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Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material:
SEC Accession No. 0001683863-20-009997
Filing Date
2020-05-22
Accepted
2020-05-22 17:30:39
Documents
2
Effectiveness Date
2020-05-22

Document Format Files

Seq Description Document Type Size
1 LMP EQUITY BOARD f5810d1.htm DEFA14A 81709
2 GRAPHIC gr3co7ca2v05bsklzfk60.jpg GRAPHIC 729
  Complete submission text file 0001683863-20-009997.txt   112321

Series and Classes/Contracts Information:

Existing
  Status Name Ticker Symbol
CIK 0000880366      
Series S000004161   ClearBridge Large Cap Growth Fund
Class/Contract C000011719   Class A SBLGX
Class/Contract C000011721   Class C SLCCX
Class/Contract C000011722   Class I SBLYX
Class/Contract C000039153   Class R LMPLX
Class/Contract C000066224   Class IS LSITX
Class/Contract C000086038   Class O LCMMX
  Status Name Ticker Symbol
CIK 0000880366      
Series S000004162   ClearBridge Mid Cap Fund
Class/Contract C000011723   Class A SBMAX
Class/Contract C000011725   Class C SBMLX
Class/Contract C000011726   Class I SMBYX
Class/Contract C000011727   Class 1 SMCPX
Class/Contract C000060700   Class R LMREX
Class/Contract C000066225   Class IS LSIRX
  Status Name Ticker Symbol
CIK 0000880366      
Series S000004163   QS S&P 500 Index Fund
Class/Contract C000011728   Class A SBSPX
Class/Contract C000011729   Class D SBSDX
  Status Name Ticker Symbol
CIK 0000880366      
Series S000016235   ClearBridge Aggressive Growth Fund
Class/Contract C000044856   Class A SHRAX
Class/Contract C000044858   Class C SAGCX
Class/Contract C000044859   Class I SAGYX
Class/Contract C000044860   Class R LMPRX
Class/Contract C000044861   Class FI LMPFX
Class/Contract C000066226   Class IS LSIFX
  Status Name Ticker Symbol
CIK 0000880366      
Series S000016238   ClearBridge Small Cap Value Fund
Class/Contract C000044871   Class A SBVAX
Class/Contract C000044873   Class C SBVLX
Class/Contract C000044874   Class I SMCYX
Class/Contract C000058932   Class R
Class/Contract C000127028   Class IS LCBIX
  Status Name Ticker Symbol
CIK 0000880366      
Series S000016241   ClearBridge Tactical Dividend Income Fund
Class/Contract C000044883   Class A CFLGX
Class/Contract C000044885   Class C SMDLX
Class/Contract C000044886   Class I LADIX
Class/Contract C000059788   Class R
Class/Contract C000083424   Class A2 LBDAX
Class/Contract C000127029   Class IS LCBDX
  Status Name Ticker Symbol
CIK 0000880366      
Series S000016245   ClearBridge All Cap Value Fund
Class/Contract C000044900   Class A SHFVX
Class/Contract C000044902   Class C SFVCX
Class/Contract C000044903   Class I SFVYX
Class/Contract C000058934   Class R
Class/Contract C000066227   Class IS LSISX
  Status Name Ticker Symbol
CIK 0000880366      
Series S000016247   ClearBridge International Value Fund
Class/Contract C000044909   Class A SBIEX
Class/Contract C000044911   Class C SBICX
Class/Contract C000044912   Class I SBIYX
Class/Contract C000059794   Class R LIORX
Class/Contract C000066228   Class IS LSIUX
  Status Name Ticker Symbol
CIK 0000880366      
Series S000016651   ClearBridge Appreciation Fund
Class/Contract C000046514   Class A SHAPX
Class/Contract C000046516   Class C SAPCX
Class/Contract C000046517   Class I SAPYX
Class/Contract C000046518   Class R LMPPX
Class/Contract C000046519   Class FI LMPIX
Class/Contract C000063669   Class IS LMESX
  Status Name Ticker Symbol
CIK 0000880366      
Series S000016652   QS Conservative Growth Fund
Class/Contract C000046520   Class A SBBAX
Class/Contract C000046522   Class C SCBCX
Class/Contract C000046523   Class I LMEIX
Class/Contract C000058251   Class R LLARX
Class/Contract C000187872   Class IS LCGSX
  Status Name Ticker Symbol
CIK 0000880366      
Series S000016653   QS Defensive Growth Fund
Class/Contract C000046524   Class A SBCPX
Class/Contract C000046526   Class C1 SBCLX
Class/Contract C000046527   Class I LMGIX
Class/Contract C000058254   Class R LMLRX
Class/Contract C000089310   Class C LWLAX
Class/Contract C000187873   Class IS LMGSX
  Status Name Ticker Symbol
CIK 0000880366      
Series S000016654   QS Moderate Growth Fund
Class/Contract C000046528   Class A SCGRX
Class/Contract C000046530   Class C SCGCX
Class/Contract C000046531   Class I LLAIX
Class/Contract C000058256   Class R LLMRX
Class/Contract C000187874   Class IS LLMSX
  Status Name Ticker Symbol
CIK 0000880366      
Series S000016655   QS Growth Fund
Class/Contract C000046532   Class A SCHAX
Class/Contract C000046534   Class C SCHCX
Class/Contract C000046535   Class I LANIX
Class/Contract C000058258   Class R LLLRX
Class/Contract C000187875   Class IS LLISX
  Status Name Ticker Symbol
CIK 0000880366      
Series S000016663   ClearBridge Small Cap Growth Fund
Class/Contract C000046565   Class A SASMX
Class/Contract C000046567   Class C SCSMX
Class/Contract C000046569   Class FI LMPSX
Class/Contract C000046570   Class R LMPOX
Class/Contract C000046571   Class I SBPYX
Class/Contract C000046572   Class 1 LMPMX
Class/Contract C000063670   Class IS LMOIX
  Status Name Ticker Symbol
CIK 0000880366      
Series S000016665   ClearBridge Dividend Strategy Fund
Class/Contract C000046577   Class A SOPAX
Class/Contract C000046579   Class C SBPLX
Class/Contract C000046580   Class I SOPYX
Class/Contract C000063673   Class FI LBRIX
Class/Contract C000063674   Class R LMMRX
Class/Contract C000088432   Class IS LCBEX
Class/Contract C000097989   Class 1 LCBOX
  Status Name Ticker Symbol
CIK 0000880366      
Series S000016668   QS Global Equity Fund
Class/Contract C000046590   Class A CFIPX
Class/Contract C000046592   Class C SILLX
Class/Contract C000046593   Class I SMYIX
Class/Contract C000046594   Class 1 LMPEX
Class/Contract C000062526   Class R
Class/Contract C000183979   Class IS SMYSX
  Status Name Ticker Symbol
CIK 0000880366      
Series S000016669   ClearBridge Large Cap Value Fund
Class/Contract C000046595   Class A SINAX
Class/Contract C000046597   Class C SINOX
Class/Contract C000046599   Class I SAIFX
Class/Contract C000063680   Class R LCBVX
Class/Contract C000063682   Class IS LMLSX
Class/Contract C000076733   Class A2 LIVVX
Class/Contract C000127016   Class 1 LCLIX
  Status Name Ticker Symbol
CIK 0000880366      
Series S000022091   QS U.S. Large Cap Equity Fund
Class/Contract C000063384   Class A LMUPX
Class/Contract C000063385   Class C LMUGX
Class/Contract C000063386   Class FI LMUSX
Class/Contract C000063387   Class R LMUOX
Class/Contract C000063388   Class I LMTIX
Class/Contract C000063389   Class IS LMISX
  Status Name Ticker Symbol
CIK 0000880366      
Series S000029718   ClearBridge Mid Cap Growth Fund
Class/Contract C000091376   Class A LBGAX
Class/Contract C000091377   Class C LBGCX
Class/Contract C000091379   Class R LCMRX
Class/Contract C000091380   Class A2 LCBGX
Class/Contract C000091381   Class I LBGIX
Class/Contract C000091382   Class IS LCMIX
  Status Name Ticker Symbol
CIK 0000880366      
Series S000029827   ClearBridge International Small Cap Fund
Class/Contract C000091725   Class A LCOAX
Class/Contract C000091726   Class C LCOCX
Class/Contract C000091728   Class R
Class/Contract C000091729   Class A2 LCRNX
Class/Contract C000091730   Class I LCOIX
Class/Contract C000091731   Class IS CBISX
  Status Name Ticker Symbol
CIK 0000880366      
Series S000039065   ClearBridge Select Fund
Class/Contract C000120103   Class A LCLAX
Class/Contract C000120104   Class C LCLCX
Class/Contract C000120105   Class FI LCBSX
Class/Contract C000120106   Class R
Class/Contract C000120107   Class IS LCSSX
Class/Contract C000120108   Class I LBFIX
Class/Contract C000204770   Class A2 LCLTX
  Status Name Ticker Symbol
CIK 0000880366      
Series S000039864   QS Global Dividend Fund
Class/Contract C000123679   Class A LGDAX
Class/Contract C000123680   Class C LGDCX
Class/Contract C000123681   Class FI LDIGX
Class/Contract C000123682   Class R
Class/Contract C000123683   Class I LTTMX
Class/Contract C000123684   Class IS LDIFX
Class/Contract C000154578   Class A2 LMQSX
  Status Name Ticker Symbol
CIK 0000880366      
Series S000048737   ClearBridge Sustainability Leaders Fund
Class/Contract C000153520   Class A CLSUX
Class/Contract C000153521   Class A2
Class/Contract C000153522   Class C
Class/Contract C000153523   Class FI LCSTX
Class/Contract C000153524   Class R
Class/Contract C000153525   Class I LCISX
Class/Contract C000153526   Class IS LCILX
  Status Name Ticker Symbol
CIK 0001176343      
Series S000008304   ClearBridge Variable Dividend Strategy Portfolio
Class/Contract C000022693   Class II QLMETX
Class/Contract C000047600   Class I QLMEIX
  Status Name Ticker Symbol
CIK 0001176343      
Series S000016933   ClearBridge Variable Aggressive Growth Portfolio
Class/Contract C000047115   Class I QLMGOX
Class/Contract C000047116   Class II QLMGTX
  Status Name Ticker Symbol
CIK 0001176343      
Series S000016935   ClearBridge Variable Large Cap Growth Portfolio
Class/Contract C000047118   Class I QLMLOX
Class/Contract C000047119   Class II LVLGX
  Status Name Ticker Symbol
CIK 0001176343      
Series S000016937   ClearBridge Variable Mid Cap Portfolio
Class/Contract C000047121   Class I QLMMIX
Class/Contract C000047122   Class II QLMPTX
  Status Name Ticker Symbol
CIK 0001176343      
Series S000017007   ClearBridge Variable Small Cap Growth Portfolio
Class/Contract C000047262   Class I QLMSIX
Class/Contract C000047263   Class II QLMSTX
  Status Name Ticker Symbol
CIK 0001176343      
Series S000017009   QS Variable Conservative Growth
Class/Contract C000047266   Class I QLMLFX
Class/Contract C000183009   Class II QVCIIX
  Status Name Ticker Symbol
CIK 0001176343      
Series S000017010   QS Variable Moderate Growth
Class/Contract C000047267   Class I QLMLSX
Class/Contract C000183010   Class II QVMIIX
  Status Name Ticker Symbol
CIK 0001176343      
Series S000017011   QS Variable Growth
Class/Contract C000047268   Class I QLMLTX
Class/Contract C000183011   Class II QLMIIX
  Status Name Ticker Symbol
CIK 0001176343      
Series S000017013   ClearBridge Variable Appreciation Portfolio
Class/Contract C000047270   Class I QLMAOX
Class/Contract C000053699   Class II CVAPX
  Status Name Ticker Symbol
CIK 0001176343      
Series S000017019   ClearBridge Variable Large Cap Value Portfolio
Class/Contract C000047279   Class I QLMVIX
Class/Contract C000047280   Class II
  Status Name Ticker Symbol
CIK 0001176343      
Series S000034620   QS Legg Mason Dynamic Multi-Strategy VIT Portfolio
Class/Contract C000106566   Class I Shares QDMSIX
Class/Contract C000106567   Class II Shares QDMSTX
  Status Name Ticker Symbol
CIK 0001645194      
Series S000051686   Legg Mason Low Volatility High Dividend ETF
Class/Contract C000162625   Legg Mason Low Volatility High Dividend ETF LVHD
  Status Name Ticker Symbol
CIK 0001645194      
Series S000054583   Legg Mason International Low Volatility High Dividend ETF
Class/Contract C000171451   Legg Mason International Low Volatility High Dividend ETF LVHI
  Status Name Ticker Symbol
CIK 0001645194      
Series S000055902   Legg Mason Global Infrastructure ETF
Class/Contract C000176067   Legg Mason Global Infrastructure ETF INFR
  Status Name Ticker Symbol
CIK 0001645194      
Series S000057207   ClearBridge All Cap Growth ETF
Class/Contract C000182102   ClearBridge All Cap Growth ETF CACG
  Status Name Ticker Symbol
CIK 0001645194      
Series S000057700   ClearBridge Large Cap Growth ESG ETF
Class/Contract C000186075   ClearBridge Large Cap Growth ESG ETF LRGE
  Status Name Ticker Symbol
CIK 0001645194      
Series S000057702   ClearBridge Dividend Strategy ESG ETF
Class/Contract C000186077   ClearBridge Dividend Strategy ESG ETF YLDE
  Status Name Ticker Symbol
CIK 0001645194      
Series S000058077   Legg Mason Small-Cap Quality Value ETF
Class/Contract C000190092   Legg Mason Small-Cap Quality Value ETF SQLV
  Status Name Ticker Symbol
CIK 0001645194      
Series S000059365   Western Asset Total Return ETF
Class/Contract C000194756   Western Asset Total Return ETF WBND
  Status Name Ticker Symbol
CIK 0001645194      
Series S000064209   WESTERN ASSET SHORT DURATION INCOME ETF
Class/Contract C000207671   WESTERN ASSET SHORT DURATION INCOME ETF WINC
Mailing Address LEGG MASON & CO., LLC 620 EIGHTH AVENUE, 49TH FLOOR NEW YORK NY 10018
Business Address LEGG MASON & CO., LLC 620 EIGHTH AVENUE, 49TH FLOOR NEW YORK NY 10018 1-877-721-1926
LEGG MASON PARTNERS EQUITY TRUST (Filer) CIK: 0000880366 (see all company filings)

IRS No.: 000000000 | State of Incorp.: MD | Fiscal Year End: 1130
Type: DEFA14A | Act: 34 | File No.: 811-06444 | Film No.: 20907219

Mailing Address LEGG MASON & CO., LLC 620 EIGHTH AVENUE, 49TH FLOOR NEW YORK NY 10018
Business Address LEGG MASON & CO., LLC 620 EIGHTH AVENUE, 49TH FLOOR NEW YORK NY 10018 1-877-721-1926
LEGG MASON PARTNERS VARIABLE EQUITY TRUST (Filer) CIK: 0001176343 (see all company filings)

IRS No.: 000000000 | State of Incorp.: MD
Type: DEFA14A | Act: 34 | File No.: 811-21128 | Film No.: 20907217

Mailing Address 620 EIGHTH AVE 49TH FLOOR NEW YORK NY 10018
Business Address 620 EIGHTH AVE 49TH FLOOR NEW YORK NY 10018 877-721-1926
Legg Mason ETF Investment Trust (Filer) CIK: 0001645194 (see all company filings)

IRS No.: 000000000 | State of Incorp.: MD | Fiscal Year End: 1130
Type: DEFA14A | Act: 34 | File No.: 811-23096 | Film No.: 20907218