000 0 GLEACHER COM 377341201 1849 175923 SH DFND 1,2 0 175923 0 GUARANTY BANCORP COM 40075T607 256 18452 SH DFND 1,2 0 18452 0 HERITAGE OAKS BANCORP COM 42724R107 299 39230 SH DFND 2 0 39230 0 HOME BANCSHARES COM 436893200 1641 50000 SH DFND 1,2 0 50000 0 HOMETRUST BANCSHARES COM 437872104 10922 692576 SH DFND 1,2 0 692576 0 HOMETRUST BANCSHARES COM 437872104 643 40745 SH DFND 2 0 40745 0 INVESTORS BANCORP NEW COM 46146L101 5525 500000 SH DFND 1,2 0 500000 0 JACKSONVILLE BANCORP INC FLA COM NEW 469249205 944 89925 SH DFND 1,2 0 89925 0 KEARNEY COM 487169104 1060 70000 SH DFND 1,2 0 70000 0 LAZARD LTD SHS CL A G54050102 1546 30000 SH DFND 1,2 0 30000 0 M&T BANCORP WRNT 55261F104 9924 80000 SH DFND 1,2 0 80000 0 NBT BANCORP COM 628778102 1962 81670 SH DFND 1,2 0 81670 0 NEW CENTURY BANCORP COM 64353M100 104 15691 SH DFND 2 0 15691 0 NEWBRIDGE BANCORP COM 65080T102 806 100000 SH DFND 1,2 0 100000 0 NMI HOLDINGS CL A 629209305 974 92725 SH DFND 1,2 0 92725 0 NORTHERN TRUST CORP JUL 60 COM 665859104 3211 50000 SH Put DFND 1,2 0 50000 0 OAK VIEW NATIONAL COM 67134X105 195 34492 SH DFND 2 0 34492 0 OMNIAMERICAN BANCORP COM 68216R107 2187 87486 SH DFND 1,2 0 87486 0 OPUS BANK COM 684000102 4390 151080 SH DFND 1,2 0 151080 0 OPUS BANK COM 684000102 561 19300 SH DFND 2 0 19300 0 PNC FINANCIAL SERVICES GROUP JUL 87.5 COM 693475105 2226 25000 SH Put DFND 1,2 0 25000 0 PACIFIC PREMIER COM 69478X105 564 40000 SH DFND 1,2 0 40000 0 PALMETTO BANCSHARES COM 697062206 322 22359 SH DFND 1,2 0 22359 0 PALMETTO BANCSHARES COM 697062206 321 22307 SH DFND 2 0 22307 0 PARK STERLING COM 70086Y105 1977 300000 SH DFND 1,2 0 300000 0 PARK STERLING COM 70086Y105 204 30942 SH DFND 2 0 30942 0 PORTER BANCORP WARRANT 736233115 0 182607 SH DFND 1,2 0 182607 0 REGIONS FINANCIAL COM 7591EP100 1593 150000 SH DFND 1,2 0 150000 0 REGIONAL MANAGEMENT COM 75902K106 2068 133667 SH DFND 1,2 0 133667 0 SCHWAB (CHARLES) CORP JUL 27 COM 808513105 1347 50000 SH Put DFND 1,2 0 50000 0 SEACOAST BANKING CORP COM NEW 811707801 4974 457607 SH DFND 1,2 0 457607 0 SEACOAST BANKING CORP COM NEW 811707801 353 32502 SH DFND 2 0 32502 0 SHORE BANKSHARES COM 825107105 1509 167500 SH DFND 1,2 0 167500 0 SHORE BANKSHARES COM 825107105 451 50000 SH DFND 2 0 50000 0 SILVERCREST ASSET MGMT GROUP CL A 828359109 498 28917 SH DFND 1,2 0 28917 0 SIMMMONS FIRST NATIONAL COM 828730200 394 10000 SH DFND 1,2 0 10000 0 SOUTHCOAST FINANCIAL CORP COM 84129R100 745 102518 SH DFND 2 0 102518 0 SOUTH STATE CORPORATION COM 840441109 6710 110000 SH DFND 1,2 0 110000 0 SOUTHERN NATIONAL COM 843395104 1176 105420 SH DFND 1,2 0 105420 0 SOUTHERN NATIONAL COM 843395104 345 30950 SH DFND 2 0 30950 0 SQUARE I FINANCIAL COM 85223W101 1742 91667 SH DFND 1,2 0 91667 0 SQUARE I FINANCIAL COM 85223W101 377 19840 SH DFND 2 0 19840 0 STATE BANK FINANCIAL COM 856190103 2795 165300 SH DFND 1,2 0 165300 0 STATE BANK FINANCIAL COM 856190103 252 14880 SH DFND 2 0 14880 0 STATE STREET CORP JUL 65 COM 857477103 1682 25000 SH Put DFND 1,2 0 25000 0 SUNTRUST BANKS COM 867914103 2003 50000 SH DFND 1,2 0 50000 0 SYNOVUS COM 87161C105 1219 50000 SH DFND 1,2 0 50000 0 SUNSHINE FINANCIAL COM 86782T109 578 31248 SH DFND 2 0 31248 0 SWS GROUP COM 78503N107 2766 380000 SH DFND 1,2 0 380000 0 TD AMERITRADE AUG 30 COM 87236Y108 784 25000 SH Put DFND 1,2 0 25000 0 TD AMERITRADE JUL 30 COM 87236Y108 1568 50000 SH Put DFND 1,2 0 50000 0 TFS FINANCIAL COM 87240R107 1455 102000 SH DFND 1,2 0 102000 0 TRISTATE CAPITAL COM 89678F100 568 40200 SH DFND 1,2 0 40200 0 TRAVELERS COMPANIES INC. JUL 92.5 COM 89417E109 2352 25000 SH Put DFND 1,2 0 25000 0 TWO HARBORS INVESTMENT CORP COM 90187B101 524 50000 SH DFND 1,2 0 50000 0 US BANCORP DEL COM NEW 902973304 2166 50000 SH DFND 1,2 0 50000 0 VANTAGESOUTH BANCSHARES COM 92209W105 3395 570538 SH DFND 1,2 0 570538 0 VANTAGESOUTH BANCSHARES COM 92209W105 394 66175 SH DFND 2 0 66175 0 VIEWPOINT FINANCIAL COM 92672A101 3292 122337 SH DFND 1,2 0 122337 0 VIRGINIA HERITAGE COM 927819102 1375 50000 SH DFND 1,2 0 50000 0 WELLS FARGO AUG 50 COM 949746101 2628 50000 SH Put DFND 1,2 0 50000 0 WELLS FARGO JUL 52.5 COM 949746101 1314 25000 SH Put DFND 1,2 0 25000 0 YADKIN VALLEY COM 984305102 9326 495000 SH DFND 1,2 0 495000 0 YADKIN VALLEY COM 984305102 442 23450 SH DFND 2 0 23450 0 ZAIS FINANCIAL COM 98886K108 4820 290000 SH DFND 1,2 0 290000 0