-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MUDmyLtzfYdavpkC9+eG/oeijvPsoR3Sh0M/oGfr7og8URWj1DdHxKs8WZvz+g4g 8FDYDL2dnYAQJuhBksr/dw== 0001181431-09-059084.txt : 20091230 0001181431-09-059084.hdr.sgml : 20091230 20091230131544 ACCESSION NUMBER: 0001181431-09-059084 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091228 FILED AS OF DATE: 20091230 DATE AS OF CHANGE: 20091230 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICE STEVEN H CENTRAL INDEX KEY: 0001176442 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00267 FILM NUMBER: 091265787 MAIL ADDRESS: STREET 1: 10435 DOWNSVILLE PIKE CITY: HAGERSTOWN STATE: MD ZIP: 21740 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALLEGHENY ENERGY, INC CENTRAL INDEX KEY: 0000003673 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 135531602 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 CABIN HILL DRIVE CITY: GREENSBURG STATE: PA ZIP: 15601 BUSINESS PHONE: 7248373000 MAIL ADDRESS: STREET 1: 800 CABIN HILL DRIVE CITY: GREENSBURG STATE: PA ZIP: 15601 FORMER COMPANY: FORMER CONFORMED NAME: ALLEGHENY ENERGY INC DATE OF NAME CHANGE: 19970926 FORMER COMPANY: FORMER CONFORMED NAME: ALLEGHENY POWER SYSTEM INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: WEST PENN ELECTRIC CO DATE OF NAME CHANGE: 19660908 4 1 rrd261221.xml FORM 4 - RICE X0303 4 2009-12-28 0 0000003673 ALLEGHENY ENERGY, INC AYE 0001176442 RICE STEVEN H C/O ALLEGHENY ENERGY, INC. 800 CABIN HILL DRIVE GREENSBURG PA 15601 1 0 0 0 Phantom Stock 2009-12-28 4 A 0 15.635 A Common Stock 15.635 2544.12 D Under the Issuer's Revised Plan for Deferral of Compensation of Directors, non-employee members of the Issuer's Board of Directors (the "Board") may elect to defer receipt of all or a part of the cash portion of the director fees to which they become entitled in connection with their service on the Board and may opt to invest all or a portion of any such deferred amounts into a phantom stock fund maintained by the Issuer. Mr. Rice elected in the past to defer receipt of the cash portion of the fees payable to him and to invest such deferred amounts in the Issuer's phantom stock fund. Dividends on such deferred amounts are paid in additional units of phantom stock. Each unit of phantom stock is the economic equivalent of one share of Common Stock. The units of phantom stock are payable in cash upon the termination of Mr. Rice's service on the Board. /s/ Amanda J. Skov, Attorney-in-Fact 2009-12-30 -----END PRIVACY-ENHANCED MESSAGE-----