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Insider Trading Arrangements

3 Months Ended

9 Months Ended

Sep. 30, 2024

During the three months ended September 30, 2024, certain executive officers and directors of the Company or a vehicle controlled by them (each, a “Plan Participant”) entered into Rule 10b5-1 trading plan (a “Rule 10b5-1 Trading Plan”) to sell shares of the Company’s Class A common stock, in each case, subject to any applicable volume limitations.

The table below provides certain information regarding each Plan Participant’s Rule 10b5-1 Trading Plan.

Name and Title

Plan Date

Maximum Shares That May Be Sold Under the Plan

Plan Expiration Date

Bennett Rosenthal, Director, Co-Founder and Chairman of Private Equity Group

August 16, 2024

250,000

May 15, 2025

David Kaplan, Director and Co-Founder

August 16, 2024

250,000

May 15, 2025

R. Kipp deVeer, Director and Head of Credit Group

September 6, 2024

(1)

August 15, 2025

(1)Includes 300,000 shares of Class A common stock plus an undetermined number of shares of Class A common stock that may be sold resulting from the vesting and settlement of up to 175,000 restricted stock units less the amount of shares of Class A common stock that will be withheld to satisfy the payment of R. Kipp deVeer’s tax withholding obligations with respect to the settlement of such vested restricted stock units.

Non-Rule 10b5-1 Arrangement Adopted

false

Rule 10b5-1 Arrangement Terminated

false

Non-Rule 10b5-1 Arrangement Terminated

false

Bennett Rosenthal [Member]

Trading Arrangements, by Individual

Name

Bennett Rosenthal

Title

Director, Co-Founder and Chairman of Private Equity Group