0001628280-23-030566.txt : 20230824
0001628280-23-030566.hdr.sgml : 20230824
20230824205711
ACCESSION NUMBER: 0001628280-23-030566
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230822
FILED AS OF DATE: 20230824
DATE AS OF CHANGE: 20230824
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: deVeer R. Kipp
CENTRAL INDEX KEY: 0001576312
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36429
FILM NUMBER: 231203614
MAIL ADDRESS:
STREET 1: 245 PARK AVENUE
STREET 2: 44TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10167
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ares Management Corp
CENTRAL INDEX KEY: 0001176948
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 954656677
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2000 AVE OF THE STARS
STREET 2: 12TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 3102014100
MAIL ADDRESS:
STREET 1: 2000 AVE OF THE STARS
STREET 2: 12TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
FORMER COMPANY:
FORMER CONFORMED NAME: ARES MANAGEMENT LP
DATE OF NAME CHANGE: 20020701
4
1
wk-form4_1692925020.xml
FORM 4
X0508
4
2023-08-22
0
0001176948
Ares Management Corp
ARES
0001576312
deVeer R. Kipp
2000 AVENUE OF THE STARS
12TH FLOOR
LOS ANGELES
CA
90067
1
1
0
0
Head of Credit Group
0
Class A Common Stock
2023-08-22
4
M
0
84546
19
A
945857
D
Class A Common Stock
2023-08-22
4
F
0
54044
98.50
D
891813
D
Options (Right to Buy)
19
2023-08-22
4
M
0
84546
0
D
2024-04-30
Class A Common Stock
84546
0
D
Ares Operating Group Units
Class A Common Stock
1510409
1510409
I
By Ares Owners Holdings L.P.
Includes 625,000 restricted units granted pursuant to an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.
The options are fully vested as of May 1, 2019.
Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement, dated as of April 1, 2021, among Ares Holdco LLC, Ares Holdings L.P., Ares Management Corporation, and each Ares Operating Group Limited Partner (as defined in the exchange agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG units") are exchangeable for shares of Class A Common Stock on a one-for-one basis.
The reporting person or a vehicle controlled by him is a limited partner in Ares Owners Holdings L.P. ("AOH"), the direct holder of the shares of AOG Units. The AOG Units indirectly held by the reporting person are the number of AOG Units that he has a right to receive as a limited partner in AOH.
/s/ Anton Feingold, by power of attorney
2023-08-24