-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HPh+yq+u0aFfj76BGPPtBk8ImVRC8osnk2gOpygPGtCam6nKNuF2/tvlABSy8k2E PLIB5D6isjd1RT123kD6og== 0001176552-05-000006.txt : 20050712 0001176552-05-000006.hdr.sgml : 20050712 20050712121748 ACCESSION NUMBER: 0001176552-05-000006 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050331 FILED AS OF DATE: 20050712 DATE AS OF CHANGE: 20050712 EFFECTIVENESS DATE: 20050712 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SUTTONBROOK CAPITAL MANAGEMENT LP CENTRAL INDEX KEY: 0001176552 IRS NUMBER: 460465072 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-10322 FILM NUMBER: 05949815 BUSINESS ADDRESS: STREET 1: 654 MADISON AVE STREET 2: STE 1009 CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 2123084310 FORMER COMPANY: FORMER CONFORMED NAME: SUTTONBROOK CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20020628 13F-HR/A 1 f13_1q05.txt Q1 2005 AMMENDED 13F FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2005 Check here if Amendment [ X]; Amendment Number: 1 This Amendment (Check only one.): [ X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: SuttonBrook Capital Management LP Address: 654 Madison Ave suite 1009 New York, NY 10021 13F File Number: 28-10322 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Brett Spector Title: CFO Phone: 212-308-4589 Signature, Place, and Date of Signing: Brett Spector New York, NY July 12, 2005 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 70 Form13F Information Table Value Total: $2,153,195 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO NOTE 11/2 88579YAB7 30267 33500000 PRN SOLE 33500000 0 0 AFFILIATED MANAGERS GROUP DBCV 2/2 008252AE8 49219 34600000 PRN SOLE 34600000 0 0 AMCOR LTD PRIDES 7.25% 02341R401 9436 167100 SH SOLE 167100 0 0 ANCHOR GLASS CONTAINER CP NE COM NEW 03304B300 1053 469926 SH SOLE 469926 0 0 ASK JEEVES INC COM 045174109 13492 480500 SH SOLE 480500 0 0 BEVERLY ENTERPRISES INC COM NEW 087851309 29367 2372200 SH SOLE 2372200 0 0 CABELAS INC COM 126804301 1565 75900 SH SOLE 75900 0 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 3292 117375 SH SOLE 117375 0 0 CADENCE DESIGN SYSTEM INC COM 127387108 673 45000 SH SOLE 45000 0 0 CAESARS ENTMT INC COM 127687101 9893 500000 SH SOLE 500000 0 0 CAPITALSOURCE INC DBCV 1.250% 3/1 14055XAB8 1875 2000000 PRN SOLE 2000000 0 0 CHARTER COMMUNICATIONS INC D CL A 16117M107 962 601000 SH SOLE 601000 0 0 CONSECO INC COM NEW 208464883 78519 3845200 SH SOLE 3845200 0 0 CVS CORP COM 126650100 42885 815000 SH SOLE 815000 0 0 CYPRESS SEMICONDUCTOR CORP NOTE 1.250% 6/1 232806AH2 56280 52500000 PRN SOLE 52500000 0 0 DEVON ENERGY CORP NEW DEB 4.900% 8/1 25179MAA1 51429 44600000 PRN SOLE 44600000 0 0 DEVON ENERGY CORP NEW DEB 4.950% 8/1 25179MAB9 47999 41580000 PRN SOLE 41580000 0 0 DIRECTV GROUP INC COM 25459L106 86520 6000000 SH SOLE 6000000 0 0 DOMINION RES INC VA NEW NOTE 2.125%12/1 25746UAT6 18550 17500000 PRN SOLE 17500000 0 0 DST SYS INC DEL COM 233326107 11224 243050 SH SOLE 243050 0 0 EQUITY OFFICE PROPERTIES TRU PFD CV B 5.25% 294741509 57058 1115500 SH SOLE 1115500 0 0 FRANKLIN RES INC NOTE 5/1 354613AC5 11802 17500000 PRN SOLE 17500000 0 0 GENCORP INC COM 368682100 36000 1800000 SH SOLE 1800000 0 0 GENERAL DYNAMICS CORP COM 369550108 11337 105900 SH SOLE 105900 0 0 GENERAL MLS INC DBCV 10/2 370334AU8 35500 50000000 PRN SOLE 50000000 0 0 GENERAL MTRS CORP DEB SR CONV B 370442733 27188 1450000 SH SOLE 1450000 0 0 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 2987 260000 SH SOLE 260000 0 0 GUIDANT CORP COM 401698105 68358 925000 SH SOLE 925000 0 0 HARMONY GOLD MNG LTD SPONSORED ADR 413216300 8112 1040000 SH SOLE 1040000 0 0 HEWLETT PACKARD CO COM 428236103 2194 100000 SH SOLE 100000 0 0 HOLLINGER INTL INC CL A 435569108 9102 835100 SH SOLE 835100 0 0 HOLLYWOOD ENTMT CORP COM 436141105 6585 500000 SH SOLE 500000 0 0 IAC INTERACTIVECORP COM 44919P102 16257 730000 SH SOLE 730000 0 0 IDEC PHARMACEUTICALS CORP NOTE 4/2 449370AE5 36489 58500000 PRN SOLE 58500000 0 0 KERR MCGEE CORP COM 492386107 55348 706600 SH SOLE 706600 0 0 LABORATORY CORP AMER HLDGS NOTE 9/1 50540RAC6 47936 64000000 PRN SOLE 64000000 0 0 LEXINGTON CORP PPTYS TR PFD CONV SER C 529043309 5790 115400 SH SOLE 115400 0 0 LIBERTY MEDIA CORP NEW DEB 0.750% 3/3 530718AF2 24768 22500000 PRN SOLE 22500000 0 0 LIBERTY MEDIA CORP NEW COM SER A 530718105 16592 1600000 SH SOLE 1600000 0 0 LOCKHEED MARTIN CORP COM 539830109 16450 269400 SH SOLE 269400 0 0 LONGVIEW FIBRE CO COM 543213102 1876 100000 SH SOLE 100000 0 0 MANDALAY RESORT GROUP COM 562567107 37508 532100 SH SOLE 532100 0 0 MCI INC COM 552691107 80925 3250000 SH SOLE 3250000 0 0 MEDTRONIC INC DBCV 1.250% 9/1 585055AD8 92000 92000000 PRN SOLE 92000000 0 0 MENTOR GRAPHICS CORP COM 587200106 630 46000 SH SOLE 46000 0 0 METRO GOLDWYN MAYER INC COM 591610100 38132 3190947 SH SOLE 3190947 0 0 MORGAN STANLEY COM NEW 617446448 28625 500000 SH SOLE 500000 0 0 NATIONAL AUSTRALIA BK LTD CAP UTS EXCHBL 632525309 190902 5162930 SH SOLE 5162930 0 0 NEW PLAN EXCEL RLTY TR INC NOTE 3.750% 6/0 648053AB2 64892 59500000 PRN SOLE 59500000 0 0 NEW YORK & CO INC COM 649295102 3320 165400 SH SOLE 165400 0 0 NEWS AMER INC NOTE 2/2 652482AZ3 24281 42000000 PRN SOLE 42000000 0 0 NORTHROP GRUMMAN CORP COM 666807102 10591 196200 SH SOLE 196200 0 0 QWEST COMMUNICATIONS INTL IN COM 749121109 17437 4712700 SH SOLE 4712700 0 0 ROGERS COMMUNICATIONS INC DBCV 2.000%11/2 775109AE1 13980 14050000 PRN SOLE 14050000 0 0 RPM INTL INC NOTE 1.389% 5/1 749685AK9 12701 23000000 PRN SOLE 23000000 0 0 SIMON PPTY GROUP INC NEW PFD CONV I 6% 828806802 28006 501000 SH SOLE 501000 0 0 SIZELER PPTY INVS INC SDCV 9.000% 7/1 830137AB1 6190 5850000 PRN SOLE 5850000 0 0 SLM CORP DBCV 7/2 78442PAC0 43734 42580000 PRN SOLE 42580000 0 0 SOVEREIGN BANCORP INC COM 845905108 53614 2419400 SH SOLE 2419400 0 0 SUNGARD DATA SYS INC COM 867363103 17250 500000 SH SOLE 500000 0 0 SUPERVALU INC NOTE 11/0 868536AP8 34280100000000 PRN SOLE 100000000 0 0 SYMANTEC CORP COM 871503108 11689 548000 SH SOLE 548000 0 0 TEMPLE INLAND INC COM 879868107 25893 356900 SH SOLE 356900 0 0 THERAVANCE INC COM 88338T104 3650 200000 SH SOLE 200000 0 0 TOYS R US INC COM 892335100 18032 700000 SH SOLE 700000 0 0 TRIBUNE CO NEW SB DB EXCH2%29 896047305 77023 850500 SH SOLE 850500 0 0 VERITAS SOFTWARE CO COM 923436109 69439 2990500 SH SOLE 2990500 0 0 WELLCHOICE INC COM 949475107 89881 1686000 SH SOLE 1686000 0 0 WRIGHT EXPRESS CORP COM 98233Q105 3517 205700 SH SOLE 205700 0 0 WYETH DBCV 1/1 983024AD2 12844 12500000 PRN SOLE 12500000 0 0
-----END PRIVACY-ENHANCED MESSAGE-----