0000919574-13-006960.txt : 20131217 0000919574-13-006960.hdr.sgml : 20131217 20131217175006 ACCESSION NUMBER: 0000919574-13-006960 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131213 FILED AS OF DATE: 20131217 DATE AS OF CHANGE: 20131217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Avantair, Inc CENTRAL INDEX KEY: 0001303849 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, NONSCHEDULED [4522] IRS NUMBER: 201635240 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4311 GENERAL HOWARD DR CITY: CLEARWATER STATE: FL ZIP: 33762 BUSINESS PHONE: 727-539-0071 MAIL ADDRESS: STREET 1: 4311 GENERAL HOWARD DR CITY: CLEARWATER STATE: FL ZIP: 33762 FORMER COMPANY: FORMER CONFORMED NAME: Ardent Acquisition CORP DATE OF NAME CHANGE: 20040922 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AUERBACH JONATHAN A G CENTRAL INDEX KEY: 0001176208 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51115 FILM NUMBER: 131283242 MAIL ADDRESS: STREET 1: 215 E 73RD STREET CITY: NEW YORK STATE: NY ZIP: 10021 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hound Performance, LLC CENTRAL INDEX KEY: 0001375882 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51115 FILM NUMBER: 131283243 BUSINESS ADDRESS: STREET 1: 101 PARK AVENUE STREET 2: 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10178 BUSINESS PHONE: (212) 984-2500 MAIL ADDRESS: STREET 1: 101 PARK AVENUE STREET 2: 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10178 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hound Partners, LLC CENTRAL INDEX KEY: 0001353316 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51115 FILM NUMBER: 131283244 BUSINESS ADDRESS: STREET 1: 101 PARK AVENUE STREET 2: 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10178 BUSINESS PHONE: 212-984-2500 MAIL ADDRESS: STREET 1: 101 PARK AVENUE STREET 2: 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10178 4 1 p1438347.xml OWNERSHIP DOCUMENT X0306 4 2013-12-13 0 0001303849 Avantair, Inc AAIR 0001353316 Hound Partners, LLC 101 PARK AVENUE 48TH FLOOR NEW YORK NY 10178 0 0 1 0 0001375882 Hound Performance, LLC 101 PARK AVENUE 48TH FLOOR NEW YORK NY 10178 0 0 1 0 0001176208 AUERBACH JONATHAN A G 101 PARK AVENUE 48TH FLOOR NEW YORK NY 10178 0 0 1 0 Common Stock $.0001 par value per share 2013-12-13 2013-12-13 4 S 0 692263 .0024 D 368421 I By Hound Partners Offshore Fund, LP Common Stock $.0001 par value per share 2013-12-13 2013-12-13 4 S 0 119756 .0024 D 0 I By Hound Partners, LLC The securities are held in the account of Hound Partners Offshore Fund, LP and may be deemed to be beneficially owned by (a) Hound Performance, LLC, the general partner of Hound Partners Offshore Fund, LP; (b) Hound Partners, LLC, the investment manager of Hound Partners Offshore Fund, LP and (c) Jonathan Auerbach, the managing member of Hound Performance, LLC and Hound Partners, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his or its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The securities sold include securities that were previously held by Hound Partners, LP, a private fund that now invests through Hound Partners Offshore Fund, LP. The securities are held in a separately managed account managed by Hound Partners, LLC and may be deemed to be beneficially owned by (a) Hound Partners, LLC and (b) Jonathan Auerbach, the managing member of Hound Partners, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his or its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Hound Partners, LLC, By: /s/ Jonathan Auerbach, Managing Member 2013-12-17 Hound Performance, LLC, By: /s/ Jonathan Auerbach, Managing Member 2013-12-17 /s/ Jonathan Auerbach 2013-12-17