N-PX 1 conestogafunds_npx.htm N-PX

UNITED STATES

SECURITIES AND EXCHANCE COMMISSION

Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number: 811-21120

 

Conestoga Funds

____________________________________________________

 

(Exact name of registrant as specified in charter)

 

Conestoga Capital Advisors, 550 E. Swedesford Rd., Ste. 120, Wayne PA 19087

____________________________________________________

Address of principal executive offices)(Zip code)

 

Conestoga Capital Advisors

550 E. Swedesford Rd., Ste. 120, Wayne PA 19087

 

____________________________________________________

(Name and address of agent for service)

 

Registrant’s telephone number, including area code: 800-320-7790

Date of fiscal year end: September 30

Date of reporting period: July 1, 2020 – June 30, 2021

 

 

 

CONESTOGA SMALL CAP FUND

 

Investment Company Report
LEMAITRE VASCULAR, INC.    
Security   525558201           Meeting Type       Annual  
Ticker Symbol   LMAT                      Meeting Date       30-Jul-2020
ISIN   US5255582018           Agenda       935242204 - Management
                             
Item Proposal     Proposed
by
    Vote     For/Against
Management
   
1.    DIRECTOR   Management                
  1   Bridget A. Ross         For     For    
  2   John A. Roush         For     For    
2.    To approve, on an advisory basis, the compensation of
the Company's named executive officers.
  Management     For     For    
3.    To ratify Grant Thornton LLP as our independent
registered public accounting firm for 2020.
  Management     For     For    
                             
Account
Number
  Account Name Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
131226.1   CONESTOGA
SMALL CAP
FUND
800   UMB BANK,
N.A.
  1,240,911   0   08-Jul-2020   08-Jul-2020
HELIOS TECHNOLOGIES, INC.    
Security   42328H109           Meeting Type       Annual  
Ticker Symbol   HLIO                      Meeting Date       06-Aug-2020
ISIN   US42328H1095           Agenda       935237570 - Management
                             
Item Proposal     Proposed
by
    Vote     For/Against
Management
   
1.    DIRECTOR   Management                
  1   Laura Dempsey Brown*         For     For    
  2   Cariappa M. Chenanda*         For     For    
  3   Dr. Alexander Schuetz*         For     For    
  4   Josef Matosevic#         For     For    
  5   Gregory C. Yadley#         Withheld     Against    
2.    Ratify Appointment of Grant Thornton LLP as the
Independent Registered Public Accounting Firm of the
Corporation for 2020.
  Management     For     For    
3.    Advisory Vote on Executive Compensation.   Management     For     For    
                             
Account
Number
  Account Name Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
131226.1   CONESTOGA
SMALL CAP
FUND
800   UMB BANK,
N.A.
  912,962   0   15-Jul-2020   15-Jul-2020
MESA LABORATORIES, INC.    
Security   59064R109           Meeting Type       Annual  
Ticker Symbol   MLAB                      Meeting Date       28-Aug-2020
ISIN   US59064R1095           Agenda       935248535 - Management
                             
Item Proposal     Proposed
by
    Vote     For/Against
Management
   
1.    DIRECTOR   Management                
  1   J. Alltoft         For     For    
  2   E. Guillemin         For     For    
  3   S. Hall         For     For    
  4   D. Kelly         For     For    
  5   G. Owens         For     For    
  6   D. Perez         For     For    
  7   J. Schmieder         Withheld     Against    
  8   J. Sullivan         For     For    
2.    To approve, on an advisory basis, the compensation of
our named executive officers as disclosed in the
Compensation Discussion and Analysis section and the
Executive Compensation section of our Proxy Statement.
  Management     For     For    
3.    To ratify the appointment of Plante & Moran, PLLC ("The
Audit Firm") as the Company's independent registered
public accounting firm for the year ending March 31, 2021
(the "Ratification of Auditors Proposal").
  Management     For     For    
                             
Account
Number
  Account Name Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
131226.1   CONESTOGA
SMALL CAP
FUND
800   UMB BANK,
N.A.
  326,106   0   04-Aug-2020   04-Aug-2020
RBC BEARINGS INCORPORATED    
Security   75524B104           Meeting Type       Annual  
Ticker Symbol   ROLL                      Meeting Date       09-Sep-2020
ISIN   US75524B1044           Agenda       935251304 - Management
                             
Item Proposal     Proposed
by
    Vote     For/Against
Management
   
1.    DIRECTOR   Management                
  1   Dr. Michael J. Hartnett         For     For    
  2   Dolores J. Ennico         For     For    
2.    To ratify the appointment of Ernst & Young LLP as the
Company's independent registered public accounting firm
for the fiscal year 2021.
  Management     For     For    
3.    To consider a resolution regarding the stockholder
advisory vote on named executive officer compensation.
  Management     Against     Against    
                             
Account
Number
  Account Name Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
131226.1   CONESTOGA
SMALL CAP
FUND
800   UMB BANK,
N.A.
  382,800   0   14-Aug-2020   14-Aug-2020
NEOGEN CORPORATION    
Security   640491106           Meeting Type       Annual  
Ticker Symbol   NEOG                      Meeting Date       08-Oct-2020
ISIN   US6404911066           Agenda       935268032 - Management
                             
Item Proposal     Proposed
by
    Vote     For/Against
Management
   
1.    DIRECTOR   Management                
  1   G. Bruce Papesh         For     For    
  2   Ralph A. Rodriguez         For     For    
  3   Catherine E Woteki, PhD         For     For    
2.    TO APPROVE, BY NON-BINDING ADVISORY VOTE,
THE COMPENSATION OF EXECUTIVES.
  Management     For     For    
3.    RATIFICATION OF APPOINTMENT OF BDO USA LLP
AS THE COMPANY'S INDEPENDENT REGISTERED
CERTIFIED PUBLIC ACCOUNTING FIRM.
  Management     For     For    
                             
Account
Number
  Account Name Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
131226.1   CONESTOGA
SMALL CAP
FUND
800   UMB BANK,
N.A.
  1,118,886   0   15-Sep-2020   15-Sep-2020
MERCURY SYSTEMS, INC.    
Security   589378108           Meeting Type       Annual  
Ticker Symbol   MRCY                      Meeting Date       28-Oct-2020
ISIN   US5893781089           Agenda       935271700 - Management
                             
Item Proposal     Proposed
by
    Vote     For/Against
Management
   
1.    DIRECTOR   Management                
  1   Mark Aslett*         For     For    
  2   Mary Louise Krakauer*         For     For    
  3   William K. O'Brien*         For     For    
  4   Orlando P. Carvalho#         For     For    
2.    To approve, on an advisory basis, the compensation of
our named executive officers.
  Management     For     For    
3.    To approve our amended and restated 2018 Stock
Incentive Plan.
  Management     For     For    
4.    To approve our amended and restated 1997 Employee
Stock Purchase Plan.
  Management     For     For    
5.    To ratify the appointment of KPMG LLP as our
independent registered public accounting firm for fiscal
2021.
  Management     For     For    
                             
Account
Number
  Account Name Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
131226.1   CONESTOGA
SMALL CAP
FUND
800   UMB BANK,
N.A.
  1,025,023   0   06-Oct-2020   06-Oct-2020
BIO-TECHNE CORP    
Security   09073M104           Meeting Type       Annual  
Ticker Symbol   TECH                      Meeting Date       29-Oct-2020
ISIN   US09073M1045           Agenda       935270570 - Management
                             
Item Proposal     Proposed
by
    Vote     For/Against
Management
   
1.    To set the number of Directors at nine.   Management     For     For    
2A.   Election of Director: Robert V. Baumgartner   Management     For     For    
2B.   Election of Director: Julie L. Bushman   Management     For     For    
2C.   Election of Director: John L. Higgins   Management     For     For    
2D.   Election of Director: Joseph D. Keegan   Management     For     For    
2E.   Election of Director: Charles R. Kummeth   Management     For     For    
2F.   Election of Director: Roeland Nusse   Management     For     For    
2G.   Election of Director: Alpna Seth   Management     For     For    
2H.   Election of Director: Randolph Steer   Management     For     For    
2I.   Election of Director: Rupert Vessey   Management     For     For    
3.    Cast a non-binding vote on named executive officer
compensation.
  Management     For     For    
4.    Approve an amendment and restatement to the
Company's Second Amended and Restated 2010 Equity
Incentive Plan to allocate 1,300,000 additional shares to
the Plan reserve and to make certain additional
amendments.
  Management     For     For    
5.    Ratify the appointment of the Company's independent
registered public accounting firm for the 2021 fiscal year.
  Management     For     For    
                             
Account
Number
  Account Name Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
131226.1   CONESTOGA
SMALL CAP
FUND
800   UMB BANK,
N.A.
  224,395   0   07-Oct-2020   07-Oct-2020
BOTTOMLINE TECHNOLOGIES (DE), INC.    
Security   101388106           Meeting Type       Annual  
Ticker Symbol   EPAY                      Meeting Date       19-Nov-2020
ISIN   US1013881065           Agenda       935286131 - Management
                             
Item Proposal     Proposed
by
    Vote     For/Against
Management
   
1.    DIRECTOR   Management                
  1   Keneth J. D'Amato         For     For    
  2   Robert A. Eberle         For     For    
  3   Jeffrey C. Leathe         For     For    
2.    Non-binding advisory vote to approve executive
compensation.
  Management     For     For    
3.    Approval of the amendment to the Company's 2019
Stock Incentive Plan to increase the number of shares of
common stock authorized for issuance thereunder by
2,200,000.
  Management     For     For    
4.    Ratification of the selection of Ernst & Young LLP as the
Company's registered public accounting firm for the
current fiscal year.
  Management     For     For    
                             
Account
Number
  Account Name Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
131226.1   CONESTOGA
SMALL CAP
FUND
800   UMB BANK,
N.A.
  1,232,175   0   28-Oct-2020   28-Oct-2020
PAYLOCITY HOLDING CORPORATION    
Security   70438V106           Meeting Type       Annual  
Ticker Symbol   PCTY                      Meeting Date       03-Dec-2020
ISIN   US70438V1061           Agenda       935286155 - Management
                             
Item Proposal     Proposed
by
    Vote     For/Against
Management
   
1.    DIRECTOR   Management                
  1   Steven I. Sarowitz         For     For    
  2   Ellen Carnahan         For     For    
  3   Jeffrey T. Diehl         For     For    
2.    Ratification of the appointment of KPMG LLP as the
Company's independent registered public accounting firm
for the fiscal year ending June 30, 2021.
  Management     For     For    
3.    Advisory vote to approve compensation of named
executive officers.
  Management     For     For    
                             
Account
Number
  Account Name Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
131226.1   CONESTOGA
SMALL CAP
FUND
800   UMB BANK,
N.A.
  473,920   0   06-Nov-2020   06-Nov-2020
WD-40 COMPANY    
Security   929236107           Meeting Type       Annual  
Ticker Symbol   WDFC                      Meeting Date       08-Dec-2020
ISIN   US9292361071           Agenda       935288957 - Management
                             
Item Proposal     Proposed
by
    Vote     For/Against
Management
   
1A.   Election of Director: Daniel T. Carter   Management     For     For    
1B.   Election of Director: Melissa Claassen   Management     For     For    
1C.   Election of Director: Eric P. Etchart   Management     For     For    
1D.   Election of Director: Lara L. Lee   Management     For     For    
1E.   Election of Director: Trevor I. Mihalik   Management     For     For    
1F.   Election of Director: Graciela I. Monteagudo   Management     For     For    
1G.   Election of Director: David B. Pendarvis   Management     For     For    
1H.   Election of Director: Garry O. Ridge   Management     For     For    
1I.   Election of Director: Gregory A. Sandfort   Management     For     For    
1J.   Election of Director: Anne G. Saunders   Management     For     For    
2.    To hold an advisory vote to approve executive
compensation.
  Management     For     For    
3.    To ratify the appointment of PricewaterhouseCoopers
LLP as the Company's independent registered public
accounting firm for fiscal year 2021.
  Management     For     For    
4.    Shareholder proposal - policy to include non-
management employees as prospective director
candidates.
  Shareholder     Against     For    
                             
Account
Number
  Account Name Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
131226.1   CONESTOGA
SMALL CAP
FUND
800   UMB BANK,
N.A.
  194,793   0   13-Nov-2020   13-Nov-2020
LIGAND PHARMACEUTICALS INCORPORATED    
Security   53220K504           Meeting Type       Special 
Ticker Symbol   LGND                      Meeting Date       15-Dec-2020
ISIN   US53220K5048           Agenda       935302101 - Management
                             
Item Proposal     Proposed
by
    Vote     For/Against
Management
   
1.    Amendment and Restatement of the Ligand
Pharmaceuticals Incorporated 2002 Stock Incentive Plan.
  Management     For     For    
2.    Adjournment of Special Meeting, if necessary, to solicit
additional proxies if there are not sufficient votes to
approve Proposal 1.
  Management     For     For    
                             
Account
Number
  Account Name Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
131226.1   CONESTOGA
SMALL CAP
FUND
800   UMB BANK,
N.A.
  449,040   0   19-Nov-2020   19-Nov-2020
CANTEL MEDICAL CORP.    
Security   138098108           Meeting Type       Annual  
Ticker Symbol   CMD                       Meeting Date       16-Dec-2020
ISIN   US1380981084           Agenda       935304903 - Management
                             
Item Proposal     Proposed
by
    Vote     For/Against
Management
   
1a.   Election of Director: Charles M. Diker   Management     For     For    
1b.   Election of Director: Alan R. Batkin   Management     For     For    
1c.   Election of Director: Ann E. Berman   Management     For     For    
1d.   Election of Director: Mark N. Diker   Management     For     For    
1e.   Election of Director: Anthony B. Evnin   Management     For     For    
1f.   Election of Director: Laura L. Forese   Management     For     For    
1g.   Election of Director: George L. Fotiades   Management     For     For    
1h.   Election of Director: Ronnie Myers   Management     For     For    
1i.   Election of Director: Karen N. Prange   Management     For     For    
1j.   Election of Director: Peter J. Pronovost   Management     For     For    
2.    Advisory vote to approve Named Executive Officer
compensation.
  Management     For     For    
3.    Consider and approve the Cantel Medical Corp. 2020
Equity Incentive Plan.
  Management     For     For    
4.    Ratify the selection of Deloitte & Touche LLP as the
Company's independent registered public accounting firm
for the fiscal year ending July 31, 2021.
  Management     For     For    
                             
Account
Number
  Account Name Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
131226.1   CONESTOGA
SMALL CAP
FUND
800   UMB BANK,
N.A.
  537,190   0   24-Nov-2020   24-Nov-2020
EVI INDUSTRIES, INC.    
Security   26929N102           Meeting Type       Annual  
Ticker Symbol   EVI                       Meeting Date       17-Dec-2020
ISIN   US26929N1028           Agenda       935310362 - Management
                             
Item Proposal     Proposed
by
    Vote     For/Against
Management
   
1.    DIRECTOR   Management                
  1   Henry M. Nahmad         For     For    
  2   Dennis Mack         For     For    
  3   David Blyer         Withheld     Against    
  4   Glen Kruger         For     For    
  5   Timothy P. LaMacchia         Withheld     Against    
  6   Hal M. Lucas         For     For    
2.    Approval of an amendment to the EVI Industries, Inc.
2015 Equity Incentive Plan to increase the number of
shares of the Company's Common Stock authorized for
grant under the plan from 1,500,000 shares to 3,000,000
shares.
  Management     Against     Against    
                             
Account
Number
  Account Name Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
131226.1   CONESTOGA
SMALL CAP
FUND
800   UMB BANK,
N.A.
  508,822   0   30-Nov-2020   30-Nov-2020
ESCO TECHNOLOGIES INC.    
Security   296315104           Meeting Type       Annual  
Ticker Symbol   ESE                       Meeting Date       05-Feb-2021
ISIN   US2963151046           Agenda       935317215 - Management
                             
Item Proposal     Proposed
by
    Vote     For/Against
Management
   
1.    DIRECTOR   Management                
  1   Victor L. Richey         For     For    
  2   James M. Stolze         For     For    
2.    To approve amendments to the Company's 2018
Omnibus Incentive Plan.
  Management     For     For    
3.    To ratify the appointment of KPMG LLP as the
Company's independent registered public accounting firm
for the 2021 fiscal year.
  Management     For     For    
4.    Say on Pay - An advisory vote to approve the
compensation of the Company's executive officers.
  Management     For     For    
                             
Account
Number
  Account Name Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
131226.1   CONESTOGA
SMALL CAP
FUND
800   UMB BANK,
N.A.
  652,680   0   14-Jan-2021   14-Jan-2021
MODEL N, INC.    
Security   607525102           Meeting Type       Annual  
Ticker Symbol   MODN                      Meeting Date       19-Feb-2021
ISIN   US6075251024           Agenda       935320919 - Management
                             
Item Proposal     Proposed
by
    Vote     For/Against
Management
   
1.    DIRECTOR   Management                
  1   Baljit Dail         For     For    
  2   Melissa Fisher         For     For    
  3   Alan Henricks         For     For    
2.    To approve the 2021 Equity Incentive Plan.   Management     For     For    
3.    To approve the 2021 Employee Stock Purchase Plan.   Management     For     For    
4.    Ratification of the appointment of
PricewaterhouseCoopers LLP as the independent
registered public accounting firm for the fiscal year
ending September 30, 2021.
  Management     For     For    
5.    To approve a non-binding advisory vote on the
compensation of our named executive officers as
disclosed in the proxy statement.
  Management     For     For    
                             
Account
Number
  Account Name Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
131226.1   CONESTOGA
SMALL CAP
FUND
800   UMB BANK,
N.A.
  2,123,252   0   16-Feb-2021   16-Feb-2021
SIMULATIONS PLUS, INC.    
Security   829214105           Meeting Type       Annual  
Ticker Symbol   SLP                       Meeting Date       25-Feb-2021
ISIN   US8292141053           Agenda       935325096 - Management
                             
Item Proposal     Proposed
by
    Vote     For/Against
Management
   
1.    DIRECTOR   Management                
  1   Walter S. Woltosz         For     For    
  2   Dr. John K. Paglia         For     For    
  3   Dr. David L. Ralph         Withheld     Against    
  4   Dr. Daniel Weiner         For     For    
  5   Dr. Lisa LaVange         For     For    
2.    Ratification of selection of Rose, Snyder & Jacobs LLP as
the independent registered public accounting firm for the
fiscal year ending August 31, 2021.
  Management     For     For    
3.    To amend the 2017 Equity Incentive Plan to increase the
number of shares issuable under the plan.
  Management     Against     Against    
                             
Account
Number
  Account Name Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
131226.1   CONESTOGA
SMALL CAP
FUND
800   UMB BANK,
N.A.
  145,870   0   12-Feb-2021   12-Feb-2021
CONSTRUCTION PARTNERS INC    
Security   21044C107           Meeting Type       Annual  
Ticker Symbol   ROAD                      Meeting Date       05-Mar-2021
ISIN   US21044C1071           Agenda       935326303 - Management
                             
Item Proposal     Proposed
by
    Vote     For/Against
Management
   
1A.   Election of Class III director to serve for a three-year term
expiring at the 2024 annual meeting of stockholders:
Michael H. McKay
  Management     For     For    
1B.   Election of Class III director to serve for a three-year term
expiring at the 2024 annual meeting of stockholders:
Stefan L. Shaffer
  Management     For     For    
1C.   Election of Class III director to serve for a three-year term
expiring at the 2024 annual meeting of stockholders:
Noreen E. Skelly
  Management     For     For    
2.    Proposal to ratify the appointment of RSM US LLP as the
Company's independent registered public accountants for
the fiscal year ending September 30, 2021.
  Management     For     For    
                             
Account
Number
  Account Name Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
131226.1   CONESTOGA
SMALL CAP
FUND
800   UMB BANK,
N.A.
  2,885,801   0   09-Feb-2021   09-Feb-2021
REALPAGE, INC.    
Security   75606N109           Meeting Type       Special 
Ticker Symbol   RP                        Meeting Date       08-Mar-2021
ISIN   US75606N1090           Agenda       935334261 - Management
                             
Item Proposal     Proposed
by
    Vote     For/Against
Management
   
1.    To approve the adoption of the Agreement and Plan of
Merger (the "Merger Agreement"), dated as of December
20, 2020, by and among Mirasol Parent, LLC, Mirasol
Merger Sub, Inc., and RealPage, Inc. ("RealPage").
  Management     For     For    
2.    To approve, on an advisory (non-binding) basis, the
compensation that may be paid or become payable to
RealPage's named executive officers that is based on or
otherwise relates to the Merger Agreement and the
transactions contemplated by the Merger Agreement.
  Management     For     For    
3.    To adjourn the special meeting to a later date or dates if
necessary or appropriate to solicit additional proxies if
there are insufficient votes to approve Proposal 1 at the
time of the special meeting.
  Management     For     For    
                             
Account
Number
  Account Name Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
131226.1   CONESTOGA
SMALL CAP
FUND
800   UMB BANK,
N.A.
  777,570   0   22-Feb-2021   22-Feb-2021
FIRSTSERVICE CORPORATION    
Security   33767E202           Meeting Type       Annual and Special Meeting
Ticker Symbol   FSV                       Meeting Date       06-Apr-2021
ISIN   CA33767E2024           Agenda       935351736 - Management
                             
Item Proposal     Proposed
by
    Vote     For/Against
Management
   
1     DIRECTOR   Management                
  1   Brendan Calder         For     For    
  2   Bernard I. Ghert         For     For    
  3   Jay S. Hennick         For     For    
  4   D. Scott Patterson         For     For    
  5   Frederick F. Reichheld         For     For    
  6   Joan Eloise Sproul         For     For    
  7   Michael Stein         For     For    
  8   Erin J. Wallace         For     For    
2     Appointment of PricewaterhouseCoopers LLP, Chartered
Accountants and Licensed Public Accountants as Auditor
of the Corporation for the ensuing year and authorizing
the Directors to fix their remuneration.
  Management     For     For    
3     Approving an amendment to the FirstService Stock
Option Plan to increase the maximum number of
Common Shares reserved for issuance pursuant to the
exercise of stock options granted thereunder, and to ratify
and approve the issuance of certain stock options
granted to employees of the Corporation, all as more
particularly set forth and described in the accompanying
Management Information Circular.
  Management     For     For    
4     An advisory resolution on the Corporation's approach to
executive compensation as set out in the accompanying
Management Information Circular.
  Management     For     For    
                             
Account
Number
  Account Name Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
131226.1   CONESTOGA
SMALL CAP
FUND
800   UMB BANK,
N.A.
  748,560   0   30-Mar-2021    
DOUGLAS DYNAMICS, INC    
Security   25960R105           Meeting Type       Annual  
Ticker Symbol   PLOW                      Meeting Date       28-Apr-2021
ISIN   US25960R1059           Agenda       935369721 - Management
                             
Item Proposal     Proposed
by
    Vote     For/Against
Management
   
1.    DIRECTOR   Management                
  1   Kenneth W. Krueger         For     For    
  2   Lisa R. Bacus         For     For    
2.    Advisory vote (non-binding) to approve the compensation
of the Company's named executive officers.
  Management     For     For    
3.    The ratification of the appointment of Deloitte & Touche
LLP to serve as the Company's independent registered
public accounting firm for the year ending December 31,
2021.
  Management     For     For    
                             
Account
Number
  Account Name Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
131226.1   CONESTOGA
SMALL CAP
FUND
800   UMB BANK,
N.A.
  1,632,625   0   08-Apr-2021   08-Apr-2021
CANTEL MEDICAL CORP.    
Security   138098108           Meeting Type       Special 
Ticker Symbol   CMD                       Meeting Date       29-Apr-2021
ISIN   US1380981084           Agenda       935389280 - Management
                             
Item Proposal     Proposed
by
    Vote     For/Against
Management
   
1.    Proposal No. 1: Cantel Merger Proposal. To adopt the
Agreement and Plan of Merger, dated as of January 12,
2021, as such agreement may be amended from time to
time, among Cantel, and STERIS plc, Solar New US
Holding Co, LLC, which is referred to as US Holdco, and
Crystal Merger Sub 1, LLC, which is referred to as
Crystal Merger Sub, as amended on March 1, 2021.
  Management     For     For    
2.    Proposal No. 2: Compensation Proposal. To approve, by
a non-binding advisory vote, certain compensation that
may be paid or become payable to Cantel's named
executive officers that is based on or otherwise relates to
the Mergers.
  Management     Against     Against    
                             
Account
Number
  Account Name Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
131226.1   CONESTOGA
SMALL CAP
FUND
800   UMB BANK,
N.A.
  544,065   0   22-Apr-2021   22-Apr-2021
SIMPSON MANUFACTURING CO., INC.    
Security   829073105           Meeting Type       Annual  
Ticker Symbol   SSD                       Meeting Date       04-May-2021
ISIN   US8290731053           Agenda       935357384 - Management
                             
Item Proposal     Proposed
by
    Vote     For/Against
Management
   
1A.   Election of Director to hold office until the next annual
meeting: James S. Andrasick
  Management     For     For    
1B.   Election of Director to hold office until the next annual
meeting: Jennifer A. Chatman
  Management     For     For    
1C.   Election of Director to hold office until the next annual
meeting: Karen Colonias
  Management     For     For    
1D.   Election of Director to hold office until the next annual
meeting: Gary M. Cusumano
  Management     For     For    
1E.   Election of Director to hold office until the next annual
meeting: Philip E. Donaldson
  Management     For     For    
1F.   Election of Director to hold office until the next annual
meeting: Celeste Volz Ford
  Management     For     For    
1G.   Election of Director to hold office until the next annual
meeting: Robin G. MacGillivray
  Management     For     For    
2.    Approve, on an advisory, non-binding basis, the
compensation of the Company's named executive
officers.
  Management     For     For    
3.    Ratify the Board of Directors' selection of Grant Thornton
LLP as the Company's independent registered public
accounting firm for 2021.
  Management     For     For    
                             
Account
Number
  Account Name Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
131226.1   CONESTOGA
SMALL CAP
FUND
800   UMB BANK,
N.A.
  866,415   0   05-Apr-2021   05-Apr-2021
ROGERS CORPORATION    
Security   775133101           Meeting Type       Annual  
Ticker Symbol   ROG                       Meeting Date       05-May-2021
ISIN   US7751331015           Agenda       935359744 - Management
                             
Item Proposal     Proposed
by
    Vote     For/Against
Management
   
1.    DIRECTOR   Management                
  1   Keith L. Barnes         For     For    
  2   Megan Faust         For     For    
  3   Bruce D. Hoechner         For     For    
  4   Carol R. Jensen         For     For    
  5   Keith Larson         For     For    
  6   Ganesh Moorthy         For     For    
  7   Jeffrey J. Owens         For     For    
  8   Helene Simonet         For     For    
  9   Peter C. Wallace         For     For    
2.    To vote on a non-binding advisory resolution to approve
the 2020 compensation of the named executive officers
of Rogers Corporation.
  Management     For     For    
3.    To ratify the appointment of PricewaterhouseCoopers
LLP as the independent registered public accounting firm
of Rogers Corporation for the fiscal year ending
December 31, 2021.
  Management     For     For    
                             
Account
Number
  Account Name Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
131226.1   CONESTOGA
SMALL CAP
FUND
800   UMB BANK,
N.A.
  295,960   0   14-Apr-2021   14-Apr-2021
TREX COMPANY, INC.    
Security   89531P105           Meeting Type       Annual  
Ticker Symbol   TREX                      Meeting Date       06-May-2021
ISIN   US89531P1057           Agenda       935350859 - Management
                             
Item Proposal     Proposed
by
    Vote     For/Against
Management
   
1A    Election of Director: James E. Cline   Management     For     For    
1B    Election of Director: Bryan H. Fairbanks   Management     For     For    
1C    Election of Director: Gena C. Lovett   Management     For     For    
1D    Election of Director: Patricia B. Robinson   Management     For     For    
2.    To approve, on a non-binding advisory basis, the
compensation of our named executive officers
  Management     For     For    
3.    To ratify the appointment of Ernst & Young LLP as Trex
Company's independent registered public accounting firm
for the 2021 fiscal year
  Management     For     For    
                             
Account
Number
  Account Name Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
131226.1   CONESTOGA
SMALL CAP
FUND
800   UMB BANK,
N.A.
  1,164,485   0   08-Apr-2021   08-Apr-2021
FOX FACTORY HOLDING CORP.    
Security   35138V102           Meeting Type       Annual  
Ticker Symbol   FOXF                      Meeting Date       07-May-2021
ISIN   US35138V1026           Agenda       935354364 - Management
                             
Item Proposal     Proposed
by
    Vote     For/Against
Management
   
1.    DIRECTOR   Management                
  1   Michael C. Dennison         For     For    
  2   Sidney Johnson         For     For    
  3   Ted Waitman         For     For    
2.    To ratify the appointment of Grant Thornton LLP as our
independent public accountants for fiscal year 2021.
  Management     For     For    
3.    To approve, on an advisory basis, the resolution
approving the compensation of Fox Factory Holding
Corp.'s named executive officers.
  Management     For     For    
                             
Account
Number
  Account Name Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
131226.1   CONESTOGA
SMALL CAP
FUND
800   UMB BANK,
N.A.
  1,225,713   0   10-Apr-2021   10-Apr-2021
AAON, INC.    
Security   000360206           Meeting Type       Annual  
Ticker Symbol   AAON                      Meeting Date       11-May-2021
ISIN   US0003602069           Agenda       935367587 - Management
                             
Item Proposal     Proposed
by
    Vote     For/Against
Management
   
1.1   Election of Director for a term ending in 2024: Norman H.
Asbjomson
  Management     For     For    
1.2   Election of Director for a term ending in 2024: Gary D.
Fields
  Management     For     For    
1.3   Election of Director for a term ending in 2024: Angela E.
Kouplen
  Management     For     For    
2.    Proposal to approve, on an advisory basis, a resolution
on the compensation of AAON's named executive officers
as set forth in the Proxy Statement.
  Management     For     For    
3.    Proposal to ratify Grant Thornton LLP as the independent
registered public accounting firm for the fiscal year
ending December 31, 2021.
  Management     For     For    
                             
Account
Number
  Account Name Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
131226.1   CONESTOGA
SMALL CAP
FUND
800   UMB BANK,
N.A.
  1,218,475   0   20-Apr-2021   20-Apr-2021
VERTEX, INC.    
Security   92538J106           Meeting Type       Annual  
Ticker Symbol   VERX                      Meeting Date       11-May-2021
ISIN   US92538J1060           Agenda       935374063 - Management
                             
Item Proposal     Proposed
by
    Vote     For/Against
Management
   
1.    DIRECTOR   Management                
  1   Amanda Radcliffe         Withheld     Against    
  2   Stefanie Thompson         Withheld     Against    
  3   Kevin Robert         Withheld     Against    
  4   Bradley Gayton         For     For    
2.    The ratification of the appointment of Crowe LLP as our
Independent registered public accounting firm for the
fiscal year ending December 31, 2021.
  Management     For     For    
                             
Account
Number
  Account Name Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
131226.1   CONESTOGA
SMALL CAP
FUND
800   UMB BANK,
N.A.
  2,205,100   0   13-Apr-2021   13-Apr-2021
FIVE9, INC.    
Security   338307101           Meeting Type       Annual  
Ticker Symbol   FIVN                      Meeting Date       12-May-2021
ISIN   US3383071012           Agenda       935372603 - Management
                             
Item Proposal     Proposed
by
    Vote     For/Against
Management
   
1.    DIRECTOR   Management                
  1   Michael Burdiek         For     For    
  2   David DeWalt         For     For    
  3   Susan Barsamian         For     For    
2.    To approve, on a non-binding advisory basis, the
compensation of the named executive officers as
disclosed in the proxy statement.
  Management     For     For    
3.    Ratification of the appointment of KPMG LLP as the
independent registered public accounting firm for the
Company for the fiscal year ending December 31, 2021.
  Management     For     For    
                             
Account
Number
  Account Name Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
131226.1   CONESTOGA
SMALL CAP
FUND
800   UMB BANK,
N.A.
  300,585   0   19-Apr-2021   19-Apr-2021
PROS HOLDINGS, INC.    
Security   74346Y103           Meeting Type       Annual  
Ticker Symbol   PRO                       Meeting Date       12-May-2021
ISIN   US74346Y1038           Agenda       935372463 - Management
                             
Item Proposal     Proposed
by
    Vote     For/Against
Management
   
1.    DIRECTOR   Management                
  1   Raja Hammoud         For     For    
  2   William V. Russell         For     For    
2.    To conduct an advisory vote on executive compensation.   Management     Against     Against    
3.    Approval of amendments to our Amended and Restated
2017 Equity Incentive Plan.
  Management     For     For    
4.    Approval of an amendment to our 2013 Employee Stock
Purchase Plan.
  Management     For     For    
5.    To ratify the appointment of PricewaterhouseCoopers
LLP as the independent registered public accounting firm
of PROS Holdings, Inc. for the fiscal year ending
December 31, 2021.
  Management     For     For    
                             
Account
Number
  Account Name Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
131226.1   CONESTOGA
SMALL CAP
FUND
800   UMB BANK,
N.A.
  1,641,715   0   22-Apr-2021   22-Apr-2021
SITEONE LANDSCAPE SUPPLY, INC.    
Security   82982L103           Meeting Type       Annual  
Ticker Symbol   SITE                      Meeting Date       12-May-2021
ISIN   US82982L1035           Agenda       935358033 - Management
                             
Item Proposal     Proposed
by
    Vote     For/Against
Management
   
1.    DIRECTOR   Management                
  1   Doug Black         For     For    
  2   Jack Wyszomierski         For     For    
2.    Ratification of the appointment of Deloitte & Touche LLP
as the company's independent registered public
accounting firm for the year ending January 2, 2022.
  Management     For     For    
3.    Advisory vote to approve executive compensation.   Management     For     For    
                             
Account
Number
  Account Name Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
131226.1   CONESTOGA
SMALL CAP
FUND
800   UMB BANK,
N.A.
  740,530   0   19-Apr-2021   19-Apr-2021
BLACKLINE, INC.    
Security   09239B109           Meeting Type       Annual  
Ticker Symbol   BL                        Meeting Date       13-May-2021
ISIN   US09239B1098           Agenda       935359441 - Management
                             
Item Proposal     Proposed
by
    Vote     For/Against
Management
   
1.    DIRECTOR   Management                
  1   Owen Ryan         For     For    
  2   Kevin Thompson         For     For    
  3   Sophia Velastegui         For     For    
2.    To ratify the appointment of PricewaterhouseCoopers
LLP ("PwC") as the Company's independent registered
public accounting firm for its fiscal year ending December
31, 2021.
  Management     For     For    
3.    Approval, on a non-binding, advisory basis, of the 2020
compensation of the Company's named executive
officers.
  Management     For     For    
                             
Account
Number
  Account Name Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
131226.1   CONESTOGA
SMALL CAP
FUND
800   UMB BANK,
N.A.
  958,840   0   20-Apr-2021   20-Apr-2021
DORMAN PRODUCTS, INC.    
Security   258278100           Meeting Type       Annual  
Ticker Symbol   DORM                      Meeting Date       13-May-2021
ISIN   US2582781009           Agenda       935375419 - Management
                             
Item Proposal     Proposed
by
    Vote     For/Against
Management
   
1A.   Election of Director: Steven L. Berman   Management     For     For    
1B.   Election of Director: Kevin M. Olsen   Management     For     For    
1C.   Election of Director: Lisa M. Bachmann   Management     For     For    
1D.   Election of Director: John J. Gavin   Management     For     For    
1E.   Election of Director: Paul R. Lederer   Management     For     For    
1F.   Election of Director: Richard T. Riley   Management     For     For    
1G.   Election of Director: Kelly A. Romano   Management     For     For    
1H.   Election of Director: G. Michael Stakias   Management     For     For    
2.    Advisory approval of the compensation of the Company's
named executive officers.
  Management     For     For    
3.    Ratification of KPMG LLP as the Company's independent
registered public accounting firm for the 2021 fiscal year.
  Management     For     For    
                             
Account
Number
  Account Name Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
131226.1   CONESTOGA
SMALL CAP
FUND
800   UMB BANK,
N.A.
  622,664   0   21-Apr-2021   21-Apr-2021
NOVANTA INC.    
Security   67000B104           Meeting Type       Annual and Special Meeting
Ticker Symbol   NOVT                      Meeting Date       13-May-2021
ISIN   CA67000B1040           Agenda       935400779 - Management
                             
Item Proposal     Proposed
by
    Vote     For/Against
Management
   
1A    Election of Director: Lonny J. Carpenter   Management     For     For    
1B    Election of Director: Deborah DiSanzo   Management     For     For    
1C    Election of Director: Matthijs Glastra   Management     For     For    
1D    Election of Director: Brian D. King   Management     For     For    
1E    Election of Director: Ira J. Lamel   Management     For     For    
1F    Election of Director: Maxine L. Mauricio   Management     For     For    
1G    Election of Director: Katherine A. Owen   Management     For     For    
1H    Election of Director: Thomas N. Secor   Management     For     For    
1I    Election of Director: Frank A. Wilson   Management     For     For    
2     Approval, on an advisory (non-binding) basis, of the
Company's executive compensation.
  Management     For     For    
3     To approve the amended and restated Novanta Inc. 2010
Incentive Award Plan.
  Management     For     For    
4     To appoint PricewaterhouseCoopers LLP as the
Company's independent registered public accounting firm
to serve until the 2022 Annual Meeting of shareholders.
  Management     For     For    
5     To confirm the Company's Amended and Restated By-
Law Number 1.
  Management     For     For    
6     To approve an amendment to the Company's articles to
authorize blank check preferred shares.
  Management     For     For    
                             
Account
Number
  Account Name Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
131226.1   CONESTOGA
SMALL CAP
FUND
800   UMB BANK,
N.A.
  731,020   0   28-Apr-2021   28-Apr-2021
REPLIGEN CORPORATION    
Security   759916109           Meeting Type       Annual  
Ticker Symbol   RGEN                      Meeting Date       13-May-2021
ISIN   US7599161095           Agenda       935406101 - Management
                             
Item Proposal     Proposed
by
    Vote     For/Against
Management
   
1A.   Election of Director: Tony J. Hunt   Management     For     For    
1B.   Election of Director: Karen A. Dawes   Management     For     For    
1C.   Election of Director: Nicolas M. Barthelemy   Management     For     For    
1D.   Election of Director: Carrie Eglinton Manner   Management     For     For    
1E.   Election of Director: Rohin Mhatre, Ph.D.   Management     For     For    
1F.   Election of Director: Glenn P. Muir   Management     For     For    
1G.   Election of Director: Thomas F. Ryan, Jr.   Management     For     For    
2.    Ratification of the selection of Ernst & Young LLP as
Repligen Corporation's independent registered public
accounting firm for fiscal year 2021.
  Management     For     For    
3.    Advisory vote to approve the compensation paid to
Repligen Corporation's named executive officers.
  Management     For     For    
                             
Account
Number
  Account Name Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
131226.1   CONESTOGA
SMALL CAP
FUND
800   UMB BANK,
N.A.
  623,735   0   27-Apr-2021   27-Apr-2021
JOHN BEAN TECHNOLOGIES CORPORATION    
Security   477839104           Meeting Type       Annual  
Ticker Symbol   JBT                       Meeting Date       14-May-2021
ISIN   US4778391049           Agenda       935363096 - Management
                             
Item Proposal     Proposed
by
    Vote     For/Against
Management
   
1A.   Election of Director: C. Maury Devine   Management     For     For    
1B.   Election of Director: Emmanuel Lagarrigue   Management     For     For    
1C.   Election of Director: James M. Ringler   Management     For     For    
2.    Approve, on an advisory basis, a non-binding resolution
regarding the compensation of named executive officers.
  Management     For     For    
3.    Ratify the appointment of PricewaterhouseCoopers LLP
as our independent registered public accounting firm for
2021.
  Management     For     For    
                             
Account
Number
  Account Name Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
131226.1   CONESTOGA
SMALL CAP
FUND
800   UMB BANK,
N.A.
  541,180   0   23-Apr-2021   23-Apr-2021
SPS COMMERCE, INC.    
Security   78463M107           Meeting Type       Annual  
Ticker Symbol   SPSC                      Meeting Date       19-May-2021
ISIN   US78463M1071           Agenda       935380333 - Management
                             
Item Proposal     Proposed
by
    Vote     For/Against
Management
   
1A.   Election of Director: Archie Black   Management     For     For    
1B.   Election of Director: James Ramsey   Management     For     For    
1C.   Election of Director: Marty Reaume   Management     For     For    
1D.   Election of Director: Tami Reller   Management     For     For    
1E.   Election of Director: Philip Soran   Management     For     For    
1F.   Election of Director: Anne Sempowski Ward   Management     For     For    
1G.   Election of Director: Sven Wehrwein   Management     For     For    
2.    Ratification of the selection of KPMG LLP as the
independent auditor of SPS Commerce, Inc. for the fiscal
year ending December 31, 2021.
  Management     For     For    
3.    Advisory approval of the compensation of the named
executive officers of SPS Commerce, Inc.
  Management     For     For    
                             
Account
Number
  Account Name Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
131226.1   CONESTOGA
SMALL CAP
FUND
800   UMB BANK,
N.A.
  1,123,580   0   27-Apr-2021   27-Apr-2021
OMNICELL, INC.    
Security   68213N109           Meeting Type       Annual  
Ticker Symbol   OMCL                      Meeting Date       25-May-2021
ISIN   US68213N1090           Agenda       935395776 - Management
                             
Item Proposal     Proposed
by
    Vote     For/Against
Management
   
1.    DIRECTOR   Management                
  1   Randall A. Lipps         For     For    
  2   Vance B. Moore         For     For    
  3   Mark W. Parrish         For     For    
2.    Say on Pay - An advisory vote to approve named
executive officer compensation.
  Management     For     For    
3.    Proposal to approve Omnicell's 2009 Equity Incentive
Plan, as amended, to among other items, add an
additional 1,100,000 shares of common stock to the
number of shares authorized for issuance under the plan.
  Management     For     For    
4.    Proposal to ratify the selection of Deloitte & Touche LLP
as the independent registered public accounting firm of
the Company for the year ending December 31, 2021.
  Management     For     For    
                             
Account
Number
  Account Name Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
131226.1   CONESTOGA
SMALL CAP
FUND
800   UMB BANK,
N.A.
  859,855   0   07-May-2021   07-May-2021
AXON ENTERPRISE, INC.    
Security   05464C101           Meeting Type       Annual  
Ticker Symbol   AXON                      Meeting Date       27-May-2021
ISIN   US05464C1018           Agenda       935389925 - Management
                             
Item Proposal     Proposed
by
    Vote     For/Against
Management
   
1.    DIRECTOR   Management                
  1   Richard H. Carmona         Withheld     Against    
  2   Julie Cullivan         For     For    
  3   Caitlin Kalinowski         For     For    
2.    Proposal No. 2 requests that shareholders vote to
approve, on an advisory basis, the compensation of the
Company's named executive officers.
  Management     For     For    
3.    Proposal No. 3 requests that shareholders vote to ratify
the appointment of Grant Thornton LLP as the
Company's independent registered public accounting firm
for fiscal year 2021.
  Management     For     For    
4.    Proposal No. 4 requests that shareholders vote to
approve an amendment to the Company's Certificate of
Incorporation to increase the maximum size of the Board
of Directors from 9 to 11 directors.
  Management     For     For    
5.    Proposal No. 5 is a shareholder proposal recommending
the Company move from a plurality voting standard to a
majority voting standard.
  Shareholder     For     Against    
                             
Account
Number
  Account Name Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
131226.1   CONESTOGA
SMALL CAP
FUND
800   UMB BANK,
N.A.
  573,110   0   12-May-2021   12-May-2021
ACI WORLDWIDE, INC.    
Security   004498101           Meeting Type       Annual  
Ticker Symbol   ACIW                      Meeting Date       02-Jun-2021
ISIN   US0044981019           Agenda       935400212 - Management
                             
Item Proposal     Proposed
by
    Vote     For/Against
Management
   
1.    DIRECTOR   Management                
  1   Odilon Almeida         For     For    
  2   Charles K. Bobrinskoy         For     For    
  3   Janet O. Estep         For     For    
  4   James C. Hale III         For     For    
  5   Mary P. Harman         For     For    
  6   Didier R. Lamouche         For     For    
  7   Charles E. Peters, Jr.         For     For    
  8   Adalio T. Sanchez         For     For    
  9   Thomas W. Warsop III         For     For    
  10   Samir M. Zabaneh         For     For    
2.    Ratification of the appointment of Deloitte & Touche LLP
as our independent registered public accounting firm for
2021.
  Management     For     For    
3.    An advisory vote to approve named executive officer
compensation.
  Management     For     For    
                             
Account
Number
  Account Name Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
131226.1   CONESTOGA
SMALL CAP
FUND
800   UMB BANK,
N.A.
  1,986,480   0   19-May-2021   19-May-2021
ALTAIR ENGINEERING INC    
Security   021369103           Meeting Type       Annual  
Ticker Symbol   ALTR                      Meeting Date       02-Jun-2021
ISIN   US0213691035           Agenda       935377994 - Management
                             
Item Proposal     Proposed
by
    Vote     For/Against
Management
   
1A.   Election of Class I Director to serve until the 2024 Annual
Meeting of Stockholders: Mary Boyce
  Management     For     For    
2.    Vote to approve the Company's 2021 Employee Stock
Purchase Plan.
  Management     For     For    
3.    To vote, on an advisory basis, on the compensation of
the Company's named executive officers.
  Management     For     For    
4.    To ratify the appointment of Ernst & Young LLP as our
independent registered public accounting firm for the year
ending December 31, 2021.
  Management     For     For    
1B.   Election of Class I Director to serve until the 2024 Annual
Meeting of Stockholders: Jim F. Anderson
  Management     For     For    
                             
Account
Number
  Account Name Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
131226.1   CONESTOGA
SMALL CAP
FUND
800   UMB BANK,
N.A.
  1,453,555   0   17-May-2021   17-May-2021
CASELLA WASTE SYSTEMS, INC.    
Security   147448104           Meeting Type       Annual  
Ticker Symbol   CWST                      Meeting Date       02-Jun-2021
ISIN   US1474481041           Agenda       935399053 - Management
                             
Item Proposal     Proposed
by
    Vote     For/Against
Management
   
1.    DIRECTOR   Management                
  1   John W. Casella         For     For    
  2   William P. Hulligan         For     For    
  3   Rose Stuckey Kirk         For     For    
2.    To approve, in an advisory "say-on-pay" vote, the
compensation of the Company's named executive
officers.
  Management     For     For    
3.    To ratify the appointment of RSM US LLP as the
Company's independent auditors for the fiscal year
ending December 31, 2021.
  Management     For     For    
                             
Account
Number
  Account Name Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
131226.1   CONESTOGA
SMALL CAP
FUND
800   UMB BANK,
N.A.
  2,045,385   0   18-May-2021   18-May-2021
EXPONENT, INC.    
Security   30214U102           Meeting Type       Annual  
Ticker Symbol   EXPO                      Meeting Date       03-Jun-2021
ISIN   US30214U1025           Agenda       935401656 - Management
                             
Item Proposal     Proposed
by
    Vote     For/Against
Management
   
1.1   Election of Director: George H. Brown   Management     For     For    
1.2   Election of Director: Catherine Ford Corrigan, Ph.D.   Management     For     For    
1.3   Election of Director: Paul R. Johnston, Ph.D.   Management     For     For    
1.4   Election of Director: Carol Lindstrom   Management     For     For    
1.5   Election of Director: Karen A. Richardson   Management     For     For    
1.6   Election of Director: John B. Shoven, Ph.D.   Management     For     For    
1.7   Election of Director: Debra L. Zumwalt   Management     For     For    
2.    To ratify the appointment of KPMG LLP, as independent
registered public accounting firm for the Company for the
fiscal year ending December 31, 2021.
  Management     For     For    
3.    To approve, on an advisory basis, the fiscal 2020
compensation of the Company's named executive
officers.
  Management     For     For    
                             
Account
Number
  Account Name Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
131226.1   CONESTOGA
SMALL CAP
FUND
800   UMB BANK,
N.A.
  1,196,555   0   20-May-2021   20-May-2021
HELIOS TECHNOLOGIES, INC.    
Security   42328H109           Meeting Type       Annual  
Ticker Symbol   HLIO                      Meeting Date       03-Jun-2021
ISIN   US42328H1095           Agenda       935404765 - Management
                             
Item Proposal     Proposed
by
    Vote     For/Against
Management
   
1.1   Election of Director to serve until 2024 annual meeting:
Josef Matosevic
  Management     For     For    
1.2   Election of Director to serve until 2024 annual meeting:
Gregory C. Yadley
  Management     For     For    
2.    Proposal to ratify the appointment of Grant Thornton LLP
as our independent registered public accounting firm for
the year ended January 1, 2022.
  Management     For     For    
3.    Approval, on an advisory basis, of the compensation of
our named executive officers.
  Management     For     For    
                             
Account
Number
  Account Name Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
131226.1   CONESTOGA
SMALL CAP
FUND
800   UMB BANK,
N.A.
  958,207   0   02-Jun-2021   02-Jun-2021
LEMAITRE VASCULAR, INC.    
Security   525558201           Meeting Type       Annual  
Ticker Symbol   LMAT                      Meeting Date       03-Jun-2021
ISIN   US5255582018           Agenda       935416227 - Management
                             
Item Proposal     Proposed
by
    Vote     For/Against
Management
   
1.    DIRECTOR   Management                
  1   Lawrence J. Jasinski         Withheld     Against    
  2   John J. O'Connor         For     For    
  3   Joseph P. Pellegrino Jr         Withheld     Against    
2.    To approve, on an advisory basis, the compensation of
the Company's named executive officers.
  Management     For     For    
3.    To ratify Grant Thornton LLP as our independent
registered public accounting firm for 2021.
  Management     For     For    
                             
Account
Number
  Account Name Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
131226.1   CONESTOGA
SMALL CAP
FUND
800   UMB BANK,
N.A.
  1,274,721   0   18-May-2021   18-May-2021
THE DESCARTES SYSTEMS GROUP INC.    
Security   249906108           Meeting Type       Annual  
Ticker Symbol   DSGX                      Meeting Date       03-Jun-2021
ISIN   CA2499061083           Agenda       935427129 - Management
                             
Item Proposal     Proposed
by
    Vote     For/Against
Management
   
1     DIRECTOR   Management                
  1   Deepak Chopra         For     For    
  2   Deborah Close         For     For    
  3   Eric Demirian         For     For    
  4   Dennis Maple         For     For    
  5   Chris Muntwyler         For     For    
  6   Jane O'Hagan         For     For    
  7   Edward J. Ryan         For     For    
  8   John J. Walker         For     For    
2     Appointment of KPMG LLP, Chartered Professional
Accountants, Licensed Public Accountants, as auditors of
the Corporation to hold office until the next annual
meeting of shareholders or until a successor is
appointed.
  Management     For     For    
3     Approval of the Say-On-Pay Resolution as set out on
page 19 of the Corporation's Management Information
Circular dated April 23, 2021.
  Management     For     For    
                             
Account
Number
  Account Name Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
131226.1   CONESTOGA
SMALL CAP
FUND
800   UMB BANK,
N.A.
  1,851,846   0   18-May-2021   18-May-2021
WORKIVA INC.    
Security   98139A105           Meeting Type       Annual  
Ticker Symbol   WK                        Meeting Date       03-Jun-2021
ISIN   US98139A1051           Agenda       935407088 - Management
                             
Item Proposal     Proposed
by
    Vote     For/Against
Management
   
1.    DIRECTOR   Management                
  1   Robert H. Herz         For     For    
  2   David S. Mulcahy         For     For    
2.    Approval, on an advisory basis, of the compensation of
Workiva's named executive officers.
  Management     For     For    
3.    Ratification of the appointment of Ernst & Young LLP as
our independent registered public accounting firm for
2021.
  Management     For     For    
                             
Account
Number
  Account Name Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
131226.1   CONESTOGA
SMALL CAP
FUND
800   UMB BANK,
N.A.
  316,300   0   19-May-2021   19-May-2021
LIGAND PHARMACEUTICALS INCORPORATED    
Security   53220K504           Meeting Type       Annual  
Ticker Symbol   LGND                      Meeting Date       04-Jun-2021
ISIN   US53220K5048           Agenda       935405248 - Management
                             
Item Proposal     Proposed
by
    Vote     For/Against
Management
   
1.    DIRECTOR   Management                
  1   Jason Aryeh         For     For    
  2   Sarah Boyce         For     For    
  3   Todd Davis         For     For    
  4   Nancy Gray         For     For    
  5   John Higgins         For     For    
  6   John Kozarich         For     For    
  7   John LaMattina         For     For    
  8   Sunil Patel         For     For    
  9   Stephen Sabba         For     For    
2.    Ratification of Ernst & Young LLP as Ligand's
independent registered accounting firm.
  Management     For     For    
3.    Approval, on an advisory basis, of the compensation of
the named executive officers.
  Management     For     For    
                             
Account
Number
  Account Name Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
131226.1   CONESTOGA
SMALL CAP
FUND
800   UMB BANK,
N.A.
  308,390   0   20-May-2021   20-May-2021
VOCERA COMMUNICATIONS,INC.    
Security   92857F107           Meeting Type       Annual  
Ticker Symbol   VCRA                      Meeting Date       04-Jun-2021
ISIN   US92857F1075           Agenda       935397958 - Management
                             
Item Proposal     Proposed
by
    Vote     For/Against
Management
   
1.1   Election of Director: John N. McMullen   Management     For     For    
1.2   Election of Director: Sharon L. O'Keefe   Management     For     For    
1.3   Election of Director: Ronald A. Paulus   Management     For     For    
2.    Proposal to ratify appointment of Deloitte & Touche LLP
as our independent registered public accounting firm for
the fiscal year ending December 31, 2021.
  Management     For     For    
3.    Non-binding advisory vote on compensation of our
named executive officers.
  Management     For     For    
4.    Proposal to approve Vocera's 2021 Equity Incentive Plan.   Management     For     For    
5.    Proposal to approve Vocera's Amended and Restated
2012 Employee Stock Purchase Plan.
  Management     For     For    
                             
Account
Number
  Account Name Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
131226.1   CONESTOGA
SMALL CAP
FUND
800   UMB BANK,
N.A.
  2,004,504   0   03-Jun-2021   03-Jun-2021
Q2 HOLDINGS INC.    
Security   74736L109           Meeting Type       Annual  
Ticker Symbol   QTWO                      Meeting Date       08-Jun-2021
ISIN   US74736L1098           Agenda       935436039 - Management
                             
Item Proposal     Proposed
by
    Vote     For/Against
Management
   
1.    DIRECTOR   Management                
  1   R. Lynn Atchison         For     For    
  2   Jeffrey T. Diehl         For     For    
  3   Matthew P. Flake         For     For    
  4   Stephen C. Hooley         For     For    
  5   Margaret L. Taylor         For     For    
  6   Lynn Antipas Tyson         For     For    
2.    To ratify the appointment of Ernst & Young, LLP as the
Company's independent registered public accounting firm
for the fiscal year ending December 31, 2021.
  Management     For     For    
3.    Advisory vote to approve the compensation of our named
executive officers.
  Management     For     For    
                             
Account
Number
  Account Name Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
131226.1   CONESTOGA
SMALL CAP
FUND
800   UMB BANK,
N.A.
  427,815   0   24-May-2021   24-May-2021
OMEGA FLEX, INC.    
Security   682095104           Meeting Type       Annual  
Ticker Symbol   OFLX                      Meeting Date       09-Jun-2021
ISIN   US6820951043           Agenda       935402773 - Management
                             
Item Proposal     Proposed
by
    Vote     For/Against
Management
   
1.    DIRECTOR   Management                
  1   Stewart B. Reed         For     For    
  2   David K. Evans         For     For    
2.    To ratify the appointment of independent auditors by the
audit committee of the board of directors for the fiscal
year ending December 31, 2021.
  Management     For     For    
                             
Account
Number
  Account Name Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
131226.1   CONESTOGA
SMALL CAP
FUND
800   UMB BANK,
N.A.
  373,079   0   26-May-2021   26-May-2021
GRAND CANYON EDUCATION, INC.    
Security   38526M106           Meeting Type       Annual  
Ticker Symbol   LOPE                      Meeting Date       16-Jun-2021
ISIN   US38526M1062           Agenda       935423323 - Management
                             
Item Proposal     Proposed
by
    Vote     For/Against
Management
   
1.1   Election of Director: Brian E. Mueller   Management     For     For    
1.2   Election of Director: Sara R. Dial   Management     For     For    
1.3   Election of Director: Jack A. Henry   Management     For     For    
1.4   Election of Director: Lisa Graham Keegan   Management     For     For    
1.5   Election of Director: Chevy Humphrey   Management     For     For    
2.    To approve, on an advisory basis, the compensation of
our named executive officers as disclosed in the Proxy
Statement.
  Management     For     For    
3.    To ratify the appointment of KPMG LLP as our
independent registered public accounting firm for the
fiscal year ending December 31, 2021.
  Management     For     For    
                             
Account
Number
  Account Name Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
131226.1   CONESTOGA
SMALL CAP
FUND
800   UMB BANK,
N.A.
  594,705   0   28-May-2021   28-May-2021
BALCHEM CORPORATION    
Security   057665200           Meeting Type       Annual  
Ticker Symbol   BCPC                      Meeting Date       17-Jun-2021
ISIN   US0576652004           Agenda       935418500 - Management
                             
Item Proposal     Proposed
by
    Vote     For/Against
Management
   
1.    DIRECTOR   Management                
  1   Daniel Knutson         For     For    
  2   Joyce Lee         For     For    
2.    Ratification of the appointment of RSM US LLP as the
Company's independent registered public accounting firm
for the year 2021.
  Management     For     For    
3.    Non-binding advisory approval of Named Executive
Officers compensation as described in the Proxy
Statement.
  Management     For     For    
                             
Account
Number
  Account Name Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
131226.1   CONESTOGA
SMALL CAP
FUND
800   UMB BANK,
N.A.
  599,435   0   04-Jun-2021   04-Jun-2021
MERIT MEDICAL SYSTEMS, INC.    
Security   589889104           Meeting Type       Annual  
Ticker Symbol   MMSI                      Meeting Date       17-Jun-2021
ISIN   US5898891040           Agenda       935423688 - Management
                             
Item Proposal     Proposed
by
    Vote     For/Against
Management
   
1A.   Election of Director for three year term: Fred P.
Lampropoulos
  Management     For     For    
1B.   Election of Director for three year term: A. Scott
Anderson
  Management     For     For    
1C.   Election of Director for three year term: Lynne N. Ward   Management     For     For    
1D.   Election of Director for three year term: Stephen C.
Evans
  Management     For     For    
2.    Approval of an amendment to the 2018 Long-Term
Incentive Plan to increase the number of shares of
Common Stock authorized for issuance thereunder by
3,000,000 shares.
  Management     For     For    
3.    Approval of an amendment to the 1996 Employee Stock
Purchase Plan to increase the number of shares of
Common Stock authorized for issuance thereunder by
100,000 shares.
  Management     For     For    
4.    Approval of a non-binding, advisory resolution approving
the compensation of the Company's named executive
officers as described in the Merit Medical Systems, Inc.
Proxy Statement.
  Management     For     For    
5.    Ratification of the Audit Committee's appointment of
Deloitte & Touche LLP to serve as the independent
registered public accounting firm of the Company for the
year ending December 31, 2021.
  Management     For     For    
                             
Account
Number
  Account Name Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
131226.1   CONESTOGA
SMALL CAP
FUND
800   UMB BANK,
N.A.
  1,490,395   0   05-Jun-2021   05-Jun-2021
SIMULATIONS PLUS, INC.    
Security   829214105           Meeting Type       Special 
Ticker Symbol   SLP                       Meeting Date       23-Jun-2021
ISIN   US8292141053           Agenda       935432358 - Management
                             
Item Proposal     Proposed
by
    Vote     For/Against
Management
   
1.    To adopt the Company's 2021 Equity Incentive Plan.   Management     For     For    
                             
Account
Number
  Account Name Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
131226.1   CONESTOGA
SMALL CAP
FUND
800   UMB BANK,
N.A.
  708,070   0   08-Jun-2021   08-Jun-2021
NATIONAL RESEARCH CORPORATION    
Security   637372202           Meeting Type       Annual  
Ticker Symbol   NRC                       Meeting Date       29-Jun-2021
ISIN   US6373722023           Agenda       935452944 - Management
                             
Item Proposal     Proposed
by
    Vote     For/Against
Management
   
1.    DIRECTOR   Management                
  1   Michael D. Hays         For     For    
  2   John N. Nunnelly         For     For    
2.    VOTE ON THE RATIFICATION OF THE APPOINTMENT
OF KPMG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2021.
  Management     For     For    
3.    ADVISORY VOTE ON THE APPROVAL OF THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE ACCOMPANYING
PROXY STATEMENT.
  Management     For     For    
4.    VOTE ON THE REINCORPORATION OF NATIONAL
RESEARCH CORPORATION FROM THE STATE OF
WISCONSIN TO THE STATE OF DELAWARE
PURSUANT TO A PLAN OF CONVERSION.
  Management     For     For    
5.    VOTE ON AN AMENDMENT TO OUR CERTIFICATE
OF INCORPORATION INCREASING THE TOTAL
NUMBER OF SHARES OF OUR AUTHORIZED
COMMON STOCK.
  Management     Against     Against    
6.    VOTE ON AN AMENDMENT TO OUR CERTIFICATE
OF INCORPORATION REMOVING RESTRICTIONS ON
BUSINESS COMBINATIONS.
  Management     Against     Against    
7.    VOTE ON A PROVISION IN OUR CERTIFICATE OF
INCORPORATION OPTING OUT OF DELAWARE
GENERAL CORPORATION LAW SECTION 203.
  Management     Against     Against    
                             
Account
Number
  Account Name Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
131226.1   CONESTOGA
SMALL CAP
FUND
800   UMB BANK,
N.A.
  477,274   0   28-Jun-2021   28-Jun-2021

 

 

 

 

 

 

 

 

CONESTOGA SMID CAP FUND

 

 

 

Investment Company Report
RBC BEARINGS INCORPORATED    
Security   75524B104             Meeting Type   Annual  
Ticker Symbol   ROLL                        Meeting Date   09-Sep-2020
ISIN   US75524B1044             Agenda   935251304 - Management
                               
Item Proposal       Proposed
by
    Vote For/Against
Management
       
1.    DIRECTOR   Management                
      Dr. Michael J. Hartnett         For For        
      Dolores J. Ennico         For For        
2.    To ratify the appointment of Ernst & Young LLP as the
Company's independent registered public accounting firm
for the fiscal year 2021.
  Management     For For        
3.    To consider a resolution regarding the stockholder
advisory vote on named executive officer compensation.
  Management     Against Against        
                               
Account
Number
  Account Name   Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
141276.1   CONESTOGA
SMID CAP
FUND
  993   UMB BANK,
N.A.
  27,716   0   14-Aug-2020   14-Aug-2020
NEOGEN CORPORATION    
Security   640491106             Meeting Type   Annual  
Ticker Symbol   NEOG                        Meeting Date   08-Oct-2020
ISIN   US6404911066             Agenda   935268032 - Management
                               
Item Proposal       Proposed
by
    Vote For/Against
Management
       
1.    DIRECTOR   Management                
      G. Bruce Papesh         For For        
      Ralph A. Rodriguez         For For        
      Catherine E Woteki, PhD         For For        
2.    TO APPROVE, BY NON-BINDING ADVISORY VOTE,
THE COMPENSATION OF EXECUTIVES.
  Management     For For        
3.    RATIFICATION OF APPOINTMENT OF BDO USA LLP
AS THE COMPANY'S INDEPENDENT REGISTERED
CERTIFIED PUBLIC ACCOUNTING FIRM.
  Management     For For        
                               
Account
Number
  Account Name   Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
141276.1   CONESTOGA
SMID CAP
FUND
  993   UMB BANK,
N.A.
  60,043   0   15-Sep-2020   15-Sep-2020
MERCURY SYSTEMS, INC.    
Security   589378108             Meeting Type   Annual  
Ticker Symbol   MRCY                        Meeting Date   28-Oct-2020
ISIN   US5893781089             Agenda   935271700 - Management
                               
Item Proposal       Proposed
by
    Vote For/Against
Management
       
1.    DIRECTOR   Management                
      Mark Aslett*         For For        
      Mary Louise Krakauer*         For For        
      William K. O'Brien*         For For        
      Orlando P. Carvalho#         For For        
2.    To approve, on an advisory basis, the compensation of
our named executive officers.
  Management     For For        
3.    To approve our amended and restated 2018 Stock
Incentive Plan.
  Management     For For        
4.    To approve our amended and restated 1997 Employee
Stock Purchase Plan.
  Management     For For        
5.    To ratify the appointment of KPMG LLP as our
independent registered public accounting firm for fiscal
2021.
  Management     For For        
                               
Account
Number
  Account Name   Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
141276.1   CONESTOGA
SMID CAP
FUND
  993   UMB BANK,
N.A.
  69,495   0   06-Oct-2020   06-Oct-2020
BIO-TECHNE CORP    
Security   09073M104             Meeting Type   Annual  
Ticker Symbol   TECH                        Meeting Date   29-Oct-2020
ISIN   US09073M1045             Agenda   935270570 - Management
                               
Item Proposal       Proposed
by
    Vote For/Against
Management
       
1.    To set the number of Directors at nine.   Management     For For        
2A.   Election of Director: Robert V. Baumgartner   Management     For For        
2B.   Election of Director: Julie L. Bushman   Management     For For        
2C.   Election of Director: John L. Higgins   Management     For For        
2D.   Election of Director: Joseph D. Keegan   Management     For For        
2E.   Election of Director: Charles R. Kummeth   Management     For For        
2F.   Election of Director: Roeland Nusse   Management     For For        
2G.   Election of Director: Alpna Seth   Management     For For        
2H.   Election of Director: Randolph Steer   Management     For For        
2I.   Election of Director: Rupert Vessey   Management     For For        
3.    Cast a non-binding vote on named executive officer
compensation.
  Management     For For        
4.    Approve an amendment and restatement to the
Company's Second Amended and Restated 2010 Equity
Incentive Plan to allocate 1,300,000 additional shares to
the Plan reserve and to make certain additional
amendments.
  Management     For For        
5.    Ratify the appointment of the Company's independent
registered public accounting firm for the 2021 fiscal year.
  Management     For For        
                               
Account
Number
  Account Name   Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
141276.1   CONESTOGA
SMID CAP
FUND
  993   UMB BANK,
N.A.
  19,245   0   07-Oct-2020   07-Oct-2020
JACK HENRY & ASSOCIATES, INC.    
Security   426281101             Meeting Type   Annual  
Ticker Symbol   JKHY                        Meeting Date   17-Nov-2020
ISIN   US4262811015             Agenda   935282006 - Management
                               
Item Proposal       Proposed
by
    Vote For/Against
Management
       
1.    DIRECTOR   Management                
      M. Flanigan         For For        
      J. Prim         For For        
      T. Wilson         For For        
      J. Fiegel         For For        
      T. Wimsett         For For        
      L. Kelly         For For        
      S. Miyashiro         For For        
      W. Brown         For For        
      D. Foss         For For        
2.    To approve, on an advisory basis, the compensation of
our named executive officers.
  Management     For For        
3.    To approve an amendment to our certificate of
incorporation to remove a supermajority voting standard
for stockholder approval of an acquisition of the company
by another person or entity.
  Management     For For        
4.    To ratify the selection of the Company's independent
registered public accounting firm.
  Management     For For        
                               
Account
Number
  Account Name   Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
141276.1   CONESTOGA
SMID CAP
FUND
  993   UMB BANK,
N.A.
  31,540   0   23-Oct-2020   23-Oct-2020
BOTTOMLINE TECHNOLOGIES (DE), INC.    
Security   101388106             Meeting Type   Annual  
Ticker Symbol   EPAY                        Meeting Date   19-Nov-2020
ISIN   US1013881065             Agenda   935286131 - Management
                               
Item Proposal       Proposed
by
    Vote For/Against
Management
       
1.    DIRECTOR   Management                
      Keneth J. D'Amato         For For        
      Robert A. Eberle         For For        
      Jeffrey C. Leathe         For For        
2.    Non-binding advisory vote to approve executive
compensation.
  Management     For For        
3.    Approval of the amendment to the Company's 2019
Stock Incentive Plan to increase the number of shares of
common stock authorized for issuance thereunder by
2,200,000.
  Management     For For        
4.    Ratification of the selection of Ernst & Young LLP as the
Company's registered public accounting firm for the
current fiscal year.
  Management     For For        
                               
Account
Number
  Account Name   Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
141276.1   CONESTOGA
SMID CAP
FUND
  993   UMB BANK,
N.A.
  50,600   0   28-Oct-2020   28-Oct-2020
VAIL RESORTS, INC.    
Security   91879Q109             Meeting Type   Annual  
Ticker Symbol   MTN                         Meeting Date   03-Dec-2020
ISIN   US91879Q1094             Agenda   935286256 - Management
                               
Item Proposal       Proposed
by
    Vote For/Against
Management
       
1A.   Election of Director: Susan L. Decker   Management     For For        
1B.   Election of Director: Robert A. Katz   Management     For For        
1C.   Election of Director: Nadia Rawlinson   Management     For For        
1D.   Election of Director: John T. Redmond   Management     For For        
1E.   Election of Director: Michele Romanow   Management     For For        
1F.   Election of Director: Hilary A. Schneider   Management     For For        
1G.   Election of Director: D. Bruce Sewell   Management     For For        
1H.   Election of Director: John F. Sorte   Management     For For        
1I.   Election of Director: Peter A. Vaughn   Management     For For        
2.    Ratify the selection of PricewaterhouseCoopers LLP as
the Company's independent registered public accounting
firm for the fiscal year ending July 31, 2021
  Management     For For        
3.    Hold an advisory vote to approve executive
compensation.
  Management     For For        
                               
Account
Number
  Account Name   Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
141276.1   CONESTOGA
SMID CAP
FUND
  993   UMB BANK,
N.A.
  23,295   0   06-Nov-2020   06-Nov-2020
COPART, INC.    
Security   217204106             Meeting Type   Annual  
Ticker Symbol   CPRT                        Meeting Date   04-Dec-2020
ISIN   US2172041061             Agenda   935296512 - Management
                               
Item Proposal       Proposed
by
    Vote For/Against
Management
       
1.1   Election of Director: Willis J. Johnson   Management     For For        
1.2   Election of Director: A. Jayson Adair   Management     For For        
1.3   Election of Director: Matt Blunt   Management     For For        
1.4   Election of Director: Steven D. Cohan   Management     Against Against        
1.5   Election of Director: Daniel J. Englander   Management     For For        
1.6   Election of Director: James E. Meeks   Management     For For        
1.7   Election of Director: Thomas N. Tryforos   Management     For For        
1.8   Election of Director: Diane M. Morefield   Management     For For        
1.9   Election of Director: Stephen Fisher   Management     For For        
2.    To approve, on an advisory (non-binding) basis, the
compensation of our named executive officers (say-on-
pay vote).
  Management     Against Against        
3.    To approve an amendment to our Amended and
Restated 2007 Equity Incentive Plan to increase the
number of shares reserved under the plan from
32,000,000 shares to 36,000,000 shares.
  Management     For For        
4.    To ratify the appointment of Ernst & Young LLP as our
independent registered public accounting firm for the
fiscal year ending July 31, 2021.
  Management     For For        
                               
Account
Number
  Account Name   Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
141276.1   CONESTOGA
SMID CAP
FUND
  993   UMB BANK,
N.A.
  25,400   0   10-Nov-2020   10-Nov-2020
GUIDEWIRE SOFTWARE, INC.    
Security   40171V100             Meeting Type   Annual  
Ticker Symbol   GWRE                        Meeting Date   15-Dec-2020
ISIN   US40171V1008             Agenda   935299429 - Management
                               
Item Proposal       Proposed
by
    Vote For/Against
Management
       
1a.   Election of Director: Andrew Brown   Management     For For        
1b.   Election of Director: Margaret Dillon   Management     For For        
1c.   Election of Director: Michael Keller   Management     For For        
1d.   Election of Director: Catherine P. Lego   Management     For For        
1e.   Election of Director: Mike Rosenbaum   Management     For For        
2.    To ratify the appointment of KPMG LLP as the
Company's independent registered public accounting firm
for the fiscal year ending July 31, 2021.
  Management     For For        
3.    To approve, on an advisory basis, the compensation of
the Company's named executive officers as disclosed in
the Proxy Statement.
  Management     Against Against        
4.    To approve, on an advisory basis, the frequency of future
non-binding, advisory votes to approve the compensation
of the Company's named executive officers.
  Management     1 Year For        
5.    To approve the Guidewire Software, Inc. 2020 Stock
Plan.
  Management     For For        
6.    To consider a stockholder proposal regarding adoption of
a simple majority voting standard in the Company's
Certificate of Incorporation and Bylaws for all actions that
require a vote by stockholders, if properly presented at
the meeting.
  Shareholder     For For        
                               
Account
Number
  Account Name   Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
141276.1   CONESTOGA
SMID CAP
FUND
  993   UMB BANK,
N.A.
  53,320   0   20-Nov-2020   20-Nov-2020
LIGAND PHARMACEUTICALS INCORPORATED    
Security   53220K504             Meeting Type   Special 
Ticker Symbol   LGND                        Meeting Date   15-Dec-2020
ISIN   US53220K5048             Agenda   935302101 - Management
                               
Item Proposal       Proposed
by
    Vote For/Against
Management
       
1.    Amendment and Restatement of the Ligand
Pharmaceuticals Incorporated 2002 Stock Incentive Plan.
  Management     For For        
2.    Adjournment of Special Meeting, if necessary, to solicit
additional proxies if there are not sufficient votes to
approve Proposal 1.
  Management     For For        
                               
Account
Number
  Account Name   Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
141276.1   CONESTOGA
SMID CAP
FUND
  993   UMB BANK,
N.A.
  20,985   0   19-Nov-2020   19-Nov-2020
EVI INDUSTRIES, INC.    
Security   26929N102             Meeting Type   Annual  
Ticker Symbol   EVI                         Meeting Date   17-Dec-2020
ISIN   US26929N1028             Agenda   935310362 - Management
                               
Item Proposal       Proposed
by
    Vote For/Against
Management
       
1.    DIRECTOR   Management                
      Henry M. Nahmad         For For        
      Dennis Mack         For For        
      David Blyer         Withheld Against        
      Glen Kruger         For For        
      Timothy P. LaMacchia         Withheld Against        
      Hal M. Lucas         For For        
2.    Approval of an amendment to the EVI Industries, Inc.
2015 Equity Incentive Plan to increase the number of
shares of the Company's Common Stock authorized for
grant under the plan from 1,500,000 shares to 3,000,000
shares.
  Management     Against Against        
                               
Account
Number
  Account Name   Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
141276.1   CONESTOGA
SMID CAP
FUND
  993   UMB BANK,
N.A.
  103,730   0   30-Nov-2020   30-Nov-2020
FAIR ISAAC CORPORATION    
Security   303250104             Meeting Type   Annual  
Ticker Symbol   FICO                        Meeting Date   03-Mar-2021
ISIN   US3032501047             Agenda   935328888 - Management
                               
Item Proposal       Proposed
by
    Vote For/Against
Management
       
1a.   Election of Director: Braden R. Kelly   Management     For For        
1b.   Election of Director: Fabiola R. Arredondo   Management     For For        
1c.   Election of Director: James D. Kirsner   Management     For For        
1d.   Election of Director: William J. Lansing   Management     For For        
1e.   Election of Director: Eva Manolis   Management     For For        
1f.   Election of Director: Marc F. McMorris   Management     For For        
1g.   Election of Director: Joanna Rees   Management     For For        
1h.   Election of Director: David A. Rey   Management     For For        
2.    To approve the 2021 Long-Term Incentive Plan.   Management     For For        
3.    To approve the advisory (non-binding) resolution relating
to the named executive officer compensation as
disclosed in the proxy statement.
  Management     For For        
4.    To ratify the appointment of Deloitte & Touche LLP as our
independent registered public accounting firm for the
fiscal year ending September 30, 2021.
  Management     For For        
                               
Account
Number
  Account Name   Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
141276.1   CONESTOGA
SMID CAP
FUND
  993   UMB BANK,
N.A.
  14,170   0   09-Feb-2021   09-Feb-2021
CONSTRUCTION PARTNERS INC    
Security   21044C107             Meeting Type   Annual  
Ticker Symbol   ROAD                        Meeting Date   05-Mar-2021
ISIN   US21044C1071             Agenda   935326303 - Management
                               
Item Proposal       Proposed
by
    Vote For/Against
Management
       
1A.   Election of Class III director to serve for a three-year term
expiring at the 2024 annual meeting of stockholders:
Michael H. McKay
  Management     For For        
1B.   Election of Class III director to serve for a three-year term
expiring at the 2024 annual meeting of stockholders:
Stefan L. Shaffer
  Management     For For        
1C.   Election of Class III director to serve for a three-year term
expiring at the 2024 annual meeting of stockholders:
Noreen E. Skelly
  Management     For For        
2.    Proposal to ratify the appointment of RSM US LLP as the
Company's independent registered public accountants for
the fiscal year ending September 30, 2021.
  Management     For For        
                               
Account
Number
  Account Name   Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
141276.1   CONESTOGA
SMID CAP
FUND
  993   UMB BANK,
N.A.
  227,400   0   09-Feb-2021   09-Feb-2021
REALPAGE, INC.    
Security   75606N109             Meeting Type   Special 
Ticker Symbol   RP                          Meeting Date   08-Mar-2021
ISIN   US75606N1090             Agenda   935334261 - Management
                               
Item Proposal       Proposed
by
    Vote For/Against
Management
       
1.    To approve the adoption of the Agreement and Plan of
Merger (the "Merger Agreement"), dated as of December
20, 2020, by and among Mirasol Parent, LLC, Mirasol
Merger Sub, Inc., and RealPage, Inc. ("RealPage").
  Management     For For        
2.    To approve, on an advisory (non-binding) basis, the
compensation that may be paid or become payable to
RealPage's named executive officers that is based on or
otherwise relates to the Merger Agreement and the
transactions contemplated by the Merger Agreement.
  Management     For For        
3.    To adjourn the special meeting to a later date or dates if
necessary or appropriate to solicit additional proxies if
there are insufficient votes to approve Proposal 1 at the
time of the special meeting.
  Management     For For        
                               
Account
Number
  Account Name   Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
141276.1   CONESTOGA
SMID CAP
FUND
  993   UMB BANK,
N.A.
  65,380   0   22-Feb-2021   22-Feb-2021
HEICO CORPORATION    
Security   422806208             Meeting Type   Annual  
Ticker Symbol   HEIA                        Meeting Date   19-Mar-2021
ISIN   US4228062083             Agenda   935332508 - Management
                               
Item Proposal       Proposed
by
    Vote For/Against
Management
       
1.    DIRECTOR   Management                
      Thomas M. Culligan         For For        
      Adolfo Henriques         For For        
      Mark H. Hildebrandt         Withheld Against        
      Eric A. Mendelson         For For        
      Laurans A. Mendelson         For For        
      Victor H. Mendelson         For For        
      Julie Neitzel         For For        
      Dr. Alan Schriesheim         For For        
      Frank J. Schwitter         For For        
2.    ADVISORY APPROVAL OF THE COMPANY'S
EXECUTIVE COMPENSATION.
  Management     For For        
3.    RATIFICATION OF THE APPOINTMENT OF DELOITTE
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING OCTOBER 31, 2021.
  Management     For For        
                               
Account
Number
  Account Name   Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
141276.1   CONESTOGA
SMID CAP
FUND
  993   UMB BANK,
N.A.
  69,355   0   26-Feb-2021   26-Feb-2021
FIRSTSERVICE CORPORATION    
Security   33767E202             Meeting Type   Annual and Special Meeting
Ticker Symbol   FSV                         Meeting Date   06-Apr-2021
ISIN   CA33767E2024             Agenda   935351736 - Management
                               
Item Proposal       Proposed
by
    Vote For/Against
Management
       
1     DIRECTOR   Management                
      Brendan Calder         For For        
      Bernard I. Ghert         For For        
      Jay S. Hennick         For For        
      D. Scott Patterson         For For        
      Frederick F. Reichheld         For For        
      Joan Eloise Sproul         For For        
      Michael Stein         For For        
      Erin J. Wallace         For For        
2     Appointment of PricewaterhouseCoopers LLP, Chartered
Accountants and Licensed Public Accountants as Auditor
of the Corporation for the ensuing year and authorizing
the Directors to fix their remuneration.
  Management     For For        
3     Approving an amendment to the FirstService Stock
Option Plan to increase the maximum number of
Common Shares reserved for issuance pursuant to the
exercise of stock options granted thereunder, and to ratify
and approve the issuance of certain stock options
granted to employees of the Corporation, all as more
particularly set forth and described in the accompanying
Management Information Circular.
  Management     For For        
4     An advisory resolution on the Corporation's approach to
executive compensation as set out in the accompanying
Management Information Circular.
  Management     For For        
                               
Account
Number
  Account Name   Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
141276.1   CONESTOGA
SMID CAP
FUND
  993   UMB BANK,
N.A.
  52,160   0   30-Mar-2021    
GRACO INC.    
Security   384109104             Meeting Type   Annual  
Ticker Symbol   GGG                         Meeting Date   23-Apr-2021
ISIN   US3841091040             Agenda   935344488 - Management
                               
Item Proposal       Proposed
by
    Vote For/Against
Management
       
1A)   Election of Director: Brett C. Carter   Management     For For        
1B)   Election of Director: R. William Van Sant   Management     For For        
1C)   Election of Director: Emily C. White   Management     For For        
2.    Ratification of appointment of Deloitte & Touche LLP as
the Company's independent registered accounting firm.
  Management     For For        
3.    Approval, on an advisory basis, of the compensation paid
to our named executive officers as disclosed in the Proxy
Statement.
  Management     For For        
                               
Account
Number
  Account Name   Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
141276.1   CONESTOGA
SMID CAP
FUND
  993   UMB BANK,
N.A.
  94,090   0   26-Mar-2021   26-Mar-2021
ROLLINS, INC.    
Security   775711104             Meeting Type   Annual  
Ticker Symbol   ROL                         Meeting Date   27-Apr-2021
ISIN   US7757111049             Agenda   935349921 - Management
                               
Item Proposal       Proposed
by
    Vote For/Against
Management
       
1.    DIRECTOR   Management                
      Gary W. Rollins         For For        
      Harry J. Cynkus         For For        
      Pamela R. Rollins         For For        
2.    To ratify the appointment of Grant Thornton LLP as
independent registered public accounting firm of the
Company for fiscal year ending December 31, 2021.
  Management     For For        
3.    To amend the Restated Certificate of Incorporation of the
Company to increase the total number of authorized
shares of capital stock from 550,500,000 shares to
800,500,000 shares, such that authorized shares of
common stock would be increased from 550,000,000 to
800,000,000 and authorized shares of preferred stock
would remain 500,000.
  Management     For For        
                               
Account
Number
  Account Name   Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
141276.1   CONESTOGA
SMID CAP
FUND
  993   UMB BANK,
N.A.
  249,612   0   24-Mar-2021   24-Mar-2021
DOUGLAS DYNAMICS, INC    
Security   25960R105             Meeting Type   Annual  
Ticker Symbol   PLOW                        Meeting Date   28-Apr-2021
ISIN   US25960R1059             Agenda   935369721 - Management
                               
Item Proposal       Proposed
by
    Vote For/Against
Management
       
1.    DIRECTOR   Management                
      Kenneth W. Krueger         For For        
      Lisa R. Bacus         For For        
2.    Advisory vote (non-binding) to approve the compensation
of the Company's named executive officers.
  Management     For For        
3.    The ratification of the appointment of Deloitte & Touche
LLP to serve as the Company's independent registered
public accounting firm for the year ending December 31,
2021.
  Management     For For        
                               
Account
Number
  Account Name   Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
141276.1   CONESTOGA
SMID CAP
FUND
  993   UMB BANK,
N.A.
  145,325   0   08-Apr-2021   08-Apr-2021
TELEFLEX INCORPORATED    
Security   879369106             Meeting Type   Annual  
Ticker Symbol   TFX                         Meeting Date   30-Apr-2021
ISIN   US8793691069             Agenda   935371194 - Management
                               
Item Proposal       Proposed
by
    Vote For/Against
Management
       
1A.   Election of Director: Candace H. Duncan   Management     For For        
1B.   Election of Director: Stephen K. Klasko, M.D.   Management     For For        
1C.   Election of Director: Stuart A. Randle   Management     For For        
2.    Approval, on an advisory basis, of named executive
officer compensation.
  Management     For For        
3.    Ratification of the appointment of
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting firm for 2021.
  Management     For For        
4.    Stockholder proposal, if properly presented at the Annual
Meeting, to declassify our Board of Directors.
  Shareholder     For          
                               
Account
Number
  Account Name   Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
141276.1   CONESTOGA
SMID CAP
FUND
  993   UMB BANK,
N.A.
  15,390   0   10-Apr-2021   10-Apr-2021
POOL CORPORATION    
Security   73278L105             Meeting Type   Annual  
Ticker Symbol   POOL                        Meeting Date   04-May-2021
ISIN   US73278L1052             Agenda   935369416 - Management
                               
Item Proposal       Proposed
by
    Vote For/Against
Management
       
1A.   Election of Director: Peter D. Arvan   Management     For For        
1B.   Election of Director: Timothy M. Graven   Management     For For        
1C.   Election of Director: Debra S. Oler   Management     For For        
1D.   Election of Director: Manuel J. Perez de la Mesa   Management     For For        
1E.   Election of Director: Harlan F. Seymour   Management     For For        
1F.   Election of Director: Robert C. Sledd   Management     For For        
1G.   Election of Director: John E. Stokely   Management     For For        
1H.   Election of Director: David G. Whalen   Management     For For        
2.    Ratification of the retention of Ernst & Young LLP,
certified public accountants, as our independent
registered public accounting firm for the 2021 fiscal year.
  Management     For For        
3.    Say-on-pay vote: Advisory vote to approve the
compensation of our named executive officers as
disclosed in the proxy statement.
  Management     For For        
                               
Account
Number
  Account Name   Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
141276.1   CONESTOGA
SMID CAP
FUND
  993   UMB BANK,
N.A.
  29,495   0   02-Apr-2021   02-Apr-2021
SIMPSON MANUFACTURING CO., INC.    
Security   829073105             Meeting Type   Annual  
Ticker Symbol   SSD                         Meeting Date   04-May-2021
ISIN   US8290731053             Agenda   935357384 - Management
                               
Item Proposal       Proposed
by
    Vote For/Against
Management
       
1A.   Election of Director to hold office until the next annual
meeting: James S. Andrasick
  Management     For For        
1B.   Election of Director to hold office until the next annual
meeting: Jennifer A. Chatman
  Management     For For        
1C.   Election of Director to hold office until the next annual
meeting: Karen Colonias
  Management     For For        
1D.   Election of Director to hold office until the next annual
meeting: Gary M. Cusumano
  Management     For For        
1E.   Election of Director to hold office until the next annual
meeting: Philip E. Donaldson
  Management     For For        
1F.   Election of Director to hold office until the next annual
meeting: Celeste Volz Ford
  Management     For For        
1G.   Election of Director to hold office until the next annual
meeting: Robin G. MacGillivray
  Management     For For        
2.    Approve, on an advisory, non-binding basis, the
compensation of the Company's named executive
officers.
  Management     For For        
3.    Ratify the Board of Directors' selection of Grant Thornton
LLP as the Company's independent registered public
accounting firm for 2021.
  Management     For For        
                               
Account
Number
  Account Name   Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
141276.1   CONESTOGA
SMID CAP
FUND
  993   UMB BANK,
N.A.
  39,790   0   05-Apr-2021   05-Apr-2021
WEST PHARMACEUTICAL SERVICES, INC.    
Security   955306105             Meeting Type   Annual  
Ticker Symbol   WST                         Meeting Date   04-May-2021
ISIN   US9553061055             Agenda   935356003 - Management
                               
Item Proposal       Proposed
by
    Vote For/Against
Management
       
1A.   Election of Director: Mark A. Buthman   Management     For For        
1B.   Election of Director: William F. Feehery   Management     For For        
1C.   Election of Director: Robert Friel   Management     For For        
1D.   Election of Director: Eric M. Green   Management     For For        
1E.   Election of Director: Thomas W. Hofmann   Management     For For        
1F.   Election of Director: Deborah L. V. Keller   Management     For For        
1G.   Election of Director: Myla P. Lai-Goldman   Management     For For        
1H.   Election of Director: Douglas A. Michels   Management     For For        
1I.   Election of Director: Paolo Pucci   Management     For For        
1J.   Election of Director: Patrick J. Zenner   Management     For For        
2.    Advisory vote to approve named executive officer
compensation.
  Management     For For        
3.    To ratify the appointment of PricewaterhouseCoopers
LLP as our independent registered public accounting firm
for 2021.
  Management     For For        
                               
Account
Number
  Account Name   Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
141276.1   CONESTOGA
SMID CAP
FUND
  993   UMB BANK,
N.A.
  32,894   0   10-Apr-2021   10-Apr-2021
APTARGROUP, INC.    
Security   038336103             Meeting Type   Annual  
Ticker Symbol   ATR                         Meeting Date   05-May-2021
ISIN   US0383361039             Agenda   935359631 - Management
                               
Item Proposal       Proposed
by
    Vote For/Against
Management
       
1A.   Election of Director: Andreas C. Kramvis   Management     For For        
1B.   Election of Director: Maritza Gomez Montiel   Management     For For        
1C.   Election of Director: Jesse Wu   Management     For For        
1D.   Election of Director: Ralf K. Wunderlich   Management     For For        
2.    Advisory vote to approve executive compensation.   Management     For For        
3.    Ratification of the appointment of
PricewaterhouseCoopers LLP as the Independent
Registered Public Accounting Firm for 2021.
  Management     For For        
                               
Account
Number
  Account Name   Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
141276.1   CONESTOGA
SMID CAP
FUND
  993   UMB BANK,
N.A.
  40,130   0   13-Apr-2021   13-Apr-2021
COGNEX CORPORATION    
Security   192422103             Meeting Type   Annual  
Ticker Symbol   CGNX                        Meeting Date   05-May-2021
ISIN   US1924221039             Agenda   935359720 - Management
                               
Item Proposal       Proposed
by
    Vote For/Against
Management
       
1.    Election of Director for the term ending in 2024: Sachin
Lawande
  Management     For For        
2.    To ratify the selection of Grant Thornton LLP as Cognex's
independent registered public accounting firm for fiscal
year 2021.
  Management     For For        
3.    To approve, on an advisory basis, the compensation of
Cognex's named executive officers as described in the
proxy statement including the Compensation Discussion
and Analysis, compensation tables and narrative
discussion ("say-on-pay").
  Management     For For        
                               
Account
Number
  Account Name   Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
141276.1   CONESTOGA
SMID CAP
FUND
  993   UMB BANK,
N.A.
  77,735   0   08-Apr-2021   08-Apr-2021
TREX COMPANY, INC.    
Security   89531P105             Meeting Type   Annual  
Ticker Symbol   TREX                        Meeting Date   06-May-2021
ISIN   US89531P1057             Agenda   935350859 - Management
                               
Item Proposal       Proposed
by
    Vote For/Against
Management
       
1A    Election of Director: James E. Cline   Management     For For        
1B    Election of Director: Bryan H. Fairbanks   Management     For For        
1C    Election of Director: Gena C. Lovett   Management     For For        
1D    Election of Director: Patricia B. Robinson   Management     For For        
2.    To approve, on a non-binding advisory basis, the
compensation of our named executive officers
  Management     For For        
3.    To ratify the appointment of Ernst & Young LLP as Trex
Company's independent registered public accounting firm
for the 2021 fiscal year
  Management     For For        
                               
Account
Number
  Account Name   Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
141276.1   CONESTOGA
SMID CAP
FUND
  993   UMB BANK,
N.A.
  83,865   0   08-Apr-2021   08-Apr-2021
TYLER TECHNOLOGIES, INC.    
Security   902252105             Meeting Type   Annual  
Ticker Symbol   TYL                         Meeting Date   11-May-2021
ISIN   US9022521051             Agenda   935397388 - Management
                               
Item Proposal       Proposed
by
    Vote For/Against
Management
       
1A.   Election of Director: Glenn A. Carter   Management     For For        
1B.   Election of Director: Brenda A. Cline   Management     For For        
1C.   Election of Director: Ronnie D. Hawkins, Jr.   Management     For For        
1D.   Election of Director: Mary L. Landrieu   Management     For For        
1E.   Election of Director: John S. Marr, Jr.   Management     For For        
1F.   Election of Director: H. Lynn Moore, Jr.   Management     For For        
1G.   Election of Director: Daniel M. Pope   Management     For For        
1H.   Election of Director: Dustin R. Womble   Management     Against Against        
2.    Ratification of Ernst & Young LLP as independent
auditors.
  Management     For For        
3.    Approval of an advisory resolution on executive
compensation.
  Management     For For        
                               
Account
Number
  Account Name   Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
141276.1   CONESTOGA
SMID CAP
FUND
  993   UMB BANK,
N.A.
  16,830   0   19-Apr-2021   19-Apr-2021
FIVE9, INC.    
Security   338307101             Meeting Type   Annual  
Ticker Symbol   FIVN                        Meeting Date   12-May-2021
ISIN   US3383071012             Agenda   935372603 - Management
                               
Item Proposal       Proposed
by
    Vote For/Against
Management
       
1.    DIRECTOR   Management                
      Michael Burdiek         For For        
      David DeWalt         For For        
      Susan Barsamian         For For        
2.    To approve, on a non-binding advisory basis, the
compensation of the named executive officers as
disclosed in the proxy statement.
  Management     For For        
3.    Ratification of the appointment of KPMG LLP as the
independent registered public accounting firm for the
Company for the fiscal year ending December 31, 2021.
  Management     For For        
                               
Account
Number
  Account Name   Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
141276.1   CONESTOGA
SMID CAP
FUND
  993   UMB BANK,
N.A.
  13,550   0   19-Apr-2021   19-Apr-2021
SITEONE LANDSCAPE SUPPLY, INC.    
Security   82982L103             Meeting Type   Annual  
Ticker Symbol   SITE                        Meeting Date   12-May-2021
ISIN   US82982L1035             Agenda   935358033 - Management
                               
Item Proposal       Proposed
by
    Vote For/Against
Management
       
1.    DIRECTOR   Management                
      Doug Black         For For        
      Jack Wyszomierski         For For        
2.    Ratification of the appointment of Deloitte & Touche LLP
as the company's independent registered public
accounting firm for the year ending January 2, 2022.
  Management     For For        
3.    Advisory vote to approve executive compensation.   Management     For For        
                               
Account
Number
  Account Name   Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
141276.1   CONESTOGA
SMID CAP
FUND
  993   UMB BANK,
N.A.
  49,670   0   19-Apr-2021   19-Apr-2021
NOVANTA INC.    
Security   67000B104             Meeting Type   Annual and Special Meeting
Ticker Symbol   NOVT                        Meeting Date   13-May-2021
ISIN   CA67000B1040             Agenda   935400779 - Management
                               
Item Proposal       Proposed
by
    Vote For/Against
Management
       
1A    Election of Director: Lonny J. Carpenter   Management     For For        
1B    Election of Director: Deborah DiSanzo   Management     For For        
1C    Election of Director: Matthijs Glastra   Management     For For        
1D    Election of Director: Brian D. King   Management     For For        
1E    Election of Director: Ira J. Lamel   Management     For For        
1F    Election of Director: Maxine L. Mauricio   Management     For For        
1G    Election of Director: Katherine A. Owen   Management     For For        
1H    Election of Director: Thomas N. Secor   Management     For For        
1I    Election of Director: Frank A. Wilson   Management     For For        
2     Approval, on an advisory (non-binding) basis, of the
Company's executive compensation.
  Management     For For        
3     To approve the amended and restated Novanta Inc. 2010
Incentive Award Plan.
  Management     For For        
4     To appoint PricewaterhouseCoopers LLP as the
Company's independent registered public accounting firm
to serve until the 2022 Annual Meeting of shareholders.
  Management     For For        
5     To confirm the Company's Amended and Restated By-
Law Number 1.
  Management     For For        
6     To approve an amendment to the Company's articles to
authorize blank check preferred shares.
  Management     For For        
                               
Account
Number
  Account Name   Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
141276.1   CONESTOGA
SMID CAP
FUND
  993   UMB BANK,
N.A.
  19,050   0   28-Apr-2021   28-Apr-2021
REPLIGEN CORPORATION    
Security   759916109             Meeting Type   Annual  
Ticker Symbol   RGEN                        Meeting Date   13-May-2021
ISIN   US7599161095             Agenda   935406101 - Management
                               
Item Proposal       Proposed
by
    Vote For/Against
Management
       
1A.   Election of Director: Tony J. Hunt   Management     For For        
1B.   Election of Director: Karen A. Dawes   Management     For For        
1C.   Election of Director: Nicolas M. Barthelemy   Management     For For        
1D.   Election of Director: Carrie Eglinton Manner   Management     For For        
1E.   Election of Director: Rohin Mhatre, Ph.D.   Management     For For        
1F.   Election of Director: Glenn P. Muir   Management     For For        
1G.   Election of Director: Thomas F. Ryan, Jr.   Management     For For        
2.    Ratification of the selection of Ernst & Young LLP as
Repligen Corporation's independent registered public
accounting firm for fiscal year 2021.
  Management     For For        
3.    Advisory vote to approve the compensation paid to
Repligen Corporation's named executive officers.
  Management     For For        
                               
Account
Number
  Account Name   Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
141276.1   CONESTOGA
SMID CAP
FUND
  993   UMB BANK,
N.A.
  41,305   0   27-Apr-2021   27-Apr-2021
ANSYS, INC.    
Security   03662Q105             Meeting Type   Annual  
Ticker Symbol   ANSS                        Meeting Date   14-May-2021
ISIN   US03662Q1058             Agenda   935371459 - Management
                               
Item Proposal       Proposed
by
    Vote For/Against
Management
       
1A.   Election of Class I Director for Three-Year Term: Jim
Frankola
  Management     For For        
1B.   Election of Class I Director for Three-Year Term: Alec D.
Gallimore
  Management     For For        
1C.   Election of Class I Director for Three-Year Term: Ronald
W. Hovsepian
  Management     For For        
2.    Ratification of the Selection of Deloitte & Touche LLP as
the Company's Independent Registered Public
Accounting Firm for Fiscal Year 2021.
  Management     For For        
3.    Approval of the ANSYS, Inc. 2021 Equity and Incentive
Compensation Plan.
  Management     For For        
4.    Advisory Approval of the Compensation of Our Named
Executive Officers.
  Management     For For        
5.    Stockholder Proposal Requesting the Adoption of a
Simple Majority Voting Provision, if Properly Presented.
  Shareholder     For Against        
                               
Account
Number
  Account Name   Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
141276.1   CONESTOGA
SMID CAP
FUND
  993   UMB BANK,
N.A.
  10,200   0   20-Apr-2021   20-Apr-2021
JOHN BEAN TECHNOLOGIES CORPORATION    
Security   477839104             Meeting Type   Annual  
Ticker Symbol   JBT                         Meeting Date   14-May-2021
ISIN   US4778391049             Agenda   935363096 - Management
                               
Item Proposal       Proposed
by
    Vote For/Against
Management
       
1A.   Election of Director: C. Maury Devine   Management     For For        
1B.   Election of Director: Emmanuel Lagarrigue   Management     For For        
1C.   Election of Director: James M. Ringler   Management     For For        
2.    Approve, on an advisory basis, a non-binding resolution
regarding the compensation of named executive officers.
  Management     For For        
3.    Ratify the appointment of PricewaterhouseCoopers LLP
as our independent registered public accounting firm for
2021.
  Management     For For        
                               
Account
Number
  Account Name   Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
141276.1   CONESTOGA
SMID CAP
FUND
  993   UMB BANK,
N.A.
  36,280   0   23-Apr-2021   23-Apr-2021
SPS COMMERCE, INC.    
Security   78463M107             Meeting Type   Annual  
Ticker Symbol   SPSC                        Meeting Date   19-May-2021
ISIN   US78463M1071             Agenda   935380333 - Management
                               
Item Proposal       Proposed
by
    Vote For/Against
Management
       
1A.   Election of Director: Archie Black   Management     For For        
1B.   Election of Director: James Ramsey   Management     For For        
1C.   Election of Director: Marty Reaume   Management     For For        
1D.   Election of Director: Tami Reller   Management     For For        
1E.   Election of Director: Philip Soran   Management     For For        
1F.   Election of Director: Anne Sempowski Ward   Management     For For        
1G.   Election of Director: Sven Wehrwein   Management     For For        
2.    Ratification of the selection of KPMG LLP as the
independent auditor of SPS Commerce, Inc. for the fiscal
year ending December 31, 2021.
  Management     For For        
3.    Advisory approval of the compensation of the named
executive officers of SPS Commerce, Inc.
  Management     For For        
                               
Account
Number
  Account Name   Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
141276.1   CONESTOGA
SMID CAP
FUND
  993   UMB BANK,
N.A.
  56,134   0   27-Apr-2021   27-Apr-2021
LCI INDUSTRIES    
Security   50189K103             Meeting Type   Annual  
Ticker Symbol   LCII                        Meeting Date   20-May-2021
ISIN   US50189K1034             Agenda   935375229 - Management
                               
Item Proposal       Proposed
by
    Vote For/Against
Management
       
1A.   Election of Director to serve until the next Annual
Meeting: James F. Gero
  Management     For For        
1B.   Election of Director to serve until the next Annual
Meeting: Frank J. Crespo
  Management     For For        
1C.   Election of Director to serve until the next Annual
Meeting: Brendan J. Deely
  Management     For For        
1D.   Election of Director to serve until the next Annual
Meeting: Ronald J. Fenech
  Management     For For        
1E.   Election of Director to serve until the next Annual
Meeting: Tracy D. Graham
  Management     For For        
1F.   Election of Director to serve until the next Annual
Meeting: Virginia L. Henkels
  Management     For For        
1G.   Election of Director to serve until the next Annual
Meeting: Jason D. Lippert
  Management     For For        
1H.   Election of Director to serve until the next Annual
Meeting: Stephanie K. Mains
  Management     For For        
1I.   Election of Director to serve until the next Annual
Meeting: Kieran M. O'Sullivan
  Management     For For        
1J.   Election of Director to serve until the next Annual
Meeting: David A. Reed
  Management     For For        
1K.   Election of Director to serve until the next Annual
Meeting: John A. Sirpilla
  Management     For For        
2.    To approve, in a non-binding advisory vote, the
compensation of the Company's named executive
officers.
  Management     Against Against        
3.    To ratify the appointment of KPMG LLP as independent
auditor for the Company for the year ending December
31, 2021.
  Management     For For        
                               
Account
Number
  Account Name   Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
141276.1   CONESTOGA
SMID CAP
FUND
  993   UMB BANK,
N.A.
  31,400   0   06-May-2021   06-May-2021
OMNICELL, INC.    
Security   68213N109             Meeting Type   Annual  
Ticker Symbol   OMCL                        Meeting Date   25-May-2021
ISIN   US68213N1090             Agenda   935395776 - Management
                               
Item Proposal       Proposed
by
    Vote For/Against
Management
       
1.    DIRECTOR   Management                
      Randall A. Lipps         For For        
      Vance B. Moore         For For        
      Mark W. Parrish         For For        
2.    Say on Pay - An advisory vote to approve named
executive officer compensation.
  Management     For For        
3.    Proposal to approve Omnicell's 2009 Equity Incentive
Plan, as amended, to among other items, add an
additional 1,100,000 shares of common stock to the
number of shares authorized for issuance under the plan.
  Management     For For        
4.    Proposal to ratify the selection of Deloitte & Touche LLP
as the independent registered public accounting firm of
the Company for the year ending December 31, 2021.
  Management     For For        
                               
Account
Number
  Account Name   Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
141276.1   CONESTOGA
SMID CAP
FUND
  993   UMB BANK,
N.A.
  69,085   0   07-May-2021   07-May-2021
AXON ENTERPRISE, INC.    
Security   05464C101             Meeting Type   Annual  
Ticker Symbol   AXON                        Meeting Date   27-May-2021
ISIN   US05464C1018             Agenda   935389925 - Management
                               
Item Proposal       Proposed
by
    Vote For/Against
Management
       
1.    DIRECTOR   Management                
      Richard H. Carmona         Withheld Against        
      Julie Cullivan         For For        
      Caitlin Kalinowski         For For        
2.    Proposal No. 2 requests that shareholders vote to
approve, on an advisory basis, the compensation of the
Company's named executive officers.
  Management     For For        
3.    Proposal No. 3 requests that shareholders vote to ratify
the appointment of Grant Thornton LLP as the
Company's independent registered public accounting firm
for fiscal year 2021.
  Management     For For        
4.    Proposal No. 4 requests that shareholders vote to
approve an amendment to the Company's Certificate of
Incorporation to increase the maximum size of the Board
of Directors from 9 to 11 directors.
  Management     For For        
5.    Proposal No. 5 is a shareholder proposal recommending
the Company move from a plurality voting standard to a
majority voting standard.
  Shareholder     For Against        
                               
Account
Number
  Account Name   Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
141276.1   CONESTOGA
SMID CAP
FUND
  993   UMB BANK,
N.A.
  44,045   0   12-May-2021   12-May-2021
ACI WORLDWIDE, INC.    
Security   004498101             Meeting Type   Annual  
Ticker Symbol   ACIW                        Meeting Date   02-Jun-2021
ISIN   US0044981019             Agenda   935400212 - Management
                               
Item Proposal       Proposed
by
    Vote For/Against
Management
       
1.    DIRECTOR   Management                
      Odilon Almeida         For For        
      Charles K. Bobrinskoy         For For        
      Janet O. Estep         For For        
      James C. Hale III         For For        
      Mary P. Harman         For For        
      Didier R. Lamouche         For For        
      Charles E. Peters, Jr.         For For        
      Adalio T. Sanchez         For For        
      Thomas W. Warsop III         For For        
      Samir M. Zabaneh         For For        
2.    Ratification of the appointment of Deloitte & Touche LLP
as our independent registered public accounting firm for
2021.
  Management     For For        
3.    An advisory vote to approve named executive officer
compensation.
  Management     For For        
                               
Account
Number
  Account Name   Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
141276.1   CONESTOGA
SMID CAP
FUND
  993   UMB BANK,
N.A.
  64,380   0   19-May-2021   19-May-2021
ALTAIR ENGINEERING INC    
Security   021369103             Meeting Type   Annual  
Ticker Symbol   ALTR                        Meeting Date   02-Jun-2021
ISIN   US0213691035             Agenda   935377994 - Management
                               
Item Proposal       Proposed
by
    Vote For/Against
Management
       
1A.   Election of Class I Director to serve until the 2024 Annual
Meeting of Stockholders: Mary Boyce
  Management     For For        
2.    Vote to approve the Company's 2021 Employee Stock
Purchase Plan.
  Management     For For        
3.    To vote, on an advisory basis, on the compensation of
the Company's named executive officers.
  Management     For For        
4.    To ratify the appointment of Ernst & Young LLP as our
independent registered public accounting firm for the year
ending December 31, 2021.
  Management     For For        
1B.   Election of Class I Director to serve until the 2024 Annual
Meeting of Stockholders: Jim F. Anderson
  Management     For For        
                               
Account
Number
  Account Name   Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
141276.1   CONESTOGA
SMID CAP
FUND
  993   UMB BANK,
N.A.
  71,695   0   17-May-2021   17-May-2021
CASELLA WASTE SYSTEMS, INC.    
Security   147448104             Meeting Type   Annual  
Ticker Symbol   CWST                        Meeting Date   02-Jun-2021
ISIN   US1474481041             Agenda   935399053 - Management
                               
Item Proposal       Proposed
by
    Vote For/Against
Management
       
1.    DIRECTOR   Management                
      John W. Casella         For For        
      William P. Hulligan         For For        
      Rose Stuckey Kirk         For For        
2.    To approve, in an advisory "say-on-pay" vote, the
compensation of the Company's named executive
officers.
  Management     For For        
3.    To ratify the appointment of RSM US LLP as the
Company's independent auditors for the fiscal year
ending December 31, 2021.
  Management     For For        
                               
Account
Number
  Account Name   Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
141276.1   CONESTOGA
SMID CAP
FUND
  993   UMB BANK,
N.A.
  162,125   0   18-May-2021   18-May-2021
AVALARA, INC.    
Security   05338G106             Meeting Type   Annual  
Ticker Symbol   AVLR                        Meeting Date   03-Jun-2021
ISIN   US05338G1067             Agenda   935400274 - Management
                               
Item Proposal       Proposed
by
    Vote For/Against
Management
       
1.    DIRECTOR   Management                
      Marion Foote         For For        
      Rajeev Singh         For For        
      Kathleen Zwickert         For For        
2.    Approval on an advisory basis of the compensation of the
Company's named executive officers.
  Management     For For        
3.    Ratification of the appointment of Deloitte & Touche LLP
as the Company's independent registered public
accounting firm for the year ending December 31, 2021.
  Management     For For        
                               
Account
Number
  Account Name   Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
141276.1   CONESTOGA
SMID CAP
FUND
  993   UMB BANK,
N.A.
  31,855   0   15-May-2021   15-May-2021
EXPONENT, INC.    
Security   30214U102             Meeting Type   Annual  
Ticker Symbol   EXPO                        Meeting Date   03-Jun-2021
ISIN   US30214U1025             Agenda   935401656 - Management
                               
Item Proposal       Proposed
by
    Vote For/Against
Management
       
1.1   Election of Director: George H. Brown   Management     For For        
1.2   Election of Director: Catherine Ford Corrigan, Ph.D.   Management     For For        
1.3   Election of Director: Paul R. Johnston, Ph.D.   Management     For For        
1.4   Election of Director: Carol Lindstrom   Management     For For        
1.5   Election of Director: Karen A. Richardson   Management     For For        
1.6   Election of Director: John B. Shoven, Ph.D.   Management     For For        
1.7   Election of Director: Debra L. Zumwalt   Management     For For        
2.    To ratify the appointment of KPMG LLP, as independent
registered public accounting firm for the Company for the
fiscal year ending December 31, 2021.
  Management     For For        
3.    To approve, on an advisory basis, the fiscal 2020
compensation of the Company's named executive
officers.
  Management     For For        
                               
Account
Number
  Account Name   Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
141276.1   CONESTOGA
SMID CAP
FUND
  993   UMB BANK,
N.A.
  91,830   0   20-May-2021   20-May-2021
GARTNER, INC.    
Security   366651107             Meeting Type   Annual  
Ticker Symbol   IT                          Meeting Date   03-Jun-2021
ISIN   US3666511072             Agenda   935402608 - Management
                               
Item Proposal       Proposed
by
    Vote For/Against
Management
       
1A.   Election of Director for term expiring in 2022: Peter E.
Bisson
  Management     For For        
1B.   Election of Director for term expiring in 2022: Richard J.
Bressler
  Management     For For        
1C.   Election of Director for term expiring in 2022: Raul E.
Cesan
  Management     For For        
1D.   Election of Director for term expiring in 2022: Karen E.
Dykstra
  Management     For For        
1E.   Election of Director for term expiring in 2022: Anne
Sutherland Fuchs
  Management     For For        
1F.   Election of Director for term expiring in 2022: William O.
Grabe
  Management     For For        
1G.   Election of Director for term expiring in 2022: Eugene A.
Hall
  Management     For For        
1H.   Election of Director for term expiring in 2022: Stephen G.
Pagliuca
  Management     For For        
1I.   Election of Director for term expiring in 2022: Eileen M.
Serra
  Management     For For        
1J.   Election of Director for term expiring in 2022: James C.
Smith
  Management     For For        
2.    Approval, on an advisory basis, of the compensation of
our named executive officers.
  Management     For For        
3.    Ratification of the appointment of KPMG LLP as the
Company's independent registered public accounting firm
for the 2021 fiscal year.
  Management     For For        
4.    Approval of the Amended and Restated 2011 Employee
Stock Purchase Plan.
  Management     For For        
                               
Account
Number
  Account Name   Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
141276.1   CONESTOGA
SMID CAP
FUND
  993   UMB BANK,
N.A.
  21,995   0   13-May-2021   13-May-2021
THE DESCARTES SYSTEMS GROUP INC.    
Security   249906108             Meeting Type   Annual  
Ticker Symbol   DSGX                        Meeting Date   03-Jun-2021
ISIN   CA2499061083             Agenda   935427129 - Management
                               
Item Proposal       Proposed
by
    Vote For/Against
Management
       
1     DIRECTOR   Management                
      Deepak Chopra         For For        
      Deborah Close         For For        
      Eric Demirian         For For        
      Dennis Maple         For For        
      Chris Muntwyler         For For        
      Jane O'Hagan         For For        
      Edward J. Ryan         For For        
      John J. Walker         For For        
2     Appointment of KPMG LLP, Chartered Professional
Accountants, Licensed Public Accountants, as auditors of
the Corporation to hold office until the next annual
meeting of shareholders or until a successor is
appointed.
  Management     For For        
3     Approval of the Say-On-Pay Resolution as set out on
page 19 of the Corporation's Management Information
Circular dated April 23, 2021.
  Management     For For        
                               
Account
Number
  Account Name   Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
141276.1   CONESTOGA
SMID CAP
FUND
  993   UMB BANK,
N.A.
  122,250   0   18-May-2021   18-May-2021
WORKIVA INC.    
Security   98139A105             Meeting Type   Annual  
Ticker Symbol   WK                          Meeting Date   03-Jun-2021
ISIN   US98139A1051             Agenda   935407088 - Management
                               
Item Proposal       Proposed
by
    Vote For/Against
Management
       
1.    DIRECTOR   Management                
      Robert H. Herz         For For        
      David S. Mulcahy         For For        
2.    Approval, on an advisory basis, of the compensation of
Workiva's named executive officers.
  Management     For For        
3.    Ratification of the appointment of Ernst & Young LLP as
our independent registered public accounting firm for
2021.
  Management     For For        
                               
Account
Number
  Account Name   Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
141276.1   CONESTOGA
SMID CAP
FUND
  993   UMB BANK,
N.A.
  24,525   0   19-May-2021   19-May-2021
LIGAND PHARMACEUTICALS INCORPORATED    
Security   53220K504             Meeting Type   Annual  
Ticker Symbol   LGND                        Meeting Date   04-Jun-2021
ISIN   US53220K5048             Agenda   935405248 - Management
                               
Item Proposal       Proposed
by
    Vote For/Against
Management
       
1.    DIRECTOR   Management                
      Jason Aryeh         For For        
      Sarah Boyce         For For        
      Todd Davis         For For        
      Nancy Gray         For For        
      John Higgins         For For        
      John Kozarich         For For        
      John LaMattina         For For        
      Sunil Patel         For For        
      Stephen Sabba         For For        
2.    Ratification of Ernst & Young LLP as Ligand's
independent registered accounting firm.
  Management     For For        
3.    Approval, on an advisory basis, of the compensation of
the named executive officers.
  Management     For For        
                               
Account
Number
  Account Name   Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
141276.1   CONESTOGA
SMID CAP
FUND
  993   UMB BANK,
N.A.
  17,710   0   20-May-2021   20-May-2021
WATSCO, INC.    
Security   942622200             Meeting Type   Annual  
Ticker Symbol   WSO                         Meeting Date   07-Jun-2021
ISIN   US9426222009             Agenda   935424729 - Management
                               
Item Proposal       Proposed
by
    Vote For/Against
Management
       
1.    DIRECTOR   Management                
      George P. Sape         Withheld Against        
2.    To approve the Watsco, Inc. 2021 Incentive
Compensation Plan.
  Management     Against Against        
3.    To approve the advisory resolution regarding the
compensation of our named executive officers.
  Management     Against Against        
4.    To ratify the appointment of KPMG LLP as our
independent registered public accounting firm for the
2021 fiscal year.
  Management     For For        
                               
Account
Number
  Account Name   Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
141276.1   CONESTOGA
SMID CAP
FUND
  993   UMB BANK,
N.A.
  23,680   0   21-May-2021   21-May-2021
HEALTH CATALYST, INC.    
Security   42225T107             Meeting Type   Annual  
Ticker Symbol   HCAT                        Meeting Date   10-Jun-2021
ISIN   US42225T1079             Agenda   935409436 - Management
                               
Item Proposal       Proposed
by
    Vote For/Against
Management
       
1.    DIRECTOR   Management                
      Daniel Burton         For For        
      John A. Kane         For For        
      Julie Larson-Green         For For        
2.    Ratification of the appointment of Ernst & Young LLP as
the independent registered public accounting firm of
Health Catalyst, Inc. for its fiscal year ending December
31, 2021.
  Management     For For        
3.    To approve, on an advisory non-binding basis, the
compensation of our named executive officers.
  Management     For For        
4.    Advisory non-binding vote to recommend the frequency
of future advisory votes on executive compensation.
  Management     1 Year For        
                               
Account
Number
  Account Name   Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
141276.1   CONESTOGA
SMID CAP
FUND
  993   UMB BANK,
N.A.
  87,430   0   25-May-2021   25-May-2021
GRAND CANYON EDUCATION, INC.    
Security   38526M106             Meeting Type   Annual  
Ticker Symbol   LOPE                        Meeting Date   16-Jun-2021
ISIN   US38526M1062             Agenda   935423323 - Management
                               
Item Proposal       Proposed
by
    Vote For/Against
Management
       
1.1   Election of Director: Brian E. Mueller   Management     For For        
1.2   Election of Director: Sara R. Dial   Management     For For        
1.3   Election of Director: Jack A. Henry   Management     For For        
1.4   Election of Director: Lisa Graham Keegan   Management     For For        
1.5   Election of Director: Chevy Humphrey   Management     For For        
2.    To approve, on an advisory basis, the compensation of
our named executive officers as disclosed in the Proxy
Statement.
  Management     For For        
3.    To ratify the appointment of KPMG LLP as our
independent registered public accounting firm for the
fiscal year ending December 31, 2021.
  Management     For For        
                               
Account
Number
  Account Name   Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
141276.1   CONESTOGA
SMID CAP
FUND
  993   UMB BANK,
N.A.
  34,525   0   28-May-2021   28-May-2021
IAA, INC    
Security   449253103             Meeting Type   Annual  
Ticker Symbol   IAA                         Meeting Date   16-Jun-2021
ISIN   US4492531037             Agenda   935412596 - Management
                               
Item Proposal       Proposed
by
    Vote For/Against
Management
       
1A.   Election of Director to serve until our 2022 annual
meeting: Bill Breslin
  Management     For For        
1B.   Election of Director to serve until our 2022 annual
meeting: Brian Bales
  Management     For For        
1C.   Election of Director to serve until our 2022 annual
meeting: Olaf Kastner
  Management     For For        
2.    To approve, on an advisory basis, the compensation of
our named executive officers.
  Management     For For        
3.    Ratification of the appointment of KPMG LLP as our
independent registered public accounting firm for the
fiscal year ending January 2, 2022.
  Management     For For        
                               
Account
Number
  Account Name   Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
141276.1   CONESTOGA
SMID CAP
FUND
  993   UMB BANK,
N.A.
  106,890   0   29-May-2021   29-May-2021
BALCHEM CORPORATION    
Security   057665200             Meeting Type   Annual  
Ticker Symbol   BCPC                        Meeting Date   17-Jun-2021
ISIN   US0576652004             Agenda   935418500 - Management
                               
Item Proposal       Proposed
by
    Vote For/Against
Management
       
1.    DIRECTOR   Management                
      Daniel Knutson         For For        
      Joyce Lee         For For        
2.    Ratification of the appointment of RSM US LLP as the
Company's independent registered public accounting firm
for the year 2021.
  Management     For For        
3.    Non-binding advisory approval of Named Executive
Officers compensation as described in the Proxy
Statement.
  Management     For For        
                               
Account
Number
  Account Name   Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
141276.1   CONESTOGA
SMID CAP
FUND
  993   UMB BANK,
N.A.
  28,300   0   04-Jun-2021   04-Jun-2021
GENERAC HOLDINGS INC.    
Security   368736104             Meeting Type   Annual  
Ticker Symbol   GNRC                        Meeting Date   17-Jun-2021
ISIN   US3687361044             Agenda   935423222 - Management
                               
Item Proposal       Proposed
by
    Vote For/Against
Management
       
1.    DIRECTOR   Management                
      Robert D. Dixon         For For        
      David A. Ramon         For For        
      William D. Jenkins, Jr.         For For        
      Kathryn V. Roedel         For For        
2.    Proposal to ratify the selection of Deloitte & Touche LLP
as our independent registered public accounting firm for
the year ending December 31, 2021.
  Management     For For        
3.    Advisory vote on the non-binding "say-on-pay" resolution
to approve the compensation of our executive officers.
  Management     For For        
                               
Account
Number
  Account Name   Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
141276.1   CONESTOGA
SMID CAP
FUND
  993   UMB BANK,
N.A.
  20,100   0   29-May-2021   29-May-2021
MERIT MEDICAL SYSTEMS, INC.    
Security   589889104             Meeting Type   Annual  
Ticker Symbol   MMSI                        Meeting Date   17-Jun-2021
ISIN   US5898891040             Agenda   935423688 - Management
                               
Item Proposal       Proposed
by
    Vote For/Against
Management
       
1A.   Election of Director for three year term: Fred P.
Lampropoulos
  Management     For For        
1B.   Election of Director for three year term: A. Scott
Anderson
  Management     For For        
1C.   Election of Director for three year term: Lynne N. Ward   Management     For For        
1D.   Election of Director for three year term: Stephen C.
Evans
  Management     For For        
2.    Approval of an amendment to the 2018 Long-Term
Incentive Plan to increase the number of shares of
Common Stock authorized for issuance thereunder by
3,000,000 shares.
  Management     For For        
3.    Approval of an amendment to the 1996 Employee Stock
Purchase Plan to increase the number of shares of
Common Stock authorized for issuance thereunder by
100,000 shares.
  Management     For For        
4.    Approval of a non-binding, advisory resolution approving
the compensation of the Company's named executive
officers as described in the Merit Medical Systems, Inc.
Proxy Statement.
  Management     For For        
5.    Ratification of the Audit Committee's appointment of
Deloitte & Touche LLP to serve as the independent
registered public accounting firm of the Company for the
year ending December 31, 2021.
  Management     For For        
                               
Account
Number
  Account Name   Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
141276.1   CONESTOGA
SMID CAP
FUND
  993   UMB BANK,
N.A.
  61,613   0   05-Jun-2021   05-Jun-2021
BRIGHT HORIZONS FAMILY SOLUTIONS INC.    
Security   109194100             Meeting Type   Annual  
Ticker Symbol   BFAM                        Meeting Date   24-Jun-2021
ISIN   US1091941005             Agenda   935424818 - Management
                               
Item Proposal       Proposed
by
    Vote For/Against
Management
       
1A.   Election of Class II Director for a term of three years:
Julie Atkinson
  Management     For For        
1B.   Election of Class II Director for a term of three years:
Jordan Hitch
  Management     For For        
1C.   Election of Class II Director for a term of three years:
Laurel J. Richie
  Management     For For        
1D.   Election of Class II Director for a term of three years:
Mary Ann Tocio
  Management     For For        
2.    To approve, on an advisory basis, the compensation paid
by the Company to its Named Executive Officers.
  Management     For For        
3.    To approve, on an advisory basis, the frequency of future
advisory votes to approve the compensation paid by the
Company to its Named Executive Officers.
  Management     1 Year For        
4.    To ratify the appointment of Deloitte & Touche LLP as the
independent registered public accounting firm of the
Company for the fiscal year ending December 31, 2021.
  Management     For For        
                               
Account
Number
  Account Name   Internal Account   Custodian   Ballot Shares   Unavailable
Shares
  Vote Date   Date
Confirmed
141276.1   CONESTOGA
SMID CAP
FUND
  993   UMB BANK,
N.A.
  49,595   0   07-Jun-2021   07-Jun-2021

 

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

Conestoga Funds

 

By: /s/Duane D’Orazio

Duane D’Orazio

Secretary

 

Date: July 30, 2021