0001628280-20-017849.txt : 20201230
0001628280-20-017849.hdr.sgml : 20201230
20201230175620
ACCESSION NUMBER: 0001628280-20-017849
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201228
FILED AS OF DATE: 20201230
DATE AS OF CHANGE: 20201230
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Arougheti Michael J
CENTRAL INDEX KEY: 0001304471
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36429
FILM NUMBER: 201426938
MAIL ADDRESS:
STREET 1: 2000 AVENUE OF THE STARS, 12TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ares Management Corp
CENTRAL INDEX KEY: 0001176948
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 954656677
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2000 AVE OF THE STARS
STREET 2: 12TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 3102014100
MAIL ADDRESS:
STREET 1: 2000 AVE OF THE STARS
STREET 2: 12TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
FORMER COMPANY:
FORMER CONFORMED NAME: ARES MANAGEMENT LP
DATE OF NAME CHANGE: 20020701
4
1
wf-form4_160936896650333.xml
FORM 4
X0306
4
2020-12-28
0
0001176948
Ares Management Corp
ARES
0001304471
Arougheti Michael J
2000 AVENUE OF THE STARS
12TH FLOOR
LOS ANGELES
CA
90067
1
1
0
0
Co-Founder, CEO and President
Class A Common Stock
2020-12-28
4
S
0
108054
48.66
D
716945
D
Class A Common Stock
2020-12-28
4
S
0
200
49.64
D
716745
D
Class A Common Stock
2020-12-29
4
S
0
92470
47.91
D
624275
D
Class A Common Stock
2020-12-29
4
S
0
321
48.82
D
623954
D
Class A Common Stock
2020-12-30
4
S
0
58547
47.74
D
565407
D
Class A Common Stock
1102908
I
By Ares Owners Holdings L.P.
This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.
The price reported in Column 4 is a weighted average price. These shares were sold on December 28, 2020 in multiple transactions at prices ranging from $48.42 to $49.41. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnotes 4, 5 and 6.
Includes 499,999 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. The amount additionally includes 325,000 shares of Class A Common Stock held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person, which were transferred to the reporting person.
The price reported in Column 4 is a weighted average price. These shares were sold on December 29, 2020 in multiple transactions at prices ranging from $47.70 to $48.66.
The price reported in Column 4 is a weighted average price. These shares were sold on December 29, 2020 in multiple transactions at prices ranging from $48.80 to $48.85.
The price reported in Column 4 is a weighted average price. These shares were sold on December 30, 2020 in multiple transactions at prices ranging from $47.51 to $48.26.
The reporting person or a vehicle controlled by him is a limited partner in AOH, the direct holder of the shares of Class A Common Stock. The shares of Class A Common Stock indirectly held by the reporting person or the vehicle are the number of shares of Class A Common Stock that he or the vehicle has a right to receive as a limited partner in AOH.
/s/ Naseem Sagati Aghili, by power of attorney
2020-12-30