N-PX 1 fp0056843_npx.htm

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT

INVESTMENT COMPANY

 

 

Investment Company Act file number 811-21120  

 

Conestoga Funds
(Exact name of registrant as specified in charter)

 

Conestoga Capital Advisors, 5500 E. Swedesford Rd., Suite 120, Wayne PA 19087
(Address of principal executive offices) (Zip code)

 

Conestoga Capital Advisors, 5500 E. Swedesford Rd., Suite 120, Wayne PA 19087
(Name and address of agent for service)

 

Registrant's telephone number, including area code: 800-320-7790                  

 

Date of fiscal year end: September 30  
     
Date of reporting period: July 1, 2019 - June 30, 2020  

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

 

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

 

 

 

  Item 1. Proxy Voting Record.

 

Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:

 

  (a) The name of the issuer of the portfolio security;

 

  (b) The exchange ticker symbol of the portfolio security;

 

  (c) The Council on Uniform Securities Identification Procedures (“CUSIP”) number for the portfolio security;

 

  (d) The shareholder meeting date;

 

  (e) A brief identification of the matter voted on;

 

  (f) Whether the matter was proposed by the issuer or by a security holder;

 

  (g) Whether the registrant cast its vote on the matter;

 

  (h) How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and

 

  (i) Whether the registrant cast its vote for or against management.

 

Fund Name: Conestoga Small Cap Fund

Proxy Voting Record

July 1, 2019 - June 30, 2020

 

Investment Company Report
NVE CORPORATION  
Security 629445206       Meeting Type   Annual
Ticker Symbol NVEC       Meeting Date   01-Aug-2019
ISIN US6294452064       Agenda   935052124 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1. DIRECTOR Management      
  1 Terrence W. Glarner   For For  
  2 Daniel A. Baker   For For  
  3 Patricia M. Hollister   For For  
  4 Richard W. Kramp   For For  
  5 Gary R. Maharaj   For For  
2. Advisory approval of named executive officer compensation. Management For For  
3. Ratify the selection of Boulay PLLP as our independent registered public accounting firm for the fiscal year ending March 31, 2020. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 271,796 0 10-Jul-2019 11-Jul-2019
WAGEWORKS, INC.  
Security 930427109       Meeting Type   Special
Ticker Symbol WAGE       Meeting Date   28-Aug-2019
ISIN US9304271094       Agenda   935067478 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1. To consider and vote on a proposal to adopt the Agreement and Plan of Merger, dated as of June 26, 2019 by and among WageWorks, Inc., a Delaware corporation, HealthEquity, Inc., a Delaware corporation ("HealthEquity"), and Pacific Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of HealthEquity ("Merger Sub"), pursuant to which Merger Sub will be merged with and into WageWorks (the "merger") and WageWorks will survive the merger and become a wholly owned subsidiary of HealthEquity. Management For For  
2. To approve the adjournment of the special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement. Management For For  
3. To approve, on an advisory (non-binding) basis, certain compensation that will or may become payable to the named executive officers of WageWorks in connection with the merger. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 932,339 0 08-Aug-2019 08-Aug-2019
SOTHEBY'S  
Security 835898107       Meeting Type   Special
Ticker Symbol BID       Meeting Date   05-Sep-2019
ISIN US8358981079       Agenda   935070134 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1. To consider and vote on a proposal to adopt the Agreement and Plan of Merger, dated as of June 16, 2019, as it may be amended from time to time (the "merger agreement"), by and among Sotheby's, BidFair USA LLC, ("Parent"), and BidFair MergeRight Inc., a wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the merger agreement, Merger Sub will be merged with and into Sotheby's (the "merger"), with Sotheby's continuing as the surviving corporation and a wholly owned subsidiary of Parent. Management For For  
2. To consider and vote on a proposal to approve, by non- binding, advisory vote, certain compensation arrangements for Sotheby's named executive officers in connection with the merger. Management Against Against  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 707,430 0 23-Aug-2019 23-Aug-2019
RBC BEARINGS INCORPORATED  
Security 75524B104       Meeting Type   Annual
Ticker Symbol ROLL       Meeting Date   11-Sep-2019
ISIN US75524B1044       Agenda   935066250 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1. DIRECTOR Management      
  1 Edward D. Stewart   For For  
  2 Daniel A. Bergeron   Withheld Against  
  3 Michael H. Ambrose   For For  
2. To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year 2020. Management For For  
3. To consider a resolution regarding the stockholder advisory vote on named executive officer compensation. Management Against Against  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 165,260 0 20-Aug-2019 20-Aug-2019
NEOGEN CORPORATION  
Security 640491106       Meeting Type   Annual
Ticker Symbol NEOG       Meeting Date   03-Oct-2019
ISIN US6404911066       Agenda   935075552 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1. DIRECTOR Management      
  1 JOHN E. ADENT   For For  
  2 WILLIAM T. BOEHM   For For  
  3 JAMES P. TOBIN   For For  
2. TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. Management For For  
3. RATIFICATION OF APPOINTMENT OF BDO USA LLP AS THE COMPANY'S INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 1,053,641 0 09-Sep-2019 09-Sep-2019
MERCURY SYSTEMS, INC.  
Security 589378108       Meeting Type   Annual
Ticker Symbol MRCY       Meeting Date   23-Oct-2019
ISIN US5893781089       Agenda   935079548 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1. DIRECTOR Management      
  1 James K. Bass#   For For  
  2 Michael A. Daniels#   For For  
  3 Lisa S. Disbrow#   For For  
  4 Barry R. Nearhos*   For For  
2. To approve, on an advisory basis, the compensation of our named executive officers. Management For For  
3. To ratify the appointment of KPMG LLP as our independent registered public accounting firm for fiscal 2020. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 835,318 0 02-Oct-2019 02-Oct-2019
BIO-TECHNE CORP  
Security 09073M104       Meeting Type   Annual
Ticker Symbol TECH       Meeting Date   24-Oct-2019
ISIN US09073M1045       Agenda   935077784 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1. To set the number of Directors at nine. Management For For  
2A. Election of Director: Robert V. Baumgartner Management For For  
2B. Election of Director: John L. Higgins Management For For  
2C. Election of Director: Joseph D. Keegan Management For For  
2D. Election of Director: Charles R. Kummeth Management For For  
2E. Election of Director: Roeland Nusse Management For For  
2F. Election of Director: Alpna Seth Management For For  
2G. Election of Director: Randolph Steer Management For For  
2H. Election of Director: Rupert Vessey Management For For  
2I. Election of Director: Harold J. Wiens Management For For  
3. Cast a non-binding vote on named executive officer compensation. Management For For  
4. Ratify the appointment of the Company's independent registered public accounting firm for the 2020 fiscal year. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 209,375 0 03-Oct-2019 03-Oct-2019
MESA LABORATORIES, INC.  
Security 59064R109       Meeting Type   Annual
Ticker Symbol MLAB       Meeting Date   05-Nov-2019
ISIN US59064R1095       Agenda   935082709 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1. DIRECTOR Management      
  1 J. Sullivan   For For  
  2 G. Owens   For For  
  3 J. Schmieder   Withheld Against  
  4 R. Dwyer   For For  
  5 E. Guillemin   For For  
  6 D. Kelly   For For  
  7 D. Perez   For For  
  8 J. Alltoft   For For  
2. To approve, on an advisory basis, the compensation of our named executive officers as disclosed in the Compensation Discussion and Analysis section and the Executive Compensation section of our Proxy Statement. Management For For  
3. To ratify the appointment of Plante & Moran, PLCC ("The Audit Firm") as the Company's independent registered public accounting firm for the year ending March 31, 2020 (the "Ratification of Auditors Proposal"). Management For For  
4. Non-binding, advisory vote regarding the frequency of voting on the compensation paid to the Company's named executive officers. Management 1 Year For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 317,011 0 15-Oct-2019 15-Oct-2019
BOTTOMLINE TECHNOLOGIES (DE), INC.  
Security 101388106       Meeting Type   Annual
Ticker Symbol EPAY       Meeting Date   21-Nov-2019
ISIN US1013881065       Agenda   935094348 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1. DIRECTOR Management      
  1 Jennifer M. Gray   For For  
  2 Paul H. Hough   For For  
  3 Benjamin E Robinson III   For For  
2. Non-binding advisory vote to approve executive compensation. Management For For  
3. Approval of the Company's 2019 Stock Incentive Plan and the authorization to issue 1,000,000 shares of common stock thereunder. Management Against Against  
4. Ratification of the selection of Ernst & Young LLP as the Company's registered public accounting firm for the current fiscal year. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 1,312,750 0 31-Oct-2019 31-Oct-2019
WD-40 COMPANY  
Security 929236107       Meeting Type   Annual
Ticker Symbol WDFC       Meeting Date   10-Dec-2019
ISIN US9292361071       Agenda   935096164 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1. DIRECTOR Management      
  1 Daniel T. Carter   For For  
  2 Melissa Claassen   For For  
  3 Eric P. Etchart   For For  
  4 Trevor I. Mihalik   For For  
  5 David B. Pendarvis   For For  
  6 Daniel E. Pittard   For For  
  7 Garry O. Ridge   For For  
  8 Gregory A. Sandfort   For For  
  9 Anne G. Saunders   For For  
  10 Neal E. Schmale   For For  
2. Advisory vote to approve executive compensation. Management For For  
3. To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal year 2020. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 181,808 0 18-Nov-2019 18-Nov-2019
PAYLOCITY HOLDING CORPORATION  
Security 70438V106       Meeting Type   Annual
Ticker Symbol PCTY       Meeting Date   13-Dec-2019
ISIN US70438V1061       Agenda   935093776 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1. DIRECTOR Management      
  1 Steven R. Beauchamp   For For  
  2 Andres D. Reiner   For For  
2. Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2020. Management For For  
3. Advisory vote to approve compensation of named executive officers. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 475,545 0 20-Nov-2019 20-Nov-2019
EVI INDUSTRIES, INC.  
Security 26929N102       Meeting Type   Annual
Ticker Symbol EVI       Meeting Date   16-Dec-2019
ISIN US26929N1028       Agenda   935111651 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1. DIRECTOR Management      
  1 Henry M. Nahmad   For For  
  2 Dennis Mack   For For  
  3 David Blyer   Withheld Against  
  4 Alan M. Grunspan   For For  
  5 Timothy P. LaMacchia   Withheld Against  
  6 Hal M. Lucas   For For  
  7 Glen Kruger   For For  
2. Non-binding advisory vote to approve Named Executive Officer compensation. Management For For  
3. Non-binding advisory vote on the frequency with which the Company should hold future advisory votes on Named Executive Officer compensation. Management 1 Year Against  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 354,622 0 04-Dec-2019 04-Dec-2019
CANTEL MEDICAL CORP.  
Security 138098108       Meeting Type   Annual
Ticker Symbol CMD       Meeting Date   18-Dec-2019
ISIN US1380981084       Agenda   935108705 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1A. Election of Director: Charles M. Diker Management For For  
1B. Election of Director: Alan R. Batkin Management For For  
1C. Election of Director: Ann E. Berman Management For For  
1D. Election of Director: Mark N. Diker Management For For  
1E. Election of Director: Anthony B. Evnin Management For For  
1F. Election of Director: Laura L. Forese Management For For  
1G. Election of Director: George L. Fotiades Management For For  
1H. Election of Director: Ronnie Myers Management For For  
1I. Election of Director: Karen N. Prange Management For For  
1J. Election of Director: Peter J. Pronovost Management For For  
2. Advisory vote to approve Named Executive Officer compensation. Management For For  
3. Ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending July 31, 2020. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 1,114,870 0 26-Nov-2019 26-Nov-2019
ESCO TECHNOLOGIES INC.  
Security 296315104       Meeting Type   Annual
Ticker Symbol ESE       Meeting Date   31-Jan-2020
ISIN US2963151046       Agenda   935113718 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1. DIRECTOR Management      
  1 Patrick M. Dewar   For For  
  2 Vinod M. Khilnani   For For  
  3 Robert J. Phillippy   For For  
2. Proposal to ratify independent public accounting firm for fiscal 2020. Management For For  
3. Say on Pay- An advisory vote on the approval of executive compensation. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 650,400 0 10-Jan-2020 10-Jan-2020
CONSTRUCTION PARTNERS INC  
Security 21044C107       Meeting Type   Annual
Ticker Symbol ROAD       Meeting Date   06-Mar-2020
ISIN US21044C1071       Agenda   935125600 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1A. Election of Class II director to serve for a three-year term expiring at the 2023: Craig Jennings Management For For  
1B. Election of Class II director to serve for a three-year term expiring at the 2023: Mark R. Matteson Management For For  
2. Proposal to ratify the appointment of RSM US LLP as the Company's independent registered public accountants for the fiscal year ending September 30, 2020. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 1,341,056 0 10-Feb-2020 10-Feb-2020
SIMPSON MANUFACTURING CO., INC.  
Security 829073105       Meeting Type   Annual
Ticker Symbol SSD       Meeting Date   23-Apr-2020
ISIN US8290731053       Agenda   935137732 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1A. Election of Director: James S. Andrasick Management For For  
1B. Election of Director: Michael A. Bless Management Against Against  
1C. Election of Director: Jennifer A. Chatman Management For For  
1D. Election of Director: Karen Colonias Management For For  
1E. Election of Director: Gary M. Cusumano Management For For  
1F. Election of Director: Philip E. Donaldson Management For For  
1G. Election of Director: Celeste Volz Ford Management For For  
1H. Election of Director: Robin G. MacGillivray Management For For  
2. Approve, on an advisory, non-binding basis, the compensation of the Company's named executive officers. Management For For  
3. Ratify the Board of Directors' selection of Grant Thornton LLP as the Company's independent registered public accounting firm for 2020. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 872,935 0 20-Mar-2020 20-Mar-2020
DOUGLAS DYNAMICS, INC  
Security 25960R105       Meeting Type   Annual
Ticker Symbol PLOW       Meeting Date   28-Apr-2020
ISIN US25960R1059       Agenda   935166911 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1. DIRECTOR Management      
  1 James L. Janik   For For  
  2 James D. Staley   For For  
2. Advisory vote (non-binding) to approve the compensation of the Company's named executive officers. Management For For  
3. The ratification of the appointment of Deloitte & Touche LLP to serve as the Company's independent registered public accounting firm for the year ending December 31, 2020. Management For For  
4. Approval of the Company's Amended and Restated 2010 Stock Incentive Plan. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 1,255,800 0 03-Apr-2020 03-Apr-2020
PROS HOLDINGS, INC.  
Security 74346Y103       Meeting Type   Annual
Ticker Symbol PRO       Meeting Date   29-Apr-2020
ISIN US74346Y1038       Agenda   935143406 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1. DIRECTOR Management      
  1 Greg B. Petersen#   For For  
  2 Timothy V. Williams#   For For  
  3 Mariette M Woestemeyer#   For For  
  4 Carlos Dominguez*   For For  
2. To conduct an advisory vote on executive compensation. Management Against Against  
3. To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of PROS Holdings, Inc. for the fiscal year ending December 31, 2020. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 1,171,205 0 30-Mar-2020 30-Mar-2020
TREX COMPANY, INC.  
Security 89531P105       Meeting Type   Annual
Ticker Symbol TREX       Meeting Date   29-Apr-2020
ISIN US89531P1057       Agenda   935137744 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1.1 Election of Director: Jay M. Gratz Management For For  
1.2 Election of Director: Kristine L. Juster Management For For  
1.3 Election of Director: Ronald W. Kaplan Management For For  
1.4 Election of Director: Gerald Volas Management For For  
2. To approve, on a non-binding advisory basis, the compensation of our named executive officers. Management For For  
3. To approve the Fourth Certificate of Amendment to the Restated Certificate of Incorporation of Trex Company, Inc. to increase the number of authorized shares of common stock, $0.01 par value per share, from 120,000,000 to 180,000,000. Management For For  
4. To ratify the appointment of Ernst & Young LLP as Trex Company's independent registered public accounting firm for the 2020 fiscal year. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 654,855 0 31-Mar-2020 31-Mar-2020
BLACKLINE, INC.  
Security 09239B109       Meeting Type   Annual
Ticker Symbol BL       Meeting Date   06-May-2020
ISIN US09239B1098       Agenda   935145400 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1. DIRECTOR Management      
  1 Marc Huffman   For For  
  2 Therese Tucker   For For  
  3 Thomas Unterman   For For  
2. To ratify the appointment of PricewaterhouseCoopers LLP ("PwC") as the Company's independent registered public accounting firm for its fiscal year ending December 31, 2020. Management For For  
3. Approval, on a non-binding, advisory basis, of the 2019 compensation of the Company's named executive officers. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 1,056,740 0 06-Apr-2020 06-Apr-2020
FOX FACTORY HOLDING CORP.  
Security 35138V102       Meeting Type   Annual
Ticker Symbol FOXF       Meeting Date   07-May-2020
ISIN US35138V1026       Agenda   935153851 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1. DIRECTOR Management      
  1 Dudley W. Mendenhall   For For  
  2 Elizabeth A. Fetter   For For  
2. To ratify the appointment of Grant Thornton LLP as Fox Factory Holding Corp.'s independent public accountants for fiscal year 2020. Management For For  
3. To approve, on an advisory basis, the resolution approving the compensation of Fox Factory Holding Corp.'s named executive officers. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 1,092,703 0 15-Apr-2020 15-Apr-2020
ROGERS CORPORATION  
Security 775133101       Meeting Type   Annual
Ticker Symbol ROG       Meeting Date   07-May-2020
ISIN US7751331015       Agenda   935141159 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1. DIRECTOR Management      
  1 Keith L. Barnes   For For  
  2 Bruce D. Hoechner   For For  
  3 Carol R. Jensen   For For  
  4 Ganesh Moorthy   For For  
  5 Jeffrey J. Owens   For For  
  6 Helene Simonet   For For  
  7 Peter C. Wallace   For For  
2. To vote on a non-binding advisory resolution to approve the 2019 compensation of the named executive officers of Rogers Corporation. Management For For  
3. To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of Rogers Corporation for the fiscal year ending December 31, 2020. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 380,565 0 14-Apr-2020 14-Apr-2020
AAON, INC.  
Security 000360206       Meeting Type   Annual
Ticker Symbol AAON       Meeting Date   12-May-2020
ISIN US0003602069       Agenda   935161846 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1.1 Election of Director for a term ending in 2023: Caron A. Lawhorn Management For For  
1.2 Election of Director for a term ending in 2023: Stephen O. LeClair Management For For  
2. Proposal to amend the Company's 2016 Incentive Plan to authorize an additional 2,500,000 shares for issuance thereunder Management For For  
3. Proposal to approve, on an advisory basis, a resolution on the compensation of AAON's named executive officers as set forth in the Proxy Statement. Management For For  
4. Proposal to ratify Grant Thornton LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2020. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 1,102,550 0 21-Apr-2020 21-Apr-2020
TYLER TECHNOLOGIES, INC.  
Security 902252105       Meeting Type   Annual
Ticker Symbol TYL       Meeting Date   12-May-2020
ISIN US9022521051       Agenda   935189325 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1A. Election of Director: Donald R. Brattain Management For For  
1B. Election of Director: Glenn A. Carter Management For For  
1C. Election of Director: Brenda A. Cline Management For For  
1D. Election of Director: J. Luther King Jr. Management For For  
1E. Election of Director: Mary L. Landrieu Management For For  
1F. Election of Director: John S. Marr Jr. Management For For  
1G. Election of Director: H. Lynn Moore Jr. Management For For  
1H. Election of Director: Daniel M. Pope Management For For  
1I. Election of Director: Dustin R. Womble Management For For  
2. Ratification of Ernst & Young LLP as independent auditors. Management For For  
3. Approval of an advisory resolution on executive compensation. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 104,745 0 20-Apr-2020 20-Apr-2020
REPLIGEN CORPORATION  
Security 759916109       Meeting Type   Annual
Ticker Symbol RGEN       Meeting Date   13-May-2020
ISIN US7599161095       Agenda   935202046 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1A. Election of Director: Nicolas M. Barthelemy Management For For  
1B. Election of Director: Karen A. Dawes Management For For  
1C. Election of Director: Tony J. Hunt Management For For  
1D. Election of Director: Rohin Mhatre, Ph.D. Management For For  
1E. Election of Director: Glenn P. Muir Management For For  
1F. Election of Director: Thomas F. Ryan, Jr. Management For For  
2. To ratify the selection of Ernst & Young LLP as independent registered public accountants for fiscal year 2020. Management For For  
3. Advisory vote to approve the compensation paid to Repligen Corporation's named executive officers. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 827,025 0 12-May-2020 12-May-2020
SITEONE LANDSCAPE SUPPLY, INC.  
Security 82982L103       Meeting Type   Annual
Ticker Symbol SITE       Meeting Date   13-May-2020
ISIN US82982L1035       Agenda   935164676 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1. DIRECTOR Management      
  1 William W. Douglas, III   For For  
  2 Jeri L. Isbell   For For  
2. Ratification of the appointment of Deloitte & Touche LLP as the company's independent registered public accounting firm for the year ending January 3, 2021. Management For For  
3. Advisory vote to approve executive compensation. Management For For  
4. Approve management's proposal to approve the SiteOne Landscape Supply, Inc. 2020 Omnibus Equity Incentive Plan. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 654,315 0 22-Apr-2020 22-Apr-2020
ALBANY INTERNATIONAL CORP.  
Security 012348108       Meeting Type   Annual
Ticker Symbol AIN       Meeting Date   14-May-2020
ISIN US0123481089       Agenda   935158659 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1. DIRECTOR Management      
  1 Christine L. Standish   For For  
  2 Erland E. Kailbourne   For For  
  3 John F. Cassidy Jr.   For For  
  4 John R. Scannell   Withheld Against  
  5 Katharine L. Plourde   For For  
  6 A. William Higgins   For For  
  7 Kenneth W. Krueger   For For  
  8 Lee C. Wortham   For For  
  9 Mark J. Murphy   For For  
2. To ratify the appointment of KPMG LLP as our independent auditor. Management For For  
3. To approve, by non-binding vote, executive compensation. Management For For  
4. To consider and take action on a proposal to approve a new Directors' Annual Retainer Plan, increasing the stock portion of each Director's annual retainer from $90,000 to $105,000 and extending the term of the Plan. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 569,730 0 22-Apr-2020 22-Apr-2020
DORMAN PRODUCTS, INC.  
Security 258278100       Meeting Type   Annual
Ticker Symbol DORM       Meeting Date   14-May-2020
ISIN US2582781009       Agenda   935197079 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1A. Election of Director: Steven L. Berman Management For For  
1B. Election of Director: Kevin M. Olsen Management For For  
1C. Election of Director: John J. Gavin Management For For  
1D. Election of Director: Paul R. Lederer Management For For  
1E. Election of Director: Richard T. Riley Management For For  
1F. Election of Director: Kelly A. Romano Management For For  
1G. Election of Director: G. Michael Stakias Management For For  
2. Advisory approval of the compensation of the Company's named executive officers. Management For For  
3. Ratification of KPMG LLP as the Company's independent registered public accounting firm for the 2020 fiscal year. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 557,759 0 27-Apr-2020 27-Apr-2020
JOHN BEAN TECHNOLOGIES CORPORATION  
Security 477839104       Meeting Type   Annual
Ticker Symbol JBT       Meeting Date   15-May-2020
ISIN US4778391049       Agenda   935163244 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1A. Election of Director: Barbara L. Brasier Management For For  
1B. Election of Director: Thomas W. Giacomini Management For For  
1C. Election of Director: Polly B. Kawalek Management For For  
2. Approve on an advisory basis a non-binding resolution regarding the compensation of named executive officers. Management For For  
3. Ratify the appointment of KPMG LLP as our independent registered public accounting firm for 2020. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 382,515 0 24-Apr-2020 24-Apr-2020
THE CHEFS' WAREHOUSE, INC.  
Security 163086101       Meeting Type   Annual
Ticker Symbol CHEF       Meeting Date   15-May-2020
ISIN US1630861011       Agenda   935154815 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1A. Election of Director: Dominick Cerbone Management For For  
1B. Election of Director: Joseph Cugine Management For For  
1C. Election of Director: Steven F. Goldstone Management For For  
1D. Election of Director: Alan Guarino Management For For  
1E. Election of Director: Stephen Hanson Management For For  
1F. Election of Director: Katherine Oliver Management For For  
1G. Election of Director: Christopher Pappas Management For For  
1H. Election of Director: John Pappas Management For For  
2. To ratify the selection of BDO USA, LLP as our independent registered public accounting firm for the fiscal year ending December 25, 2020. Management For For  
3. To approve, on a non-binding, advisory basis, the compensation of our named executive officers as disclosed in the 2020 Proxy Statement. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 1,279,954 0 24-Apr-2020 24-Apr-2020
FIVE9, INC.  
Security 338307101       Meeting Type   Annual
Ticker Symbol FIVN       Meeting Date   18-May-2020
ISIN US3383071012       Agenda   935176974 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1. DIRECTOR Management      
  1 Kimberly Alexy   Withheld Against  
  2 Michael Burkland   For For  
  3 Robert Zollars   For For  
2. To approve, on a non-binding advisory basis, the compensation of the named executive officers as disclosed in the proxy statement. Management For For  
3. Ratification of the appointment of KPMG LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2020. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 337,855 0 27-Apr-2020 27-Apr-2020
NATIONAL RESEARCH CORPORATION  
Security 637372202       Meeting Type   Annual
Ticker Symbol NRC       Meeting Date   18-May-2020
ISIN US6373722023       Agenda   935182218 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1. DIRECTOR Management      
  1 JoAnn M. Martin   For For  
2. VOTE ON THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2020 Management For For  
3. ADVISORY VOTE ON THE APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 414,619 0 26-Apr-2020 26-Apr-2020
SPS COMMERCE, INC.  
Security 78463M107       Meeting Type   Annual
Ticker Symbol SPSC       Meeting Date   18-May-2020
ISIN US78463M1071       Agenda   935170910 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1A. Election of Director: Archie C. Black Management For For  
1B. Election of Director: Martin J. Leestma Management For For  
1C. Election of Director: James B. Ramsey Management For For  
1D. Election of Director: Marty M. Reaume Management For For  
1E. Election of Director: Tami L. Reller Management For For  
1F. Election of Director: Philip E. Soran Management For For  
1G. Election of Director: Sven A. Wehrwein Management For For  
2. Ratification of the selection of KPMG LLP as the independent auditor of SPS Commerce, Inc. for the fiscal year ending December 31, 2020. Management For For  
3. Advisory approval of the compensation of the named executive officers of SPS Commerce, Inc. Management For For  
4. Approval of an amendment to our Eighth Amended and Restated Certificate of Incorporation to increase the number of authorized shares of common stock. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 855,860 0 30-Apr-2020 30-Apr-2020
ALTAIR ENGINEERING INC  
Security 021369103       Meeting Type   Annual
Ticker Symbol ALTR       Meeting Date   19-May-2020
ISIN US0213691035       Agenda   935169943 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1A. Election of Class III Director to serve until the 2023 annual meeting of stockholder: James R. Scapa Management For For  
1B. Election of Class III Director to serve until the 2023 annual meeting of stockholders: Steve Earhart Management For For  
2. To vote, on an advisory basis, on the compensation of the Company's named executive officers Management For For  
3. To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2020 Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 1,287,710 0 27-Apr-2020 27-Apr-2020
PROTO LABS, INC.  
Security 743713109       Meeting Type   Annual
Ticker Symbol PRLB       Meeting Date   19-May-2020
ISIN US7437131094       Agenda   935163268 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1A. Election of Director: Victoria M. Holt Management For For  
1B. Election of Director: Archie C. Black Management For For  
1C. Election of Director: Sujeet Chand Management For For  
1D. Election of Director: Moonhie Chin Management For For  
1E. Election of Director: Rainer Gawlick Management For For  
1F. Election of Director: John B. Goodman Management For For  
1G. Election of Director: Donald G. Krantz Management For For  
1H. Election of Director: Sven A. Wehrwein Management For For  
2. Ratification of the selection of Ernst & Young LLP as the independent registered public accounting firm for fiscal year 2020. Management For For  
3. Advisory approval of executive compensation. Management For For  
4. Advisory approval of frequency of future say-on-pay votes. Management 1 Year For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 392,700 0 27-Apr-2020 27-Apr-2020
NOVANTA INC.  
Security 67000B104       Meeting Type   Annual and Special Meeting
Ticker Symbol NOVT       Meeting Date   26-May-2020
ISIN CA67000B1040       Agenda   935202589 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
01 DIRECTOR Management      
  1 STEPHEN W. BERSHAD   For For  
  2 LONNY J. CARPENTER   For For  
  3 DEBORAH DISANZO   For For  
  4 MATTHIJS GLASTRA   For For  
  5 BRIAN D. KING   For For  
  6 IRA J. LAMEL   For For  
  7 MAXINE L. MAURICIO   For For  
  8 DOMINIC A. ROMEO   For For  
  9 THOMAS N. SECOR   For For  
02 APPROVAL, ON AN ADVISORY (NON-BINDING) BASIS, OF THE COMPANY'S EXECUTIVE COMPENSATION. Management For For  
03 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO SERVE UNTIL THE 2021 ANNUAL MEETING OF SHAREHOLDERS. Management For For  
04 TO APPROVE AN AMENDMENT TO THE COMPANY'S BY-LAWS TO ALLOW FOR REMOTE PARTICIPATION AT THE COMPANY'S SHAREHOLDER MEETINGS. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 665,995 0 04-May-2020 04-May-2020
OMNICELL, INC.  
Security 68213N109       Meeting Type   Annual
Ticker Symbol OMCL       Meeting Date   26-May-2020
ISIN US68213N1090       Agenda   935175338 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1.1 Election of Class I Director: Joanne B. Bauer Management For For  
1.2 Election of Class I Director: Robin G. Seim Management For For  
1.3 Election of Class I Director: Sara J. White Management For For  
2. Say on Pay - An advisory vote to approve named executive officer compensation. Management For For  
3. Proposal to ratify the selection of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2020. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 1,017,285 0 04-May-2020 04-May-2020
EXPONENT, INC.  
Security 30214U102       Meeting Type   Annual
Ticker Symbol EXPO       Meeting Date   28-May-2020
ISIN US30214U1025       Agenda   935173221 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1.1 Election of Director: Catherine Ford Corrigan Management For For  
1.2 Election of Director: Paul R. Johnston Management For For  
1.3 Election of Director: Carol Lindstrom Management For For  
1.4 Election of Director: Karen A. Richardson Management For For  
1.5 Election of Director: John B. Shoven Management For For  
1.6 Election of Director: Debra L. Zumwalt Management For For  
2. To ratify the appointment of KPMG LLP as independent registered public accounting firm for the Company for the fiscal year ending January 1, 2021. Management For For  
3. To approve, on an advisory basis, the fiscal 2019 compensation of the Company's named executive officers. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 1,062,245 0 06-May-2020 06-May-2020
THE DESCARTES SYSTEMS GROUP INC.  
Security 249906108       Meeting Type   Annual and Special Meeting
Ticker Symbol DSGX       Meeting Date   28-May-2020
ISIN CA2499061083       Agenda   935211184 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1 DIRECTOR Management      
  1 Deepak Chopra   For For  
  2 Deborah Close   For For  
  3 Eric Demirian   For For  
  4 Dennis Maple   For For  
  5 Chris Muntwyler   For For  
  6 Jane O'Hagan   For For  
  7 Edward J. Ryan   For For  
  8 John J. Walker   For For  
2 Appointment of KPMG LLP, Chartered Professional Accountants, Licensed Public Accountants, as auditors of the Corporation to hold office until the next annual meeting of shareholders or until a successor is appointed. Management For For  
3 Approval of the Say-On-Pay Resolution as set out on page 18 of the Corporation's Management Information Circular dated April 27, 2020. Management For For  
4 Approval of the Shareholder Rights Plan Resolution as set out on page 19 of the Corporation's Management Information Circular dated April 27, 2020. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 1,839,556 0 11-May-2020 11-May-2020
AXON ENTERPRISE, INC.  
Security 05464C101       Meeting Type   Annual
Ticker Symbol AAXN       Meeting Date   29-May-2020
ISIN US05464C1018       Agenda   935178346 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1. DIRECTOR Management      
  1 Mark Kroll   For For  
  2 Matthew McBrady   For For  
  3 Patrick Smith   For For  
2. Proposal No. 2 requests that shareholders vote to approve, on an advisory basis, the compensation of the Company's named executive officers. Management Against Against  
3. Proposal No. 3 requests the ratification on the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for fiscal year 2020. Management For For  
4A. Proposal No. 4A requests that shareholders vote to approve an amendment to Article 5 of the Company's Certificate of Incorporation to remove the super-majority vote requirement and replace with a majority vote requirement. Management For For  
4B. Proposal No. 4B requests that shareholders vote to approve an amendment to Article 6 of the Company's Certificate of Incorporation to remove the super-majority vote requirement and replace with a majority vote requirement. Management For For  
5. Proposal No. 5 is a shareholder proposal to elect each director annually. Shareholder For Against  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 527,645 0 08-May-2020 08-May-2020
CASELLA WASTE SYSTEMS, INC.  
Security 147448104       Meeting Type   Annual
Ticker Symbol CWST       Meeting Date   02-Jun-2020
ISIN US1474481041       Agenda   935199871 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1. DIRECTOR Management      
  1 Michael L. Battles   For For  
  2 Joseph G. Doody   For For  
  3 Emily Nagle Green   For For  
2. To approve, in an advisory "say-on-pay" vote, the compensation of the Company's named executive officers. Management For For  
3. To ratify the appointment of RSM US LLP as the Company's independent auditors for the fiscal year ending December 31, 2020. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 1,199,450 0 11-May-2020 11-May-2020
OMEGA FLEX, INC.  
Security 682095104       Meeting Type   Annual
Ticker Symbol OFLX       Meeting Date   03-Jun-2020
ISIN US6820951043       Agenda   935185454 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1. DIRECTOR Management      
  1 Kevin R. Hoben   For For  
  2 Mark F. Albino   For For  
  3 James M. Dubin   For For  
2. to ratify the appointment by the audit committee of the board of directors of independent auditors for the Company for the fiscal year ending December 31, 2020. Management For For  
3. to consider a shareholder proposal regarding a majority voting standard for election of directors, if properly presented at the meeting. Shareholder For Against  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 236,450 0 13-May-2020 13-May-2020
REALPAGE, INC.  
Security 75606N109       Meeting Type   Annual
Ticker Symbol RP       Meeting Date   03-Jun-2020
ISIN US75606N1090       Agenda   935212629 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1. DIRECTOR Management      
  1 Alfred R. Berkeley, III   For For  
  2 Peter Gyenes   For For  
  3 Charles F. Kane   For For  
2. To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. Management For For  
3. To approve an advisory (non-binding) proposal concerning our executive compensation program. Management For For  
4. To approve the RealPage, Inc. 2020 Equity Incentive Plan. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 428,000 0 13-May-2020 13-May-2020
VOCERA COMMUNICATIONS,INC.  
Security 92857F107       Meeting Type   Annual
Ticker Symbol VCRA       Meeting Date   05-Jun-2020
ISIN US92857F1075       Agenda   935191421 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1.1 Election of Director: Julie Iskow Management For For  
1.2 Election of Director: Howard E. Janzen Management For For  
1.3 Election of Director: Alexa King Management For For  
2. Proposal to ratify appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. Management For For  
3. Advisory vote on named executive officer compensation. Management Against Against  
4. Proposal to adopt Vocera's 2020 Equity Incentive Plan. Management Against Against  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 2,049,079 0 14-May-2020 14-May-2020
ACI WORLDWIDE, INC.  
Security 004498101       Meeting Type   Annual
Ticker Symbol ACIW       Meeting Date   09-Jun-2020
ISIN US0044981019       Agenda   935196647 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1. DIRECTOR Management      
  1 Odilon Almeida   For For  
  2 Janet O. Estep   For For  
  3 James C. Hale   For For  
  4 Pamela H. Patsley   For For  
  5 Charles E. Peters, Jr.   For For  
  6 David A. Poe   For For  
  7 Adalio T. Sanchez   For For  
  8 Thomas W. Warsop III   For For  
2. Ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020 Management For For  
3. Advisory approval of the Company's named executive officer compensation Management For For  
4. Approval of the Company's 2020 Equity and Incentive Compensation Plan Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 1,804,635 0 29-May-2020 29-May-2020
BLACKBAUD, INC.  
Security 09227Q100       Meeting Type   Annual
Ticker Symbol BLKB       Meeting Date   10-Jun-2020
ISIN US09227Q1004       Agenda   935190049 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1A. Election of Class A Director: Timothy Chou, Ph.D. Management For For  
1B. Election of Class A Director: Joyce M. Nelson Management For For  
2. ADVISORY VOTE TO APPROVE THE 2019 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. Management Against Against  
3. RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2020. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 488,500 0 20-May-2020 20-May-2020
LIGAND PHARMACEUTICALS INCORPORATED  
Security 53220K504       Meeting Type   Annual
Ticker Symbol LGND       Meeting Date   10-Jun-2020
ISIN US53220K5048       Agenda   935202515 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1. DIRECTOR Management      
  1 Jason M. Aryeh   For For  
  2 Sarah Boyce   For For  
  3 Todd C. Davis   For For  
  4 Nancy R. Gray, Ph.D.   For For  
  5 John L. Higgins   For For  
  6 John W. Kozarich, Ph.D.   For For  
  7 John L. LaMattina, Ph.D   For For  
  8 Sunil Patel   For For  
  9 Stephen L. Sabba, M.D.   For For  
2. Ratification of Ernst & Young LLP as Ligand's Independent Registered Public Accounting Firm. Management For For  
3. Approval, on an advisory basis, of the Compensation of the Named Executive Officers. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 414,715 0 19-May-2020 19-May-2020
GRAND CANYON EDUCATION, INC.  
Security 38526M106       Meeting Type   Annual
Ticker Symbol LOPE       Meeting Date   11-Jun-2020
ISIN US38526M1062       Agenda   935202565 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1.1 Election of Director: Brian E. Mueller Management For For  
1.2 Election of Director: Sara R. Dial Management For For  
1.3 Election of Director: Jack A. Henry Management For For  
1.4 Election of Director: Lisa Graham Keegan Management For For  
1.5 Election of Director: Chevy Humphrey Management For For  
2. To approve, on an advisory basis, the compensation of our named executive officers as disclosed in the Proxy Statement. Management For For  
3. To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 528,770 0 22-May-2020 22-May-2020
BALCHEM CORPORATION  
Security 057665200       Meeting Type   Annual
Ticker Symbol BCPC       Meeting Date   18-Jun-2020
ISIN US0576652004       Agenda   935201816 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1. DIRECTOR Management      
  1 David B. Fischer   For For  
  2 Perry W. Premdas   For For  
  3 Dr. John Y. Televantos   For For  
2. Ratification of the appointment of RSM US LLP as the Company's independent registered public accounting firm for the year 2020. Management For For  
3. Non-binding advisory approval of Named Executive Officers compensation as described in the Proxy Statement. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 547,920 0 27-May-2020 27-May-2020
MERIT MEDICAL SYSTEMS, INC.  
Security 589889104       Meeting Type   Annual
Ticker Symbol MMSI       Meeting Date   22-Jun-2020
ISIN US5898891040       Agenda   935233837 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1. DIRECTOR Management      
  1 Lonny J. Carpenter   For For  
  2 David K. Floyd   For For  
  3 James T. Hogan   For For  
2. Proposal to approve, on an advisory basis, the compensation of the Company's named executive officers. Management For For  
3. Ratification of the appointment of Deloitte & Touche LLP to serve as the independent registered public accounting firm of the Company for the year ending December 31, 2020. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 904,325 0 04-Jun-2020 04-Jun-2020

 

 

 

Fund Name: Conestoga Smid Cap Fund

Proxy Voting Record

July 1, 2019 - June 30, 2020

 

Investment Company Report
WAGEWORKS, INC.  
Security 930427109       Meeting Type   Special
Ticker Symbol WAGE       Meeting Date   28-Aug-2019
ISIN US9304271094       Agenda   935067478 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1. To consider and vote on a proposal to adopt the Agreement and Plan of Merger, dated as of June 26, 2019 by and among WageWorks, Inc., a Delaware corporation, HealthEquity, Inc., a Delaware corporation ("HealthEquity"), and Pacific Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of HealthEquity ("Merger Sub"), pursuant to which Merger Sub will be merged with and into WageWorks (the "merger") and WageWorks will survive the merger and become a wholly owned subsidiary of HealthEquity. Management For For  
2. To approve the adjournment of the special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement. Management For For  
3. To approve, on an advisory (non-binding) basis, certain compensation that will or may become payable to the named executive officers of WageWorks in connection with the merger. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 15,675 0 08-Aug-2019 08-Aug-2019
RBC BEARINGS INCORPORATED  
Security 75524B104       Meeting Type   Annual
Ticker Symbol ROLL       Meeting Date   11-Sep-2019
ISIN US75524B1044       Agenda   935066250 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1. DIRECTOR Management      
  1 Edward D. Stewart   For For  
  2 Daniel A. Bergeron   Withheld Against  
  3 Michael H. Ambrose   For For  
2. To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year 2020. Management For For  
3. To consider a resolution regarding the stockholder advisory vote on named executive officer compensation. Management Against Against  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 7,175 0 20-Aug-2019 20-Aug-2019
NEOGEN CORPORATION  
Security 640491106       Meeting Type   Annual
Ticker Symbol NEOG       Meeting Date   03-Oct-2019
ISIN US6404911066       Agenda   935075552 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1. DIRECTOR Management      
  1 JOHN E. ADENT   For For  
  2 WILLIAM T. BOEHM   For For  
  3 JAMES P. TOBIN   For For  
2. TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. Management For For  
3. RATIFICATION OF APPOINTMENT OF BDO USA LLP AS THE COMPANY'S INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 40,393 0 09-Sep-2019 09-Sep-2019
MERCURY SYSTEMS, INC.  
Security 589378108       Meeting Type   Annual
Ticker Symbol MRCY       Meeting Date   23-Oct-2019
ISIN US5893781089       Agenda   935079548 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1. DIRECTOR Management      
  1 James K. Bass#   For For  
  2 Michael A. Daniels#   For For  
  3 Lisa S. Disbrow#   For For  
  4 Barry R. Nearhos*   For For  
2. To approve, on an advisory basis, the compensation of our named executive officers. Management For For  
3. To ratify the appointment of KPMG LLP as our independent registered public accounting firm for fiscal 2020. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 35,595 0 02-Oct-2019 02-Oct-2019
BIO-TECHNE CORP  
Security 09073M104       Meeting Type   Annual
Ticker Symbol TECH       Meeting Date   24-Oct-2019
ISIN US09073M1045       Agenda   935077784 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1. To set the number of Directors at nine. Management For For  
2A. Election of Director: Robert V. Baumgartner Management For For  
2B. Election of Director: John L. Higgins Management For For  
2C. Election of Director: Joseph D. Keegan Management For For  
2D. Election of Director: Charles R. Kummeth Management For For  
2E. Election of Director: Roeland Nusse Management For For  
2F. Election of Director: Alpna Seth Management For For  
2G. Election of Director: Randolph Steer Management For For  
2H. Election of Director: Rupert Vessey Management For For  
2I. Election of Director: Harold J. Wiens Management For For  
3. Cast a non-binding vote on named executive officer compensation. Management For For  
4. Ratify the appointment of the Company's independent registered public accounting firm for the 2020 fiscal year. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 9,670 0 03-Oct-2019 03-Oct-2019
JACK HENRY & ASSOCIATES, INC.  
Security 426281101       Meeting Type   Annual
Ticker Symbol JKHY       Meeting Date   14-Nov-2019
ISIN US4262811015       Agenda   935090201 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1. DIRECTOR Management      
  1 M. Flanigan   For For  
  2 J. Prim   For For  
  3 T. Wilson   For For  
  4 J. Fiegel   For For  
  5 T. Wimsett   For For  
  6 L. Kelly   For For  
  7 S. Miyashiro   For For  
  8 W. Brown   For For  
  9 D. Foss   For For  
2. To approve, on an advisory basis, the compensation of our named executive officers. Management For For  
3. To ratify the selection of the Company's independent registered public accounting firm. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 21,530 0 23-Oct-2019 23-Oct-2019
BOTTOMLINE TECHNOLOGIES (DE), INC.  
Security 101388106       Meeting Type   Annual
Ticker Symbol EPAY       Meeting Date   21-Nov-2019
ISIN US1013881065       Agenda   935094348 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1. DIRECTOR Management      
  1 Jennifer M. Gray   For For  
  2 Paul H. Hough   For For  
  3 Benjamin E Robinson III   For For  
2. Non-binding advisory vote to approve executive compensation. Management For For  
3. Approval of the Company's 2019 Stock Incentive Plan and the authorization to issue 1,000,000 shares of common stock thereunder. Management Against Against  
4. Ratification of the selection of Ernst & Young LLP as the Company's registered public accounting firm for the current fiscal year. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 32,000 0 31-Oct-2019 31-Oct-2019
VAIL RESORTS, INC.  
Security 91879Q109       Meeting Type   Annual
Ticker Symbol MTN       Meeting Date   05-Dec-2019
ISIN US91879Q1094       Agenda   935093790 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1a. Election of Director: Susan L. Decker Management For For  
1b. Election of Director: Robert A. Katz Management For For  
1c. Election of Director: John T. Redmond Management For For  
1d. Election of Director: Michele Romanow Management For For  
1e. Election of Director: Hilary A. Schneider Management For For  
1f. Election of Director: D. Bruce Sewell Management For For  
1g. Election of Director: John F. Sorte Management For For  
1h. Election of Director: Peter A. Vaughn Management For For  
2. Ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending July 31, 2020. Management For For  
3. Hold an advisory vote to approve executive compensation. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 12,155 0 13-Nov-2019 13-Nov-2019
COPART, INC.  
Security 217204106       Meeting Type   Annual
Ticker Symbol CPRT       Meeting Date   06-Dec-2019
ISIN US2172041061       Agenda   935099855 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1.1 Election of Director: Willis J. Johnson Management For For  
1.2 Election of Director: A. Jayson Adair Management For For  
1.3 Election of Director: Matt Blunt Management For For  
1.4 Election of Director: Steven D. Cohan Management Against Against  
1.5 Election of Director: Daniel J. Englander Management For For  
1.6 Election of Director: James E. Meeks Management For For  
1.7 Election of Director: Thomas N. Tryforos Management For For  
1.8 Election of Director: Diane M. Morefield Management For For  
1.9 Election of Director: Stephen Fisher Management For For  
2. Advisory (non-binding) stockholder vote on executive compensation (say-on-pay vote). Management For For  
3. To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending July 31, 2020. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 27,170 0 13-Nov-2019 13-Nov-2019
EVI INDUSTRIES, INC.  
Security 26929N102       Meeting Type   Annual
Ticker Symbol EVI       Meeting Date   16-Dec-2019
ISIN US26929N1028       Agenda   935111651 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1. DIRECTOR Management      
  1 Henry M. Nahmad   For For  
  2 Dennis Mack   For For  
  3 David Blyer   Withheld Against  
  4 Alan M. Grunspan   For For  
  5 Timothy P. LaMacchia   Withheld Against  
  6 Hal M. Lucas   For For  
  7 Glen Kruger   For For  
2. Non-binding advisory vote to approve Named Executive Officer compensation. Management For For  
3. Non-binding advisory vote on the frequency with which the Company should hold future advisory votes on Named Executive Officer compensation. Management 1 Year Against  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 38,485 0 04-Dec-2019 04-Dec-2019
GUIDEWIRE SOFTWARE INC  
Security 40171V100       Meeting Type   Annual
Ticker Symbol GWRE       Meeting Date   17-Dec-2019
ISIN US40171V1008       Agenda   935107804 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1. DIRECTOR Management      
  1 Margaret Dillon   For For  
  2 Michael Keller   For For  
  3 Mike Rosenbaum   For For  
2. To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending July 31, 2020. Management For For  
3. To approve, on an advisory basis, the compensation of the Company's named executive officers as disclosed in the Proxy Statement. Management For For  
4. To approve the amendment and restatement of the Company's restated certificate of incorporation to eliminate the classified structure of the Company's Board of Directors. Management For For  
5. To consider a stockholder proposal regarding majority voting for the election of directors, if properly presented at the annual meeting. Shareholder For Against  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 25,285 0 26-Nov-2019 26-Nov-2019
CANTEL MEDICAL CORP.  
Security 138098108       Meeting Type   Annual
Ticker Symbol CMD       Meeting Date   18-Dec-2019
ISIN US1380981084       Agenda   935108705 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1A. Election of Director: Charles M. Diker Management For For  
1B. Election of Director: Alan R. Batkin Management For For  
1C. Election of Director: Ann E. Berman Management For For  
1D. Election of Director: Mark N. Diker Management For For  
1E. Election of Director: Anthony B. Evnin Management For For  
1F. Election of Director: Laura L. Forese Management For For  
1G. Election of Director: George L. Fotiades Management For For  
1H. Election of Director: Ronnie Myers Management For For  
1I. Election of Director: Karen N. Prange Management For For  
1J. Election of Director: Peter J. Pronovost Management For For  
2. Advisory vote to approve Named Executive Officer compensation. Management For For  
3. Ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending July 31, 2020. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 39,179 0 26-Nov-2019 26-Nov-2019
FAIR ISAAC CORPORATION  
Security 303250104       Meeting Type   Annual
Ticker Symbol FICO       Meeting Date   04-Mar-2020
ISIN US3032501047       Agenda   935126056 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1a. Election of Director: Braden R. Kelly Management For For  
1b. Election of Director: Fabiola R. Arredondo Management For For  
1c. Election of Director: A. George Battle Management For For  
1d. Election of Director: James D. Kirsner Management For For  
1e. Election of Director: William J. Lansing Management For For  
1f. Election of Director: Eva Manolis Management For For  
1g. Election of Director: Marc F. McMorris Management For For  
1h. Election of Director: Joanna Rees Management For For  
1i. Election of Director: David A. Rey Management For For  
2. To approve the amendment to the 2012 Long-Term Incentive Plan. Management For For  
3. To approve the advisory (non-binding) resolution relating to the named executive officer compensation as disclosed in the proxy statement. Management For For  
4. To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending September 30,2020. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 9,400 0 11-Feb-2020 11-Feb-2020
CONSTRUCTION PARTNERS INC  
Security 21044C107       Meeting Type   Annual
Ticker Symbol ROAD       Meeting Date   06-Mar-2020
ISIN US21044C1071       Agenda   935125600 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1A. Election of Class II director to serve for a three-year term expiring at the 2023: Craig Jennings Management For For  
1B. Election of Class II director to serve for a three-year term expiring at the 2023: Mark R. Matteson Management For For  
2. Proposal to ratify the appointment of RSM US LLP as the Company's independent registered public accountants for the fiscal year ending September 30, 2020. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 70,205 0 10-Feb-2020 10-Feb-2020
HEICO CORPORATION  
Security 422806208       Meeting Type   Annual
Ticker Symbol HEIA       Meeting Date   20-Mar-2020
ISIN US4228062083       Agenda   935128973 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1. DIRECTOR Management      
  1 Thomas M. Culligan   For For  
  2 Adolfo Henriques   For For  
  3 Mark H. Hildebrandt   Withheld Against  
  4 Eric A. Mendelson   For For  
  5 Laurans A. Mendelson   For For  
  6 Victor H. Mendelson   For For  
  7 Julie Neitzel   For For  
  8 Dr. Alan Schriesheim   For For  
  9 Frank J. Schwitter   For For  
2. ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. Management For For  
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31, 2020. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 41,270 0 24-Feb-2020 24-Feb-2020
A.O. SMITH CORPORATION  
Security 831865209       Meeting Type   Annual
Ticker Symbol AOS       Meeting Date   15-Apr-2020
ISIN US8318652091       Agenda   935136348 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1. DIRECTOR Management      
  1 William P. Greubel   For For  
  2 Dr. Ilham Kadri   For For  
  3 Idelle K. Wolf   For For  
  4 Gene C. Wulf   For For  
2. Proposal to approve, by nonbinding advisory vote, the compensation of our named executive officers. Management For For  
3. Proposal to ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm of the corporation. Management For For  
4. Proposal to approve an amendment of the A. O. Smith Combined Incentive Compensation Plan and increase of authorized shares of Common Stock by 2,400,000. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 40,865 0 12-Mar-2020 12-Mar-2020
COGNEX CORPORATION  
Security 192422103       Meeting Type   Annual
Ticker Symbol CGNX       Meeting Date   23-Apr-2020
ISIN US1924221039       Agenda   935137237 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1A Election of Director: Patrick A. Alias Management Against Against  
1B Election of Director: Theodor Krantz Management For For  
1C Election of Director: Dianne M. Parrotte Management For For  
2. To ratify the selection of Grant Thornton LLP as Cognex's independent registered public accounting firm for fiscal year 2020. Management For For  
3. To approve, on an advisory basis, the compensation of Cognex's named executive officers as described in the proxy statement including the Compensation Discussion and Analysis, compensation tables and narrative discussion ("say-on-pay"). Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 47,060 0 25-Mar-2020 25-Mar-2020
SIMPSON MANUFACTURING CO., INC.  
Security 829073105       Meeting Type   Annual
Ticker Symbol SSD       Meeting Date   23-Apr-2020
ISIN US8290731053       Agenda   935137732 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1A. Election of Director: James S. Andrasick Management For For  
1B. Election of Director: Michael A. Bless Management Against Against  
1C. Election of Director: Jennifer A. Chatman Management For For  
1D. Election of Director: Karen Colonias Management For For  
1E. Election of Director: Gary M. Cusumano Management For For  
1F. Election of Director: Philip E. Donaldson Management For For  
1G. Election of Director: Celeste Volz Ford Management For For  
1H. Election of Director: Robin G. MacGillivray Management For For  
2. Approve, on an advisory, non-binding basis, the compensation of the Company's named executive officers. Management For For  
3. Ratify the Board of Directors' selection of Grant Thornton LLP as the Company's independent registered public accounting firm for 2020. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 27,815 0 20-Mar-2020 20-Mar-2020
GRACO INC.  
Security 384109104       Meeting Type   Annual
Ticker Symbol GGG       Meeting Date   24-Apr-2020
ISIN US3841091040       Agenda   935137679 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1A. Election of Director: Patrick J. McHale Management For For  
1B. Election of Director: Lee R. Mitau Management For For  
1C. Election of Director: Martha A. Morfitt Management For For  
1D. Election of Director: Kevin J. Wheeler Management For For  
2. Ratification of appointment of Deloitte & Touche LLP as the Company's independent registered accounting firm. Management For For  
3. Approval, on an advisory basis, of the compensation paid to our named executive officers as disclosed in the Proxy Statement. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 43,990 0 26-Mar-2020 26-Mar-2020
DOUGLAS DYNAMICS, INC  
Security 25960R105       Meeting Type   Annual
Ticker Symbol PLOW       Meeting Date   28-Apr-2020
ISIN US25960R1059       Agenda   935166911 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1. DIRECTOR Management      
  1 James L. Janik   For For  
  2 James D. Staley   For For  
2. Advisory vote (non-binding) to approve the compensation of the Company's named executive officers. Management For For  
3. The ratification of the appointment of Deloitte & Touche LLP to serve as the Company's independent registered public accounting firm for the year ending December 31, 2020. Management For For  
4. Approval of the Company's Amended and Restated 2010 Stock Incentive Plan. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 73,575 0 03-Apr-2020 03-Apr-2020
ROLLINS, INC.  
Security 775711104       Meeting Type   Annual
Ticker Symbol ROL       Meeting Date   28-Apr-2020
ISIN US7757111049       Agenda   935144408 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1. DIRECTOR Management      
  1 R. Randall Rollins   For For  
  2 Henry B. Tippie   Withheld Against  
  3 James B. Williams   For For  
2. To ratify the appointment of Grant Thornton LLP as independent registered public accounting firm of the Company for fiscal year ending December 31, 2020. Management For For  
3. To hold a nonbinding advisory vote to approve executive compensation as disclosed in these materials. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 112,540 0 27-Mar-2020 27-Mar-2020
POOL CORPORATION  
Security 73278L105       Meeting Type   Annual
Ticker Symbol POOL       Meeting Date   29-Apr-2020
ISIN US73278L1052       Agenda   935154839 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1A. Election of Director: Peter D. Arvan Management For For  
1B. Election of Director: Andrew W. Code Management For For  
1C. Election of Director: Timothy M. Graven Management For For  
1D. Election of Director: Debra S. Oler Management For For  
1E. Election of Director: Manuel J. Perez de la Mesa Management For For  
1F. Election of Director: Harlan F. Seymour Management For For  
1G. Election of Director: Robert C. Sledd Management For For  
1H. Election of Director: John E. Stokely Management For For  
1I. Election of Director: David G. Whalen Management For For  
2. Ratification of the retention of Ernst & Young LLP, certified public accountants, as our independent registered public accounting firm for the 2020 fiscal year. Management For For  
3. Say-on-pay vote: Advisory vote to approve the compensation of our named executive officers as disclosed in the proxy statement. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 21,395 0 02-Apr-2020 02-Apr-2020
TREX COMPANY, INC.  
Security 89531P105       Meeting Type   Annual
Ticker Symbol TREX       Meeting Date   29-Apr-2020
ISIN US89531P1057       Agenda   935137744 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1.1 Election of Director: Jay M. Gratz Management For For  
1.2 Election of Director: Kristine L. Juster Management For For  
1.3 Election of Director: Ronald W. Kaplan Management For For  
1.4 Election of Director: Gerald Volas Management For For  
2. To approve, on a non-binding advisory basis, the compensation of our named executive officers. Management For For  
3. To approve the Fourth Certificate of Amendment to the Restated Certificate of Incorporation of Trex Company, Inc. to increase the number of authorized shares of common stock, $0.01 par value per share, from 120,000,000 to 180,000,000. Management For For  
4. To ratify the appointment of Ernst & Young LLP as Trex Company's independent registered public accounting firm for the 2020 fiscal year. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 31,220 0 31-Mar-2020 31-Mar-2020
TELEFLEX INCORPORATED  
Security 879369106       Meeting Type   Annual
Ticker Symbol TFX       Meeting Date   01-May-2020
ISIN US8793691069       Agenda   935164335 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1A. Election of Director: George Babich, Jr. Management For For  
1B. Election of Director: Gretchen R. Haggerty Management For For  
1C. Election of Director: Liam J. Kelly Management For For  
2. Approval, on an advisory basis, of named executive officer compensation. Management For For  
3. Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2020. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 8,970 0 09-Apr-2020 09-Apr-2020
PLURALSIGHT, INC.  
Security 72941B106       Meeting Type   Annual
Ticker Symbol PS       Meeting Date   05-May-2020
ISIN US72941B1061       Agenda   935152518 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1. DIRECTOR Management      
  1 Arne Duncan   For For  
  2 Leah Johnson   For For  
  3 Frederick Onion   For For  
  4 Karenann Terrell   Withheld Against  
2. Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. Management For For  
3. Approve, on an advisory non-binding basis, the compensation of our named executive officers. Management For For  
4. Approve, on an advisory non-binding basis, the frequency of future advisory votes to approve the compensation of our named executive officers. Management 1 Year For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 130,445 0 11-Apr-2020 11-Apr-2020
WEST PHARMACEUTICAL SERVICES, INC.  
Security 955306105       Meeting Type   Annual
Ticker Symbol WST       Meeting Date   05-May-2020
ISIN US9553061055       Agenda   935152493 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1A. Election of Director: Mark A. Buthman Management For For  
1B. Election of Director: William F. Feehery Management For For  
1C. Election of Director: Robert Friel Management For For  
1D. Election of Director: Eric M. Green Management For For  
1E. Election of Director: Thomas W. Hofmann Management For For  
1F. Election of Director: Paula A. Johnson Management For For  
1G. Election of Director: Deborah L. V. Keller Management For For  
1H. Election of Director: Myla P. Lai-Goldman Management For For  
1I. Election of Director: Douglas A. Michels Management For For  
1J. Election of Director: Paolo Pucci Management For For  
1K. Election of Director: Patrick J. Zenner Management For For  
2. Advisory vote to approve named executive officer compensation. Management For For  
3. To approve an amendement to Article 5 of our Amended and Restated Articles of Incorporation to increase the number of authorized shares of common stock from 100 million to 200 million. Management For For  
4. To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2020. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 27,174 0 13-Apr-2020 13-Apr-2020
TYLER TECHNOLOGIES, INC.  
Security 902252105       Meeting Type   Annual
Ticker Symbol TYL       Meeting Date   12-May-2020
ISIN US9022521051       Agenda   935189325 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1A. Election of Director: Donald R. Brattain Management For For  
1B. Election of Director: Glenn A. Carter Management For For  
1C. Election of Director: Brenda A. Cline Management For For  
1D. Election of Director: J. Luther King Jr. Management For For  
1E. Election of Director: Mary L. Landrieu Management For For  
1F. Election of Director: John S. Marr Jr. Management For For  
1G. Election of Director: H. Lynn Moore Jr. Management For For  
1H. Election of Director: Daniel M. Pope Management For For  
1I. Election of Director: Dustin R. Womble Management For For  
2. Ratification of Ernst & Young LLP as independent auditors. Management For For  
3. Approval of an advisory resolution on executive compensation. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 12,630 0 20-Apr-2020 20-Apr-2020
REPLIGEN CORPORATION  
Security 759916109       Meeting Type   Annual
Ticker Symbol RGEN       Meeting Date   13-May-2020
ISIN US7599161095       Agenda   935202046 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1A. Election of Director: Nicolas M. Barthelemy Management For For  
1B. Election of Director: Karen A. Dawes Management For For  
1C. Election of Director: Tony J. Hunt Management For For  
1D. Election of Director: Rohin Mhatre, Ph.D. Management For For  
1E. Election of Director: Glenn P. Muir Management For For  
1F. Election of Director: Thomas F. Ryan, Jr. Management For For  
2. To ratify the selection of Ernst & Young LLP as independent registered public accountants for fiscal year 2020. Management For For  
3. Advisory vote to approve the compensation paid to Repligen Corporation's named executive officers. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 44,770 0 12-May-2020 12-May-2020
SITEONE LANDSCAPE SUPPLY, INC.  
Security 82982L103       Meeting Type   Annual
Ticker Symbol SITE       Meeting Date   13-May-2020
ISIN US82982L1035       Agenda   935164676 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1. DIRECTOR Management      
  1 William W. Douglas, III   For For  
  2 Jeri L. Isbell   For For  
2. Ratification of the appointment of Deloitte & Touche LLP as the company's independent registered public accounting firm for the year ending January 3, 2021. Management For For  
3. Advisory vote to approve executive compensation. Management For For  
4. Approve management's proposal to approve the SiteOne Landscape Supply, Inc. 2020 Omnibus Equity Incentive Plan. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 38,120 0 22-Apr-2020 22-Apr-2020
ALBANY INTERNATIONAL CORP.  
Security 012348108       Meeting Type   Annual
Ticker Symbol AIN       Meeting Date   14-May-2020
ISIN US0123481089       Agenda   935158659 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1. DIRECTOR Management      
  1 Christine L. Standish   For For  
  2 Erland E. Kailbourne   For For  
  3 John F. Cassidy Jr.   For For  
  4 John R. Scannell   Withheld Against  
  5 Katharine L. Plourde   For For  
  6 A. William Higgins   For For  
  7 Kenneth W. Krueger   For For  
  8 Lee C. Wortham   For For  
  9 Mark J. Murphy   For For  
2. To ratify the appointment of KPMG LLP as our independent auditor. Management For For  
3. To approve, by non-binding vote, executive compensation. Management For For  
4. To consider and take action on a proposal to approve a new Directors' Annual Retainer Plan, increasing the stock portion of each Director's annual retainer from $90,000 to $105,000 and extending the term of the Plan. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 26,380 0 22-Apr-2020 22-Apr-2020
ANSYS, INC.  
Security 03662Q105       Meeting Type   Annual
Ticker Symbol ANSS       Meeting Date   15-May-2020
ISIN US03662Q1058       Agenda   935167418 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1A. Election of Class III Director for three-year term: Ajei S. Gopal Management For For  
1B. Election of Class III Director for three-year term: Glenda M. Dorchak Management For For  
1C. Election of Class III Director for three-year term: Robert M. Calderoni Management For For  
2. The ratification of the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for fiscal year 2020. Management For For  
3. The advisory vote to approve compensation of our named executive officers. Management Against Against  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 11,875 0 17-Apr-2020 17-Apr-2020
JOHN BEAN TECHNOLOGIES CORPORATION  
Security 477839104       Meeting Type   Annual
Ticker Symbol JBT       Meeting Date   15-May-2020
ISIN US4778391049       Agenda   935163244 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1A. Election of Director: Barbara L. Brasier Management For For  
1B. Election of Director: Thomas W. Giacomini Management For For  
1C. Election of Director: Polly B. Kawalek Management For For  
2. Approve on an advisory basis a non-binding resolution regarding the compensation of named executive officers. Management For For  
3. Ratify the appointment of KPMG LLP as our independent registered public accounting firm for 2020. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 26,905 0 24-Apr-2020 24-Apr-2020
THE CHEFS' WAREHOUSE, INC.  
Security 163086101       Meeting Type   Annual
Ticker Symbol CHEF       Meeting Date   15-May-2020
ISIN US1630861011       Agenda   935154815 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1A. Election of Director: Dominick Cerbone Management For For  
1B. Election of Director: Joseph Cugine Management For For  
1C. Election of Director: Steven F. Goldstone Management For For  
1D. Election of Director: Alan Guarino Management For For  
1E. Election of Director: Stephen Hanson Management For For  
1F. Election of Director: Katherine Oliver Management For For  
1G. Election of Director: Christopher Pappas Management For For  
1H. Election of Director: John Pappas Management For For  
2. To ratify the selection of BDO USA, LLP as our independent registered public accounting firm for the fiscal year ending December 25, 2020. Management For For  
3. To approve, on a non-binding, advisory basis, the compensation of our named executive officers as disclosed in the 2020 Proxy Statement. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 85,030 0 24-Apr-2020 24-Apr-2020
SPS COMMERCE, INC.  
Security 78463M107       Meeting Type   Annual
Ticker Symbol SPSC       Meeting Date   18-May-2020
ISIN US78463M1071       Agenda   935170910 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1A. Election of Director: Archie C. Black Management For For  
1B. Election of Director: Martin J. Leestma Management For For  
1C. Election of Director: James B. Ramsey Management For For  
1D. Election of Director: Marty M. Reaume Management For For  
1E. Election of Director: Tami L. Reller Management For For  
1F. Election of Director: Philip E. Soran Management For For  
1G. Election of Director: Sven A. Wehrwein Management For For  
2. Ratification of the selection of KPMG LLP as the independent auditor of SPS Commerce, Inc. for the fiscal year ending December 31, 2020. Management For For  
3. Advisory approval of the compensation of the named executive officers of SPS Commerce, Inc. Management For For  
4. Approval of an amendment to our Eighth Amended and Restated Certificate of Incorporation to increase the number of authorized shares of common stock. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 34,834 0 30-Apr-2020 30-Apr-2020
ALTAIR ENGINEERING INC  
Security 021369103       Meeting Type   Annual
Ticker Symbol ALTR       Meeting Date   19-May-2020
ISIN US0213691035       Agenda   935169943 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1A. Election of Class III Director to serve until the 2023 annual meeting of stockholder: James R. Scapa Management For For  
1B. Election of Class III Director to serve until the 2023 annual meeting of stockholders: Steve Earhart Management For For  
2. To vote, on an advisory basis, on the compensation of the Company's named executive officers Management For For  
3. To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2020 Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 51,270 0 27-Apr-2020 27-Apr-2020
CORE LABORATORIES N.V.  
Security N22717107       Meeting Type   Annual
Ticker Symbol CLB       Meeting Date   20-May-2020
ISIN NL0000200384       Agenda   935179108 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1A. Election of Class I Supervisory Director: Harvey Klingensmith. (Please note that an Abstain vote is treated as a Withhold) Management For For  
1B. Election of Class I Supervisory Director: Monique van Dijken Eeuwijk. (Please note that an Abstain vote is treated as a Withhold) Management For For  
2. To appoint KPMG, including its U.S. and Dutch affiliates (collectively, "KPMG") as Core Laboratories N.V.'s independent registered public accountants for the year ending December 31, 2020. Management For For  
3. To confirm and adopt our Dutch Statutory Annual Accounts in the English language for the fiscal year ended December 31, 2019, following a discussion of our Dutch Report of the Management Board for that same period. Management For For  
4. To approve and resolve the cancellation of our repurchased shares held at 12:01 a.m. CEST on May 20, 2020. Management For For  
5. To approve and resolve the extension of the existing authority to repurchase up to 10% of our issued share capital from time to time for an 18-month period, until November 20, 2021, and such repurchased shares may be used for any legal purpose. Management For For  
6. To approve and resolve the extension of the authority to issue shares and/or to grant rights (including options to purchase) with respect to our common and preference shares up to a maximum of 10% of outstanding shares per annum until November 20, 2021. Management For For  
7. To approve and resolve the extension of the authority to limit or exclude the preemptive rights of the holders of our common shares and/or preference shares up to a maximum of 10% of outstanding shares per annum until November 20, 2021. Management For For  
8A. Approve, on an advisory basis, the compensation philosophy, policies and procedures described in the section entitled Compensation Discussion and Analysis ("CD&A"), and the compensation of Core Laboratories N.V.'s named executive officers as disclosed pursuant to the United States Securities and Exchange Commission's compensation disclosure rules, including the compensation tables. Management For For  
8B. Cast a favorable advisory vote on the remuneration report referred to in Section 2:135b of the Dutch Civil Code for the fiscal year ended December 31, 2019. Management For For  
8C. Adopt the remuneration policy for the Management Board and the Supervisory Board in line with new Dutch legal requirements. Management For For  
9. To approve and resolve the amendment and restatement of the Core Laboratories N.V. 2014 Long-Term Incentive Plan (the "LTIP"), the principal purposes of which are to increase the number of shares authorized for issuance thereunder, to extend the term of the LTIP through May 20, 2030, and for other purposes. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 24,945 0 30-Apr-2020 30-Apr-2020
LCI INDUSTRIES  
Security 50189K103       Meeting Type   Annual
Ticker Symbol LCII       Meeting Date   21-May-2020
ISIN US50189K1034       Agenda   935174045 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1A. Election of Director: James F. Gero Management For For  
1B. Election of Director: Frank J. Crespo Management For For  
1C. Election of Director: Brendan J. Deely Management For For  
1D. Election of Director: Ronald J. Fenech Management For For  
1E. Election of Director: Tracy D. Graham Management For For  
1F. Election of Director: Virginia L. Henkels Management For For  
1G. Election of Director: Jason D. Lippert Management For For  
1H. Election of Director: Kieran M. O'Sullivan Management For For  
1I. Election of Director: David A. Reed Management For For  
1J. Election of Director: John A. Sirpilla Management For For  
2. To approve, in a non-binding advisory vote, the compensation of the Company's named executive officers. Management For For  
3. To ratify the appointment of KPMG LLP as independent auditor for the Company for the year ending December 31, 2020. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 22,200 0 02-May-2020 02-May-2020
OMNICELL, INC.  
Security 68213N109       Meeting Type   Annual
Ticker Symbol OMCL       Meeting Date   26-May-2020
ISIN US68213N1090       Agenda   935175338 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1.1 Election of Class I Director: Joanne B. Bauer Management For For  
1.2 Election of Class I Director: Robin G. Seim Management For For  
1.3 Election of Class I Director: Sara J. White Management For For  
2. Say on Pay - An advisory vote to approve named executive officer compensation. Management For For  
3. Proposal to ratify the selection of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2020. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 58,205 0 04-May-2020 04-May-2020
EXPONENT, INC.  
Security 30214U102       Meeting Type   Annual
Ticker Symbol EXPO       Meeting Date   28-May-2020
ISIN US30214U1025       Agenda   935173221 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1.1 Election of Director: Catherine Ford Corrigan Management For For  
1.2 Election of Director: Paul R. Johnston Management For For  
1.3 Election of Director: Carol Lindstrom Management For For  
1.4 Election of Director: Karen A. Richardson Management For For  
1.5 Election of Director: John B. Shoven Management For For  
1.6 Election of Director: Debra L. Zumwalt Management For For  
2. To ratify the appointment of KPMG LLP as independent registered public accounting firm for the Company for the fiscal year ending January 1, 2021. Management For For  
3. To approve, on an advisory basis, the fiscal 2019 compensation of the Company's named executive officers. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 49,195 0 06-May-2020 06-May-2020
THE DESCARTES SYSTEMS GROUP INC.  
Security 249906108       Meeting Type   Annual and Special Meeting
Ticker Symbol DSGX       Meeting Date   28-May-2020
ISIN CA2499061083       Agenda   935211184 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1 DIRECTOR Management      
  1 Deepak Chopra   For For  
  2 Deborah Close   For For  
  3 Eric Demirian   For For  
  4 Dennis Maple   For For  
  5 Chris Muntwyler   For For  
  6 Jane O'Hagan   For For  
  7 Edward J. Ryan   For For  
  8 John J. Walker   For For  
2 Appointment of KPMG LLP, Chartered Professional Accountants, Licensed Public Accountants, as auditors of the Corporation to hold office until the next annual meeting of shareholders or until a successor is appointed. Management For For  
3 Approval of the Say-On-Pay Resolution as set out on page 18 of the Corporation's Management Information Circular dated April 27, 2020. Management For For  
4 Approval of the Shareholder Rights Plan Resolution as set out on page 19 of the Corporation's Management Information Circular dated April 27, 2020. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 97,075 0 11-May-2020 11-May-2020
AXON ENTERPRISE, INC.  
Security 05464C101       Meeting Type   Annual
Ticker Symbol AAXN       Meeting Date   29-May-2020
ISIN US05464C1018       Agenda   935178346 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1. DIRECTOR Management      
  1 Mark Kroll   For For  
  2 Matthew McBrady   For For  
  3 Patrick Smith   For For  
2. Proposal No. 2 requests that shareholders vote to approve, on an advisory basis, the compensation of the Company's named executive officers. Management Against Against  
3. Proposal No. 3 requests the ratification on the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for fiscal year 2020. Management For For  
4A. Proposal No. 4A requests that shareholders vote to approve an amendment to Article 5 of the Company's Certificate of Incorporation to remove the super-majority vote requirement and replace with a majority vote requirement. Management For For  
4B. Proposal No. 4B requests that shareholders vote to approve an amendment to Article 6 of the Company's Certificate of Incorporation to remove the super-majority vote requirement and replace with a majority vote requirement. Management For For  
5. Proposal No. 5 is a shareholder proposal to elect each director annually. Shareholder For Against  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 40,865 0 08-May-2020 08-May-2020
WATSCO, INC.  
Security 942622200       Meeting Type   Annual
Ticker Symbol WSO       Meeting Date   01-Jun-2020
ISIN US9426222009       Agenda   935205648 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1. DIRECTOR Management      
  1 Brian E. Keeley   For For  
2. To approve a non-binding advisory resolution regarding the compensation of our named executive officers. Management Against Against  
3. To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the 2020 fiscal year. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 17,180 0 08-May-2020 08-May-2020
CASELLA WASTE SYSTEMS, INC.  
Security 147448104       Meeting Type   Annual
Ticker Symbol CWST       Meeting Date   02-Jun-2020
ISIN US1474481041       Agenda   935199871 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1. DIRECTOR Management      
  1 Michael L. Battles   For For  
  2 Joseph G. Doody   For For  
  3 Emily Nagle Green   For For  
2. To approve, in an advisory "say-on-pay" vote, the compensation of the Company's named executive officers. Management For For  
3. To ratify the appointment of RSM US LLP as the Company's independent auditors for the fiscal year ending December 31, 2020. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 82,345 0 11-May-2020 11-May-2020
REALPAGE, INC.  
Security 75606N109       Meeting Type   Annual
Ticker Symbol RP       Meeting Date   03-Jun-2020
ISIN US75606N1090       Agenda   935212629 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1. DIRECTOR Management      
  1 Alfred R. Berkeley, III   For For  
  2 Peter Gyenes   For For  
  3 Charles F. Kane   For For  
2. To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. Management For For  
3. To approve an advisory (non-binding) proposal concerning our executive compensation program. Management For For  
4. To approve the RealPage, Inc. 2020 Equity Incentive Plan. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 21,025 0 13-May-2020 13-May-2020
GARTNER, INC.  
Security 366651107       Meeting Type   Annual
Ticker Symbol IT       Meeting Date   08-Jun-2020
ISIN US3666511072       Agenda   935192461 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1A. Election of Director: Peter E. Bisson Management For For  
1B. Election of Director: Richard J. Bressler Management For For  
1C. Election of Director: Raul E. Cesan Management For For  
1D. Election of Director: Karen E. Dykstra Management For For  
1E. Election of Director: Anne Sutherland Fuchs Management For For  
1F. Election of Director: William O. Grabe Management For For  
1G. Election of Director: Eugene A. Hall Management For For  
1H. Election of Director: Stephen G. Pagliuca Management For For  
1I. Election of Director: Eileen M. Serra Management For For  
1J. Election of Director: James C. Smith Management For For  
2. Approve, on an advisory basis, the compensation of our named executive officers. Management For For  
3. Ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the 2020 fiscal year. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 17,170 0 19-May-2020 19-May-2020
ACI WORLDWIDE, INC.  
Security 004498101       Meeting Type   Annual
Ticker Symbol ACIW       Meeting Date   09-Jun-2020
ISIN US0044981019       Agenda   935196647 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1. DIRECTOR Management      
  1 Odilon Almeida   For For  
  2 Janet O. Estep   For For  
  3 James C. Hale   For For  
  4 Pamela H. Patsley   For For  
  5 Charles E. Peters, Jr.   For For  
  6 David A. Poe   For For  
  7 Adalio T. Sanchez   For For  
  8 Thomas W. Warsop III   For For  
2. Ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020 Management For For  
3. Advisory approval of the Company's named executive officer compensation Management For For  
4. Approval of the Company's 2020 Equity and Incentive Compensation Plan Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 49,630 0 29-May-2020 29-May-2020
LIGAND PHARMACEUTICALS INCORPORATED  
Security 53220K504       Meeting Type   Annual
Ticker Symbol LGND       Meeting Date   10-Jun-2020
ISIN US53220K5048       Agenda   935202515 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1. DIRECTOR Management      
  1 Jason M. Aryeh   For For  
  2 Sarah Boyce   For For  
  3 Todd C. Davis   For For  
  4 Nancy R. Gray, Ph.D.   For For  
  5 John L. Higgins   For For  
  6 John W. Kozarich, Ph.D.   For For  
  7 John L. LaMattina, Ph.D   For For  
  8 Sunil Patel   For For  
  9 Stephen L. Sabba, M.D.   For For  
2. Ratification of Ernst & Young LLP as Ligand's Independent Registered Public Accounting Firm. Management For For  
3. Approval, on an advisory basis, of the Compensation of the Named Executive Officers. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 17,210 0 19-May-2020 19-May-2020
GRAND CANYON EDUCATION, INC.  
Security 38526M106       Meeting Type   Annual
Ticker Symbol LOPE       Meeting Date   11-Jun-2020
ISIN US38526M1062       Agenda   935202565 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1.1 Election of Director: Brian E. Mueller Management For For  
1.2 Election of Director: Sara R. Dial Management For For  
1.3 Election of Director: Jack A. Henry Management For For  
1.4 Election of Director: Lisa Graham Keegan Management For For  
1.5 Election of Director: Chevy Humphrey Management For For  
2. To approve, on an advisory basis, the compensation of our named executive officers as disclosed in the Proxy Statement. Management For For  
3. To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 27,475 0 22-May-2020 22-May-2020
HEALTH CATALYST, INC.  
Security 42225T107       Meeting Type   Annual
Ticker Symbol HCAT       Meeting Date   12-Jun-2020
ISIN US42225T1079       Agenda   935203997 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1. DIRECTOR Management      
  1 Timothy G. Ferris   Withheld Against  
  2 Anita V. Pramoda   Withheld Against  
  3 S. Dawn Smith   For For  
2. Ratification of the selection of Ernst & Young LLP as the independent registered public accounting firm of Health Catalyst, Inc. for its fiscal year ending December 31, 2020. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 69,880 0 26-May-2020 26-May-2020
BRIGHT HORIZONS FAMILY SOLUTIONS INC.  
Security 109194100       Meeting Type   Annual
Ticker Symbol BFAM       Meeting Date   16-Jun-2020
ISIN US1091941005       Agenda   935203644 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1A. Election of Class I Director, for a term of three years: Stephen H. Kramer Management For For  
1B. Election of Class I Director, for a term of three years: Dr. Sara Lawrence-Lightfoot Management For For  
1C. Election of Class I Director, for a term of three years: David H. Lissy Management For For  
1D. Election of Class I Director, for a term of three years: Cathy E. Minehan Management For For  
2. To approve, on an advisory basis, the compensation paid by the Company to its named executive officers. Management For For  
3. To ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2020. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 45,025 0 26-May-2020 26-May-2020
IAA, INC  
Security 449253103       Meeting Type   Annual
Ticker Symbol IAA       Meeting Date   17-Jun-2020
ISIN US4492531037       Agenda   935198893 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1A. Election of Class I Director: John W. Kett Management For For  
1B. Election of Class I Director: Peter H. Kamin Management For For  
1C. Election of Class I Director: Lynn Jolliffe Management For For  
2. To approve, on an advisory basis, the compensation of our named executive officers. Management For For  
3. To approve, on an advisory basis, the frequency of future advisory votes on named executive officer compensation. Management 1 Year For  
4. Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 27, 2020. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 63,130 0 28-May-2020 28-May-2020
BALCHEM CORPORATION  
Security 057665200       Meeting Type   Annual
Ticker Symbol BCPC       Meeting Date   18-Jun-2020
ISIN US0576652004       Agenda   935201816 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1. DIRECTOR Management      
  1 David B. Fischer   For For  
  2 Perry W. Premdas   For For  
  3 Dr. John Y. Televantos   For For  
2. Ratification of the appointment of RSM US LLP as the Company's independent registered public accounting firm for the year 2020. Management For For  
3. Non-binding advisory approval of Named Executive Officers compensation as described in the Proxy Statement. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 23,025 0 27-May-2020 27-May-2020
MERIT MEDICAL SYSTEMS, INC.  
Security 589889104       Meeting Type   Annual
Ticker Symbol MMSI       Meeting Date   22-Jun-2020
ISIN US5898891040       Agenda   935233837 - Management
                 
Item Proposal   Proposed by Vote For/Against Management  
1. DIRECTOR Management      
  1 Lonny J. Carpenter   For For  
  2 David K. Floyd   For For  
  3 James T. Hogan   For For  
2. Proposal to approve, on an advisory basis, the compensation of the Company's named executive officers. Management For For  
3. Ratification of the appointment of Deloitte & Touche LLP to serve as the independent registered public accounting firm of the Company for the year ending December 31, 2020. Management For For  
                 
Account Number Account Name Internal Account Custodian Ballot Shares Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 51,463 0 04-Jun-2020 04-Jun-2020

 

 

 

SIGNATURES 

 

[See General Instruction F]

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

(Registrant) Conestoga Funds  

 

By (Signature and Title)* /s/ Duane D'Orazio  
    Secretary  
       
Date August 25, 2020    

 

  * Print the name and title of each signing officer under his or her signature.