0001628280-20-007270.txt : 20200508 0001628280-20-007270.hdr.sgml : 20200508 20200508202736 ACCESSION NUMBER: 0001628280-20-007270 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200507 FILED AS OF DATE: 20200508 DATE AS OF CHANGE: 20200508 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McFerran Michael R CENTRAL INDEX KEY: 0001464431 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36429 FILM NUMBER: 20862323 MAIL ADDRESS: STREET 1: 555 CALIFORNIA STREET STREET 2: 50TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ares Management Corp CENTRAL INDEX KEY: 0001176948 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 954656677 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 AVE OF THE STARS STREET 2: 12TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 3102014100 MAIL ADDRESS: STREET 1: 2000 AVE OF THE STARS STREET 2: 12TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: ARES MANAGEMENT LP DATE OF NAME CHANGE: 20020701 4 1 wf-form4_158898403484272.xml FORM 4 X0306 4 2020-05-07 0 0001176948 Ares Management Corp ARES 0001464431 McFerran Michael R 2000 AVENUE OF THE STARS 12TH FLOOR LOS ANGELES CA 90067 0 1 0 0 EVP, COO & CFO Class A Common Stock 2020-05-07 4 M 0 50000 19 A 809728 D Class A Common Stock 2020-05-07 4 F 0 38004 35.01 D 771724 D Class A Common Stock 2020-05-07 4 S 0 17500 34.98 D 754224 D Class A Common Stock 2020-05-07 4 S 0 30000 34.22 D 724224 D Class A Common Stock 2020-05-08 4 S 0 11996 34.79 D 712228 D Options (Right to Buy) 19.0 2020-05-07 4 M 0 50000 19 D 2025-03-23 Class A Common Stock 50000.0 204453 D Includes 683,552 restricted units granted under Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. The price reported in Column 4 is a weighted average price. These shares were sold on May 7, 2020 in multiple transactions at prices ranging from $34.97 to $35.00. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnotes 3 and 4. The price reported in Column 4 is a weighted average price. These shares were sold on May 7, 2020 in multiple transactions at prices ranging from $34.00 to $34.64. The price reported in Column 4 is a weighted average price. These shares were sold on May 8, 2020 in multiple transactions at prices ranging from $34.51 to $35.18. The options are fully vested as of March 23, 2020. /s/ Naseem Sagati Aghili, by power of attorney 2020-05-08