N-PX 1 fp0035345_npx.htm

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT

INVESTMENT COMPANY

 

 

Investment Company Act file number 811-21120  

 

Conestoga Funds
(Exact name of registrant as specified in charter)

 

Conestoga Capital Advisors, 550 E. Swedesford Rd., Suite 210, Wayne, PA 19087
(Address of principal executive offices) (Zip code)

 

Conestoga Capital Advisors, 550 E. Swedesford Rd., Suite 210, Wayne, PA 19087
(Name and address of agent for service)

 

Registrant's telephone number, including area code: 800-320-7790                  

 

Date of fiscal year end: September 30
     
Date of reporting period: July 1, 2017 – June 30, 2018  

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

 

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

 

 

 

Item 1.Proxy Voting Record.

 

Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:

 

(a)The name of the issuer of the portfolio security;

 

(b)The exchange ticker symbol of the portfolio security;

 

(c)The Council on Uniform Securities Identification Procedures (“CUSIP”) number for the portfolio security;

 

(d)The shareholder meeting date;

 

(e)A brief identification of the matter voted on;

 

(f)Whether the matter was proposed by the issuer or by a security holder;

 

(g)Whether the registrant cast its vote on the matter;

 

(h)How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and

 

(i)Whether the registrant cast its vote for or against management.

 

 

 

 Investment Company Report

 

Conestoga Small Cap Fund

NVE CORPORATION  
Security 629445206             Meeting Type   Annual
Ticker Symbol NVEC                   Meeting Date   03-Aug-2017  
ISIN US6294452064             Agenda   934649609 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1.   Election of Directors Management                
    1 TERRENCE W. GLARNER         For     For    
    2 DANIEL A. BAKER         For     For    
    3 PATRICIA M. HOLLISTER         For     For    
    4 RICHARD W. KRAMP         For     For    
    5 GARY R. MAHARAJ         For     For    
2.   14A Executive Compensation Management     For     For    
3.   14A Executive Compensation Vote Frequency Management     1 Year     For    
4.   Ratify Appointment of Independent Auditors Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 139,450   0 14-Jul-2017 04-Aug-2017
NEOGEN CORPORATION  
Security 640491106             Meeting Type   Annual
Ticker Symbol NEOG                   Meeting Date   05-Oct-2017  
ISIN US6404911066             Agenda   934676670 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1.   Election of Directors Management                
    1 JAMES L. HERBERT         For     For    
    2 G. BRUCE PAPESH         For     For    
    3 THOMAS H. REED         For     For    
    4 DARCI L. VETTER         For     For    
2.   14A Executive Compensation Management     For     For    
3.   Ratify Appointment of Independent Auditors Management     For     For    
4.   14A Executive Compensation Vote Frequency Management     1 Year     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 517,600   0 15-Sep-2017 06-Oct-2017
BIO-TECHNE CORP  
Security 09073M104             Meeting Type   Annual
Ticker Symbol TECH                   Meeting Date   26-Oct-2017  
ISIN US09073M1045             Agenda   934677216 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1.   Fix Number of Directors Management     For     For    
2A. Election of Directors (Majority Voting) Management     For     For    
2B. Election of Directors (Majority Voting) Management     Against     Against    
2C. Election of Directors (Majority Voting) Management     For     For    
2D. Election of Directors (Majority Voting) Management     For     For    
2E. Election of Directors (Majority Voting) Management     For     For    
2F. Election of Directors (Majority Voting) Management     For     For    
2G. Election of Directors (Majority Voting) Management     For     For    
2H. Election of Directors (Majority Voting) Management     For     For    
2I. Election of Directors (Majority Voting) Management     For     For    
2J. Election of Directors (Majority Voting) Management     For     For    
3.   14A Executive Compensation Management     For     For    
4.   14A Executive Compensation Vote Frequency Management     1 Year     For    
5.   Amend Stock Compensation Plan Management     For     For    
6.   Ratify Appointment of Independent Auditors Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 120,000   0 11-Oct-2017 27-Oct-2017
MESA LABORATORIES, INC.  
Security 59064R109             Meeting Type   Annual
Ticker Symbol MLAB                   Meeting Date   02-Nov-2017  
ISIN US59064R1095             Agenda   934680340 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1.   Election of Directors Management                
    1 M. BROOKS         For     For    
    2 H. CAMPBELL         For     For    
    3 R. DWYER         For     For    
    4 E. GUILLEMIN         For     For    
    5 D. KELLY         For     For    
    6 J. SCHMIEDER         For     For    
    7 J. SULLIVAN         For     For    
    8 G. OWENS         For     For    
2.   14A Executive Compensation Management     For     For    
3.   Ratify Appointment of Independent Auditors Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 230,386   0 13-Oct-2017 03-Nov-2017
BOTTOMLINE TECHNOLOGIES (DE), INC.  
Security 101388106             Meeting Type   Annual
Ticker Symbol EPAY                   Meeting Date   16-Nov-2017  
ISIN US1013881065             Agenda   934688891 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1.   Election of Directors Management                
    1 KENNETH J. D'AMATO         For     For    
    2 ROBERT A. EBERLE         For     For    
    3 JEFFREY C. LEATHE         For     For    
2.   14A Executive Compensation Management     For     For    
3.   14A Executive Compensation Vote Frequency Management     1 Year     For    
4.   Amend Stock Compensation Plan Management     For     For    
5.   Ratify Appointment of Independent Auditors Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 1,015,000   0 27-Oct-2017 17-Nov-2017
WD-40 COMPANY  
Security 929236107             Meeting Type   Annual
Ticker Symbol WDFC                   Meeting Date   12-Dec-2017  
ISIN US9292361071             Agenda   934695391 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1.   Election of Directors Management                
    1 P.D. BEWLEY         For     For    
    2 D.T. CARTER         For     For    
    3 M. CLAASSEN         For     For    
    4 E.P. ETCHART         For     For    
    5 L.A. LANG         For     For    
    6 D.B. PENDARVIS         For     For    
    7 D.E. PITTARD         For     For    
    8 G.O. RIDGE         For     For    
    9 G.A. SANDFORT         Withheld     Against    
    10 N.E. SCHMALE         For     For    
2.   14A Executive Compensation Management     For     For    
3.   14A Executive Compensation Vote Frequency Management     1 Year     For    
4.   Approve Stock Compensation Plan Management     For     For    
5.   Ratify Appointment of Independent Auditors Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 200,000   0 20-Nov-2017 13-Dec-2017
CANTEL MEDICAL CORP.  
Security 138098108             Meeting Type   Annual
Ticker Symbol CMD                   Meeting Date   03-Jan-2018  
ISIN US1380981084             Agenda   934709986 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1A. Election of Directors (Majority Voting) Management     For     For    
1B. Election of Directors (Majority Voting) Management     For     For    
1C. Election of Directors (Majority Voting) Management     For     For    
1D. Election of Directors (Majority Voting) Management     For     For    
1E. Election of Directors (Majority Voting) Management     For     For    
1F. Election of Directors (Majority Voting) Management     For     For    
1G. Election of Directors (Majority Voting) Management     For     For    
1H. Election of Directors (Majority Voting) Management     For     For    
1I. Election of Directors (Majority Voting) Management     For     For    
1J. Election of Directors (Majority Voting) Management     For     For    
2.   14A Executive Compensation Management     For     For    
3.   14A Executive Compensation Vote Frequency Management     1 Year     For    
4.   Approve Charter Amendment Management     Against     Against    
5.   Ratify Appointment of Independent Auditors Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 445,692   0 12-Dec-2017 04-Jan-2018
ESCO TECHNOLOGIES INC.  
Security 296315104             Meeting Type   Annual
Ticker Symbol ESE                   Meeting Date   02-Feb-2018  
ISIN US2963151046             Agenda   934711296 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1.   Election of Directors Management                
    1 GARY E. MUENSTER         For     For    
    2 JAMES M. STOLZE         For     For    
2.   Approve Charter Amendment Management     For     For    
3.   Adopt Omnibus Stock Option Plan Management     For     For    
4.   Ratify Appointment of Independent Auditors Management     For     For    
5.   14A Executive Compensation Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 533,800   0 01-Feb-2018 05-Feb-2018
NATIONAL RESEARCH CORPORATION  
Security 637372202             Meeting Type   Special
Ticker Symbol NRCIA                  Meeting Date   16-Apr-2018  
ISIN US6373722023             Agenda   934747861 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1.   Approve Recapitalization Plan Management     For     For    
2.   Approve Charter Amendment Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 247,923   0 23-Mar-2018 17-Apr-2018
NATIONAL RESEARCH CORPORATION  
Security 637372301             Meeting Type   Special
Ticker Symbol NRCIB                  Meeting Date   16-Apr-2018  
ISIN US6373723013             Agenda   934747861 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1.   Approve Recapitalization Plan Management     For     For    
2.   Approve Charter Amendment Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 68,951   0 23-Mar-2018 17-Apr-2018
ROLLINS, INC.  
Security 775711104             Meeting Type   Annual
Ticker Symbol ROL                   Meeting Date   24-Apr-2018  
ISIN US7757111049             Agenda   934755325 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1.   Election of Directors Management                
    1 Gary W. Rollins         For     For    
    2 Larry L. Prince         For     For    
    3 Pamela R. Rollins         For     For    
2.   Ratify Appointment of Independent Auditors Management     For     For    
3.   Approve Stock Compensation Plan Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 287,700   0 23-Apr-2018 25-Apr-2018
SIMPSON MANUFACTURING CO., INC.  
Security 829073105             Meeting Type   Annual
Ticker Symbol SSD                   Meeting Date   24-Apr-2018  
ISIN US8290731053             Agenda   934741631 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1a. Election of Directors (Majority Voting) Management     For     For    
1b. Election of Directors (Majority Voting) Management     For     For    
1c. Election of Directors (Majority Voting) Management     Against     Against    
1d. Election of Directors (Majority Voting) Management     For     For    
1e. Election of Directors (Majority Voting) Management     For     For    
1f. Election of Directors (Majority Voting) Management     For     For    
2.   Ratify Appointment of Independent Auditors Management     For     For    
3.   14A Executive Compensation Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 885,900   0 19-Mar-2018 25-Apr-2018
WESTWOOD HOLDINGS GROUP, INC.  
Security 961765104             Meeting Type   Annual
Ticker Symbol WHG                   Meeting Date   25-Apr-2018  
ISIN US9617651040             Agenda   934748510 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1.   Election of Directors Management                
    1 Brian O. Casey         For     For    
    2 Richard M. Frank         For     For    
    3 Susan M. Byrne         For     For    
    4 Ellen H. Masterson         For     For    
    5 Robert D. McTeer         For     For    
    6 Geoffrey R. Norman         For     For    
    7 Martin J. Weiland         For     For    
    8 Raymond E. Wooldridge         For     For    
2.   Ratify Appointment of Independent Auditors Management     For     For    
3.   Amend Stock Compensation Plan Management     For     For    
4.   14A Executive Compensation Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 484,321   0 26-Mar-2018 26-Apr-2018
DOUGLAS DYNAMICS, INC  
Security 25960R105             Meeting Type   Annual
Ticker Symbol PLOW                   Meeting Date   01-May-2018  
ISIN US25960R1059             Agenda   934766378 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1.   Election of Directors Management                
    1 James L. Packard         For     For    
    2 Kenneth W. Krueger         For     For    
2.   14A Executive Compensation Management     For     For    
3.   Ratify Appointment of Independent Auditors Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 474,685   0 04-Apr-2018 02-May-2018
NIC INC.  
Security 62914B100             Meeting Type   Annual
Ticker Symbol EGOV                   Meeting Date   01-May-2018  
ISIN US62914B1008             Agenda   934739814 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1.   Election of Directors Management                
    1 Harry H. Herington         For     For    
    2 Art N. Burtscher         For     For    
    3 Venmal (Raji) Arasu         For     For    
    4 Karen S. Evans         For     For    
    5 Ross C. Hartley         For     For    
    6 C. Brad Henry         For     For    
    7 Alexander C. Kemper         For     For    
    8 William M. Lyons         For     For    
    9 Pete Wilson         For     For    
2.   14A Executive Compensation Management     For     For    
3.   Ratify Appointment of Independent Auditors Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 1,090,700   0 27-Mar-2018 02-May-2018
TREX COMPANY, INC.  
Security 89531P105             Meeting Type   Annual
Ticker Symbol TREX                   Meeting Date   02-May-2018  
ISIN US89531P1057             Agenda   934737606 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1.   Election of Directors Management                
    1 James E. Cline         For     For    
    2 Patricia B. Robinson         For     For    
2.   14A Executive Compensation Management     For     For    
3.   Authorize Common Stock Increase Management     For     For    
4.   Ratify Appointment of Independent Auditors Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 438,025   0 27-Apr-2018 03-May-2018
FOX FACTORY HOLDING CORP.  
Security 35138V102             Meeting Type   Annual
Ticker Symbol FOXF                   Meeting Date   03-May-2018  
ISIN US35138V1026             Agenda   934744524 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1.   Election of Directors Management                
    1 Michael Dennison         For     For    
    2 Ted Waitman         For     For    
2.   Ratify Appointment of Independent Auditors Management     For     For    
3.   14A Executive Compensation Management     For     For    
4.   14A Executive Compensation Vote Frequency Management     1 Year     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 1,048,475   0 02-Apr-2018 04-May-2018
ROGERS CORPORATION  
Security 775133101             Meeting Type   Annual
Ticker Symbol ROG                   Meeting Date   03-May-2018  
ISIN US7751331015             Agenda   934744029 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1.   Election of Directors Management                
    1 Keith L. Barnes         For     For    
    2 Michael F. Barry         For     For    
    3 Bruce D. Hoechner         For     For    
    4 Carol R. Jensen         For     For    
    5 Ganesh Moorthy         For     For    
    6 Jeffrey J. Owens         For     For    
    7 Helene Simonet         For     For    
    8 Peter C. Wallace         For     For    
2.   14A Executive Compensation Management     For     For    
3.   Ratify Appointment of Independent Auditors Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 296,595   0 10-Apr-2018 04-May-2018
SOTHEBY'S  
Security 835898107             Meeting Type   Annual
Ticker Symbol BID                   Meeting Date   03-May-2018  
ISIN US8358981079             Agenda   934747784 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1a. Election of Directors (Majority Voting) Management     For     For    
1b. Election of Directors (Majority Voting) Management     For     For    
1c. Election of Directors (Majority Voting) Management     For     For    
1d. Election of Directors (Majority Voting) Management     For     For    
1e. Election of Directors (Majority Voting) Management     For     For    
1f. Election of Directors (Majority Voting) Management     For     For    
1g. Election of Directors (Majority Voting) Management     For     For    
1h. Election of Directors (Majority Voting) Management     For     For    
1i. Election of Directors (Majority Voting) Management     For     For    
1j. Election of Directors (Majority Voting) Management     For     For    
1k. Election of Directors (Majority Voting) Management     For     For    
2.   14A Executive Compensation Management     For     For    
3.   Miscellaneous Compensation Plans Management     For     For    
4.   Approve Stock Compensation Plan Management     For     For    
5.   Ratify Appointment of Independent Auditors Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 839,880   0 04-Apr-2018 04-May-2018
BLACKLINE, INC.  
Security 09239B109             Meeting Type   Annual
Ticker Symbol BL                    Meeting Date   09-May-2018  
ISIN US09239B1098             Agenda   934744512 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1.   Election of Directors Management                
    1 Hollie Haynes         Withheld     Against    
    2 Jason Babcoke         For     For    
    3 Kevin Thompson         For     For    
2.   Ratify Appointment of Independent Auditors Management     For     For    
3.   Adopt Employee Stock Purchase Plan Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 598,100   0 10-Apr-2018 10-May-2018
BLACKLINE, INC.  
Security 09239B109             Meeting Type   Annual
Ticker Symbol BL                    Meeting Date   09-May-2018  
ISIN US09239B1098             Agenda   934759537 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1.   Election of Directors Management                
    1 Jason Babcoke         For     For    
    2 Kevin Thompson         For     For    
2.   Ratify Appointment of Independent Auditors Management     For     For    
3.   Adopt Employee Stock Purchase Plan Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 598,100   0 06-Apr-2018 10-May-2018
TYLER TECHNOLOGIES, INC.  
Security 902252105             Meeting Type   Annual
Ticker Symbol TYL                   Meeting Date   09-May-2018  
ISIN US9022521051             Agenda   934772802 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1A. Election of Directors (Majority Voting) Management     For     For    
1B. Election of Directors (Majority Voting) Management     For     For    
1C. Election of Directors (Majority Voting) Management     For     For    
1D. Election of Directors (Majority Voting) Management     For     For    
1E. Election of Directors (Majority Voting) Management     For     For    
1F. Election of Directors (Majority Voting) Management     For     For    
1G. Election of Directors (Majority Voting) Management     For     For    
1H. Election of Directors (Majority Voting) Management     For     For    
2.   Ratify Appointment of Independent Auditors Management     For     For    
3.   14A Executive Compensation Management     For     For    
4.   Approve Stock Compensation Plan Management     For     For    
5.   Transact Other Business Management     Against     Against    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 110,300   0 27-Apr-2018 10-May-2018
DORMAN PRODUCTS, INC.  
Security 258278100             Meeting Type   Annual
Ticker Symbol DORM                   Meeting Date   10-May-2018  
ISIN US2582781009             Agenda   934755058 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1a. Election of Directors (Majority Voting) Management     For     For    
1b. Election of Directors (Majority Voting) Management     For     For    
1c. Election of Directors (Majority Voting) Management     For     For    
1d. Election of Directors (Majority Voting) Management     For     For    
1e. Election of Directors (Majority Voting) Management     For     For    
1f. Election of Directors (Majority Voting) Management     For     For    
1g. Election of Directors (Majority Voting) Management     For     For    
2.   14A Executive Compensation Management     For     For    
3.   Approve Stock Compensation Plan Management     For     For    
4.   Ratify Appointment of Independent Auditors Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 421,649   0 13-Apr-2018 11-May-2018
JOHN BEAN TECHNOLOGIES CORPORATION  
Security 477839104             Meeting Type   Annual
Ticker Symbol JBT                   Meeting Date   11-May-2018  
ISIN US4778391049             Agenda   934749005 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1A   Election of Directors (Majority Voting) Management     For     For    
1B   Election of Directors (Majority Voting) Management     For     For    
2.   14A Executive Compensation Management     For     For    
3.   Ratify Appointment of Independent Auditors Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 210,150   0 13-Apr-2018 14-May-2018
PROS HOLDINGS, INC.  
Security 74346Y103             Meeting Type   Annual
Ticker Symbol PRO                   Meeting Date   11-May-2018  
ISIN US74346Y1038             Agenda   934757064 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1.   Election of Directors Management                
    1 Penelope Herscher         For     For    
    2 Leslie Rechan         For     For    
    3 William Russell         For     For    
2.   14A Executive Compensation Management     For     For    
3.   Ratify Appointment of Independent Auditors Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 1,288,500   0 09-Apr-2018 14-May-2018
AAON, INC.  
Security 000360206             Meeting Type   Annual
Ticker Symbol AAON                   Meeting Date   15-May-2018  
ISIN US0003602069             Agenda   934766570 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1A   Election of Directors (Majority Voting) Management     For     For    
1B   Election of Directors (Majority Voting) Management     For     For    
1C   Election of Directors (Majority Voting) Management     For     For    
2   Amend Stock Compensation Plan Management     For     For    
3   Ratify Appointment of Independent Auditors Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 1,249,550   0 17-Apr-2018 16-May-2018
OMNICELL, INC.  
Security 68213N109             Meeting Type   Annual
Ticker Symbol OMCL                   Meeting Date   15-May-2018  
ISIN US68213N1090             Agenda   934769514 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1.   Election of Directors Management                
    1 Randall A. Lipps         For     For    
    2 Vance B. Moore         For     For    
    3 Mark W. Parrish         For     For    
2.   Amend Stock Compensation Plan Management     For     For    
3.   14A Executive Compensation Management     For     For    
4.   Ratify Appointment of Independent Auditors Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 1,127,150   0 23-Apr-2018 16-May-2018
PROTO LABS, INC.  
Security 743713109             Meeting Type   Annual
Ticker Symbol PRLB                   Meeting Date   16-May-2018  
ISIN US7437131094             Agenda   934764297 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1.   Election of Directors Management                
    1 Victoria M. Holt         For     For    
    2 Archie C. Black         For     For    
    3 Rainer Gawlick         For     For    
    4 John B. Goodman         For     For    
    5 Donald G. Krantz         For     For    
    6 Sven A. Wehrwein         For     For    
    7 Sujeet Chand         For     For    
2.   Ratify Appointment of Independent Auditors Management     For     For    
3.   14A Executive Compensation Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 390,275   0 18-Apr-2018 17-May-2018
REPLIGEN CORPORATION  
Security 759916109             Meeting Type   Annual
Ticker Symbol RGEN                   Meeting Date   16-May-2018  
ISIN US7599161095             Agenda   934800168 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1.   Election of Directors Management                
    1 Nicolas M. Barthelemy         For     For    
    2 Glenn L. Cooper         For     For    
    3 John G. Cox         Withheld     Against    
    4 Karen A. Dawes         For     For    
    5 Tony J. Hunt         For     For    
    6 Glenn P. Muir         Withheld     Against    
    7 Thomas F. Ryan, Jr.         Withheld     Against    
2.   Ratify Appointment of Independent Auditors Management     For     For    
3.   14A Executive Compensation Management     For     For    
4.   Adopt Stock Option Plan Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 1,074,400   0 27-Apr-2018 17-May-2018
SITEONE LANDSCAPE SUPPLY, INC.  
Security 82982L103             Meeting Type   Annual
Ticker Symbol SITE                   Meeting Date   16-May-2018  
ISIN US82982L1035             Agenda   934764437 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1.   Election of Directors Management                
    1 Doug Black         For     For    
    2 Jack L. Wyszomierski         For     For    
2.   14A Executive Compensation Management     For     For    
3.   Ratify Appointment of Independent Auditors Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 508,400   0 24-Apr-2018 17-May-2018
THE CHEFS' WAREHOUSE, INC.  
Security 163086101             Meeting Type   Annual
Ticker Symbol CHEF                   Meeting Date   18-May-2018  
ISIN US1630861011             Agenda   934771583 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1.   Election of Directors Management                
    1 Christina Carroll         For     For    
    2 Dominick Cerbone         For     For    
    3 John A. Couri         For     For    
    4 Joseph Cugine         For     For    
    5 Steven F. Goldstone         For     For    
    6 Alan Guarino         For     For    
    7 Stephen Hanson         For     For    
    8 Katherine Oliver         For     For    
    9 Christopher Pappas         For     For    
    10 John Pappas         For     For    
    11 David E. Schreibman         For     For    
2.   Ratify Appointment of Independent Auditors Management     For     For    
3.   14A Executive Compensation Management     For     For    
4.   14A Executive Compensation Vote Frequency Management     1 Year     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 559,711   0 27-Apr-2018 21-May-2018
MGP INGREDIENTS INC  
Security 55303J106             Meeting Type   Annual
Ticker Symbol MGPI                   Meeting Date   23-May-2018  
ISIN US55303J1060             Agenda   934766683 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1A. Election of Directors (Majority Voting) Management     For     For    
1B. Election of Directors (Majority Voting) Management     For     For    
1C. Election of Directors (Majority Voting) Management     For     For    
1D. Election of Directors (Majority Voting) Management     For     For    
2.   Ratify Appointment of Independent Auditors Management     For     For    
3.   14A Executive Compensation Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 574,166   0 22-May-2018 24-May-2018
HEALTHSTREAM, INC.  
Security 42222N103             Meeting Type   Annual
Ticker Symbol HSTM                   Meeting Date   24-May-2018  
ISIN US42222N1037             Agenda   934780467 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1.   Election of Directors Management                
    1 Robert A. Frist, Jr.         For     For    
    2 Frank Gordon         For     For    
    3 C. Martin Harris, M.D.         For     For    
2.   Ratify Appointment of Independent Auditors Management     For     For    
3.   14A Executive Compensation Management     For     For    
4.   14A Executive Compensation Vote Frequency Management     1 Year     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 1,081,727   0 03-May-2018 25-May-2018
HEALTHCARE SERVICES GROUP, INC.  
Security 421906108             Meeting Type   Annual
Ticker Symbol HCSG                   Meeting Date   29-May-2018  
ISIN US4219061086             Agenda   934787144 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1.   Election of Directors Management                
    1 Theodore Wahl         For     For    
    2 John M. Briggs         For     For    
    3 Robert L. Frome         For     For    
    4 Robert J. Moss         For     For    
    5 Dino D. Ottaviano         For     For    
    6 Michael E. McBryan         For     For    
    7 Diane S. Casey         For     For    
    8 John J. McFadden         For     For    
    9 Jude Visconto         For     For    
    10 Daniela Castagnino         For     For    
2.   Ratify Appointment of Independent Auditors Management     For     For    
3.   14A Executive Compensation Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 805,100   0 07-May-2018 30-May-2018
MEDIDATA SOLUTIONS, INC.  
Security 58471A105             Meeting Type   Annual
Ticker Symbol MDSO                   Meeting Date   30-May-2018  
ISIN US58471A1051             Agenda   934793274 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1a. Election of Directors (Majority Voting) Management     For     For    
1b. Election of Directors (Majority Voting) Management     For     For    
1c. Election of Directors (Majority Voting) Management     For     For    
1d. Election of Directors (Majority Voting) Management     For     For    
1e. Election of Directors (Majority Voting) Management     For     For    
1f. Election of Directors (Majority Voting) Management     For     For    
1g. Election of Directors (Majority Voting) Management     For     For    
2.   14A Executive Compensation Management     For     For    
3.   Amend Stock Compensation Plan Management     For     For    
4.   Amend Employee Stock Purchase Plan Management     For     For    
5.   Ratify Appointment of Independent Auditors Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 464,250   0 08-May-2018 31-May-2018
NATIONAL RESEARCH CORPORATION  
Security 637372202             Meeting Type   Annual
Ticker Symbol NRC                   Meeting Date   30-May-2018  
ISIN US6373722023             Agenda   934812911 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1.   Election of Directors Management                
    1 Michael D. Hays         For     For    
    2 John N. Nunnelly         For     For    
2.   Ratify Appointment of Independent Auditors Management     For     For    
3.   14A Executive Compensation Management     For     For    
4.   Amend Non-Employee Director Plan Management     Against     Against    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 318,674   0 07-May-2018 31-May-2018
EXPONENT, INC.  
Security 30214U102             Meeting Type   Annual
Ticker Symbol EXPO                   Meeting Date   31-May-2018  
ISIN US30214U1025             Agenda   934790228 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1.1 Election of Directors (Majority Voting) Management     For     For    
1.2 Election of Directors (Majority Voting) Management     For     For    
1.3 Election of Directors (Majority Voting) Management     For     For    
1.4 Election of Directors (Majority Voting) Management     For     For    
1.5 Election of Directors (Majority Voting) Management     For     For    
1.6 Election of Directors (Majority Voting) Management     For     For    
2.   Ratify Appointment of Independent Auditors Management     For     For    
3.   Authorize Common Stock Increase Management     For     For    
4.   Approve Reverse Stock Split Management     For     For    
5.   14A Executive Compensation Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 645,000   0 08-May-2018 01-Jun-2018
SPS COMMERCE, INC.  
Security 78463M107             Meeting Type   Annual
Ticker Symbol SPSC                   Meeting Date   31-May-2018  
ISIN US78463M1071             Agenda   934783627 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1a. Election of Directors (Majority Voting) Management     For     For    
1b. Election of Directors (Majority Voting) Management     For     For    
1c. Election of Directors (Majority Voting) Management     For     For    
1d. Election of Directors (Majority Voting) Management     For     For    
1e. Election of Directors (Majority Voting) Management     For     For    
1f. Election of Directors (Majority Voting) Management     For     For    
1g. Election of Directors (Majority Voting) Management     For     For    
1h. Election of Directors (Majority Voting) Management     For     For    
1i. Election of Directors (Majority Voting) Management     For     For    
2.   Ratify Appointment of Independent Auditors Management     For     For    
3.   14A Executive Compensation Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 276,050   0 09-May-2018 01-Jun-2018
SUN HYDRAULICS CORPORATION  
Security 866942105             Meeting Type   Annual
Ticker Symbol SNHY                   Meeting Date   31-May-2018  
ISIN US8669421054             Agenda   934789249 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1.   Election of Directors Management                
    1 Wolfgang H. Dangel         For     For    
    2 David W. Grzelak         For     For    
2.   Ratify Appointment of Independent Auditors Management     For     For    
3.   14A Executive Compensation Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 806,150   0 08-May-2018 01-Jun-2018
THE DESCARTES SYSTEMS GROUP INC.  
Security 249906108             Meeting Type   Annual
Ticker Symbol DSGX                   Meeting Date   31-May-2018  
ISIN CA2499061083             Agenda   934821530 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1   Election of Directors (Majority Voting) Management                
    1 David I. Beatson         For     For    
    2 Deborah Close         For     For    
    3 Eric A. Demirian         For     For    
    4 Chris Hewat         Withheld     Against    
    5 Dennis Maple         For     For    
    6 Jane O'Hagan         For     For    
    7 Edward J. Ryan         For     For    
    8 John J. Walker         For     For    
2   Ratify Appointment of Independent Auditors Management     For     For    
3   14A Executive Compensation Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 1,915,275   0 10-May-2018 01-Jun-2018
VOCERA COMMUNICATIONS,INC.  
Security 92857F107             Meeting Type   Annual
Ticker Symbol VCRA                   Meeting Date   01-Jun-2018  
ISIN US92857F1075             Agenda   934795886 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1A   Election of Directors (Majority Voting) Management     For     For    
1B   Election of Directors (Majority Voting) Management     For     For    
2.   Ratify Appointment of Independent Auditors Management     For     For    
3.   14A Executive Compensation Management     For     For    
4.   14A Executive Compensation Vote Frequency Management     1 Year     For    
5.   Amend Stock Compensation Plan Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 1,034,400   0 22-May-2018 04-Jun-2018
LEMAITRE VASCULAR, INC.  
Security 525558201             Meeting Type   Annual
Ticker Symbol LMAT                   Meeting Date   05-Jun-2018  
ISIN US5255582018             Agenda   934810791 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1.   Election of Directors Management                
    1 Lawrence J. Jasinski         Withheld     Against    
    2 John J. O'Connor         For     For    
    3 Joseph P. Pellegrino Jr         For     For    
2.   Ratify Appointment of Independent Auditors Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 898,099   0 04-Jun-2018 06-Jun-2018
COSTAR GROUP, INC.  
Security 22160N109             Meeting Type   Annual
Ticker Symbol CSGP                   Meeting Date   06-Jun-2018  
ISIN US22160N1090             Agenda   934797272 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1a. Election of Directors (Majority Voting) Management     For     For    
1b. Election of Directors (Majority Voting) Management     For     For    
1c. Election of Directors (Majority Voting) Management     For     For    
1d. Election of Directors (Majority Voting) Management     For     For    
1e. Election of Directors (Majority Voting) Management     For     For    
1f. Election of Directors (Majority Voting) Management     For     For    
1g. Election of Directors (Majority Voting) Management     Against     Against    
1h. Election of Directors (Majority Voting) Management     For     For    
2.   Ratify Appointment of Independent Auditors Management     For     For    
3.   14A Executive Compensation Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 45,000   0 15-May-2018 07-Jun-2018
MATADOR RESOURCES COMPANY  
Security 576485205             Meeting Type   Annual
Ticker Symbol MTDR                   Meeting Date   07-Jun-2018  
ISIN US5764852050             Agenda   934800738 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1.1 Election of Directors (Majority Voting) Management     For     For    
1.2 Election of Directors (Majority Voting) Management     Against     Against    
1.3 Election of Directors (Majority Voting) Management     For     For    
1.4 Election of Directors (Majority Voting) Management     For     For    
1.5 Election of Directors (Majority Voting) Management     For     For    
2.   14A Executive Compensation Management     For     For    
3.   14A Executive Compensation Vote Frequency Management     1 Year     For    
4.   Ratify Appointment of Independent Auditors Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 679,106   0 17-May-2018 08-Jun-2018
STAMPS.COM INC.  
Security 852857200             Meeting Type   Annual
Ticker Symbol STMP                   Meeting Date   11-Jun-2018  
ISIN US8528572006             Agenda   934819496 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1.   Election of Directors Management                
    1 G. Bradford Jones         Withheld     Against    
2.   14A Executive Compensation Management     For     For    
3.   Amend Stock Compensation Plan Management     For     For    
4.   Ratify Appointment of Independent Auditors Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 205,600   0 16-May-2018 12-Jun-2018
ACI WORLDWIDE, INC.  
Security 004498101             Meeting Type   Annual
Ticker Symbol ACIW                   Meeting Date   12-Jun-2018  
ISIN US0044981019             Agenda   934810448 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1.   Election of Directors Management                
    1 Janet O. Estep         For     For    
    2 James C. Hale         For     For    
    3 Philip G. Heasley         For     For    
    4 Pamela H. Patsley         For     For    
    5 Charles E. Peters, Jr.         For     For    
    6 David A. Poe         For     For    
    7 Adalio T. Sanchez         For     For    
    8 Thomas W. Warsop III         For     For    
2.   Ratify Appointment of Independent Auditors Management     For     For    
3.   14A Executive Compensation Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 1,432,915   0 21-May-2018 13-Jun-2018
BLACKBAUD, INC.  
Security 09227Q100             Meeting Type   Annual
Ticker Symbol BLKB                   Meeting Date   12-Jun-2018  
ISIN US09227Q1004             Agenda   934797676 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1a. Election of Directors (Majority Voting) Management     For     For    
1b. Election of Directors (Majority Voting) Management     For     For    
2.   14A Executive Compensation Management     For     For    
3.   Ratify Appointment of Independent Auditors Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 471,200   0 18-May-2018 13-Jun-2018
GRAND CANYON EDUCATION, INC.  
Security 38526M106             Meeting Type   Annual
Ticker Symbol LOPE                   Meeting Date   13-Jun-2018  
ISIN US38526M1062             Agenda   934811034 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1.1 Election of Directors (Majority Voting) Management     For     For    
1.2 Election of Directors (Majority Voting) Management     For     For    
1.3 Election of Directors (Majority Voting) Management     For     For    
1.4 Election of Directors (Majority Voting) Management     For     For    
1.5 Election of Directors (Majority Voting) Management     For     For    
2.   14A Executive Compensation Management     For     For    
3.   Ratify Appointment of Independent Auditors Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 426,000   0 22-May-2018 14-Jun-2018
LIGAND PHARMACEUTICALS INCORPORATED  
Security 53220K504             Meeting Type   Annual
Ticker Symbol LGND                   Meeting Date   19-Jun-2018  
ISIN US53220K5048             Agenda   934811539 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1.   Election of Directors Management                
    1 Jason M. Aryeh         For     For    
    2 Todd C. Davis         For     For    
    3 Nancy R. Gray         For     For    
    4 John L. Higgins         For     For    
    5 John W. Kozarich         For     For    
    6 John L. LaMattina         For     For    
    7 Sunil Patel         For     For    
    8 Stephen L. Sabba         For     For    
2.   Ratify Appointment of Independent Auditors Management     For     For    
3.   14A Executive Compensation Management     For     For    
4.   Authorize Common Stock Increase Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 330,925   0 06-Jun-2018 20-Jun-2018
BALCHEM CORPORATION  
Security 057665200             Meeting Type   Annual
Ticker Symbol BCPC                   Meeting Date   20-Jun-2018  
ISIN US0576652004             Agenda   934812240 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1.   Election of Directors Management                
    1 Paul D. Coombs         For     For    
    2 Daniel E. Knutson         For     For    
2.   Ratify Appointment of Independent Auditors Management     For     For    
3.   14A Executive Compensation Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
131226.1 CONESTOGA SMALL CAP FUND 800 UMB BANK, N.A. 429,575   0 31-May-2018 21-Jun-2018

 

 

 

Investment Company Report

 

Conestoga Smid Cap Fund 

NEOGEN CORPORATION  
Security 640491106             Meeting Type   Annual
Ticker Symbol NEOG             Meeting Date   05-Oct-2017  
ISIN US6404911066             Agenda   934676670 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1. Election of Directors Management                
    1 JAMES L. HERBERT         For     For    
    2 G. BRUCE PAPESH         For     For    
    3 THOMAS H. REED         For     For    
    4 DARCI L. VETTER         For     For    
2. 14A Executive Compensation Management     For     For    
3. Ratify Appointment of Independent Auditors Management     For     For    
4. 14A Executive Compensation Vote Frequency Management     1 Year     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 6,550   0 15-Sep-2017 06-Oct-2017
BIO-TECHNE CORP  
Security 09073M104             Meeting Type   Annual
Ticker Symbol TECH             Meeting Date   26-Oct-2017  
ISIN US09073M1045             Agenda   934677216 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1. Fix Number of Directors Management     For     For    
2A. Election of Directors (Majority Voting) Management     For     For    
2B. Election of Directors (Majority Voting) Management     Against     Against    
2C. Election of Directors (Majority Voting) Management     For     For    
2D. Election of Directors (Majority Voting) Management     For     For    
2E. Election of Directors (Majority Voting) Management     For     For    
2F. Election of Directors (Majority Voting) Management     For     For    
2G. Election of Directors (Majority Voting) Management     For     For    
2H. Election of Directors (Majority Voting) Management     For     For    
2I. Election of Directors (Majority Voting) Management     For     For    
2J. Election of Directors (Majority Voting) Management     For     For    
3. 14A Executive Compensation Management     For     For    
4. 14A Executive Compensation Vote Frequency Management     1 Year     For    
5. Amend Stock Compensation Plan Management     For     For    
6. Ratify Appointment of Independent Auditors Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 3,900   0 11-Oct-2017 27-Oct-2017
JACK HENRY & ASSOCIATES, INC.  
Security 426281101             Meeting Type   Annual
Ticker Symbol JKHY             Meeting Date   09-Nov-2017  
ISIN US4262811015             Agenda   934686924 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1. Election of Directors Management                
    1 M. FLANIGAN         For     For    
    2 J. PRIM         For     For    
    3 T. WILSON         For     For    
    4 J. FIEGEL         For     For    
    5 T. WIMSETT         For     For    
    6 L. KELLY         For     For    
    7 S. MIYASHIRO         For     For    
    8 W. BROWN         For     For    
    9 D. FOSS         For     For    
2. 14A Executive Compensation Management     For     For    
3. 14A Executive Compensation Vote Frequency Management     1 Year     For    
4. Amend Stock Compensation Plan Management     For     For    
5. Ratify Appointment of Independent Auditors Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 3,875   0 18-Oct-2017 10-Nov-2017
BOTTOMLINE TECHNOLOGIES (DE), INC.  
Security 101388106             Meeting Type   Annual
Ticker Symbol EPAY             Meeting Date   16-Nov-2017  
ISIN US1013881065             Agenda   934688891 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1. Election of Directors Management                
    1 KENNETH J. D'AMATO         For     For    
    2 ROBERT A. EBERLE         For     For    
    3 JEFFREY C. LEATHE         For     For    
2. 14A Executive Compensation Management     For     For    
3. 14A Executive Compensation Vote Frequency Management     1 Year     For    
4. Amend Stock Compensation Plan Management     For     For    
5. Ratify Appointment of Independent Auditors Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 9,225   0 27-Oct-2017 17-Nov-2017
DONALDSON COMPANY, INC.  
Security 257651109             Meeting Type   Annual
Ticker Symbol DCI             Meeting Date   17-Nov-2017  
ISIN US2576511099             Agenda   934683827 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1. Election of Directors Management                
    1 TOD E. CARPENTER         For     For    
    2 PILAR CRUZ         For     For    
    3 AJITA G. RAJENDRA         Withheld     Against    
2. 14A Executive Compensation Management     For     For    
3. 14A Executive Compensation Vote Frequency Management     1 Year     For    
4. Ratify Appointment of Independent Auditors Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 4,975   0 27-Oct-2017 20-Nov-2017
GUIDEWIRE SOFTWARE INC  
Security 40171V100             Meeting Type   Annual
Ticker Symbol GWRE             Meeting Date   07-Dec-2017  
ISIN US40171V1008             Agenda   934698739 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1. Election of Directors Management                
    1 ANDREW W.F. BROWN         For     For    
    2 CLIFTON T. WEATHERFORD         For     For    
2. Ratify Appointment of Independent Auditors Management     For     For    
3. 14A Executive Compensation Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 8,000   0 01-Dec-2017 08-Dec-2017
COPART, INC.  
Security 217204106             Meeting Type   Annual
Ticker Symbol CPRT             Meeting Date   08-Dec-2017  
ISIN US2172041061             Agenda   934698753 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1.1 Election of Directors (Majority Voting) Management     For     For    
1.2 Election of Directors (Majority Voting) Management     For     For    
1.3 Election of Directors (Majority Voting) Management     For     For    
1.4 Election of Directors (Majority Voting) Management     Against     Against    
1.5 Election of Directors (Majority Voting) Management     For     For    
1.6 Election of Directors (Majority Voting) Management     Against     Against    
1.7 Election of Directors (Majority Voting) Management     Against     Against    
1.8 Election of Directors (Majority Voting) Management     Against     Against    
2. 14A Executive Compensation Management     For     For    
3. 14A Executive Compensation Vote Frequency Management     1 Year     For    
4. Ratify Appointment of Independent Auditors Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 19,975   0 16-Nov-2017 11-Dec-2017
ENVIROSTAR, INC  
Security 29414M100             Meeting Type   Annual
Ticker Symbol EVI             Meeting Date   12-Dec-2017  
ISIN US29414M1009             Agenda   934700243 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1. Election of Directors Management                
    1 HENRY M. NAHMAD         For     For    
    2 MICHAEL S. STEINER         For     For    
    3 DENNIS MACK         For     For    
    4 DAVID BLYER         For     For    
    5 TIMOTHY P. LAMACCHIA         For     For    
    6 ALAN M. GRUNSPAN         Withheld     Against    
    7 HAL M. LUCAS         For     For    
    8 TODD ORETSKY         For     For    
2. Adopt Employee Stock Purchase Plan Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 2,901   0 20-Nov-2017 13-Dec-2017
CANTEL MEDICAL CORP.  
Security 138098108             Meeting Type   Annual
Ticker Symbol CMD             Meeting Date   03-Jan-2018  
ISIN US1380981084             Agenda   934709986 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1A. Election of Directors (Majority Voting) Management     For     For    
1B. Election of Directors (Majority Voting) Management     For     For    
1C. Election of Directors (Majority Voting) Management     For     For    
1D. Election of Directors (Majority Voting) Management     For     For    
1E. Election of Directors (Majority Voting) Management     For     For    
1F. Election of Directors (Majority Voting) Management     For     For    
1G. Election of Directors (Majority Voting) Management     For     For    
1H. Election of Directors (Majority Voting) Management     For     For    
1I. Election of Directors (Majority Voting) Management     For     For    
1J. Election of Directors (Majority Voting) Management     For     For    
2. 14A Executive Compensation Management     For     For    
3. 14A Executive Compensation Vote Frequency Management     1 Year     For    
4. Approve Charter Amendment Management     Against     Against    
5. Ratify Appointment of Independent Auditors Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 4,854   0 12-Dec-2017 04-Jan-2018
HEICO CORPORATION  
Security 422806208             Meeting Type   Annual
Ticker Symbol HEIA             Meeting Date   16-Mar-2018  
ISIN US4228062083             Agenda   934729801 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1. Election of Directors Management                
    1 Thomas M. Culligan         For     For    
    2 Adolfo Henriques         For     For    
    3 Mark H. Hildebrandt         Withheld     Against    
    4 Wolfgang Mayrhuber         For     For    
    5 Eric A. Mendelson         For     For    
    6 Laurans A. Mendelson         For     For    
    7 Victor H. Mendelson         For     For    
    8 Julie Neitzel         For     For    
    9 Dr. Alan Schriesheim         For     For    
    10 Frank J. Schwitter         For     For    
2. Approve Stock Compensation Plan Management     For     For    
3. Approve Stock Compensation Plan Management     For     For    
4. Authorize Common Stock Increase Management     For     For    
5. Authorize Common Stock Increase Management     For     For    
6. 14A Executive Compensation Management     For     For    
7. Ratify Appointment of Independent Auditors Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 11,087   0 12-Mar-2018 19-Mar-2018
A.O. SMITH CORPORATION  
Security 831865209             Meeting Type   Annual
Ticker Symbol AOS             Meeting Date   09-Apr-2018  
ISIN US8318652091             Agenda   934731060 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1. Election of Directors Management                
    1 William P. Greubel         For     For    
    2 Dr. Ilham Kadri         For     For    
    3 Idelle K. Wolf         For     For    
    4 Gene C. Wulf         For     For    
2. 14A Executive Compensation Management     For     For    
3. Ratify Appointment of Independent Auditors Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 6,515   0 09-Mar-2018 10-Apr-2018
ROLLINS, INC.  
Security 775711104             Meeting Type   Annual
Ticker Symbol ROL             Meeting Date   24-Apr-2018  
ISIN US7757111049             Agenda   934755325 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1. Election of Directors Management                
    1 Gary W. Rollins         For     For    
    2 Larry L. Prince         For     For    
    3 Pamela R. Rollins         For     For    
2. Ratify Appointment of Independent Auditors Management     For     For    
3. Approve Stock Compensation Plan Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 16,125   0 23-Apr-2018 25-Apr-2018
SIMPSON MANUFACTURING CO., INC.  
Security 829073105             Meeting Type   Annual
Ticker Symbol SSD             Meeting Date   24-Apr-2018  
ISIN US8290731053             Agenda   934741631 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1a. Election of Directors (Majority Voting) Management     For     For    
1b. Election of Directors (Majority Voting) Management     For     For    
1c. Election of Directors (Majority Voting) Management     Against     Against    
1d. Election of Directors (Majority Voting) Management     For     For    
1e. Election of Directors (Majority Voting) Management     For     For    
1f. Election of Directors (Majority Voting) Management     For     For    
2. Ratify Appointment of Independent Auditors Management     For     For    
3. 14A Executive Compensation Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 7,685   0 19-Mar-2018 25-Apr-2018
COGNEX CORPORATION  
Security 192422103             Meeting Type   Annual
Ticker Symbol CGNX             Meeting Date   25-Apr-2018  
ISIN US1924221039             Agenda   934740134 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1.1 Election of Directors (Majority Voting) Management     For     For    
1.2 Election of Directors (Majority Voting) Management     For     For    
1.3 Election of Directors (Majority Voting) Management     For     For    
2. Authorize Common Stock Increase Management     For     For    
3. Adopt Stock Option Plan Management     For     For    
4. Ratify Appointment of Independent Auditors Management     For     For    
5. 14A Executive Compensation Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 7,140   0 24-Apr-2018 26-Apr-2018
POLARIS INDUSTRIES INC.  
Security 731068102             Meeting Type   Annual
Ticker Symbol PII             Meeting Date   26-Apr-2018  
ISIN US7310681025             Agenda   934736387 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1A. Election of Directors (Majority Voting) Management     For     For    
1B. Election of Directors (Majority Voting) Management     For     For    
1C. Election of Directors (Majority Voting) Management     For     For    
1D. Election of Directors (Majority Voting) Management     Against     Against    
2. Ratify Appointment of Independent Auditors Management     For     For    
3. 14A Executive Compensation Management     Against     Against    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 5,445   0 28-Mar-2018 27-Apr-2018
GRACO INC.  
Security 384109104             Meeting Type   Annual
Ticker Symbol GGG             Meeting Date   27-Apr-2018  
ISIN US3841091040             Agenda   934740083 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1A. Election of Directors (Majority Voting) Management     For     For    
1B. Election of Directors (Majority Voting) Management     For     For    
1C. Election of Directors (Majority Voting) Management     For     For    
1D. Election of Directors (Majority Voting) Management     For     For    
2. Ratify Appointment of Independent Auditors Management     For     For    
3. 14A Executive Compensation Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 17,405   0 26-Mar-2018 30-Apr-2018
WEST PHARMACEUTICAL SERVICES, INC.  
Security 955306105             Meeting Type   Annual
Ticker Symbol WST             Meeting Date   01-May-2018  
ISIN US9553061055             Agenda   934744334 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1a. Election of Directors (Majority Voting) Management     For     For    
1b. Election of Directors (Majority Voting) Management     For     For    
1c. Election of Directors (Majority Voting) Management     For     For    
1d. Election of Directors (Majority Voting) Management     For     For    
1e. Election of Directors (Majority Voting) Management     For     For    
1f. Election of Directors (Majority Voting) Management     For     For    
1g. Election of Directors (Majority Voting) Management     For     For    
1h. Election of Directors (Majority Voting) Management     For     For    
1i. Election of Directors (Majority Voting) Management     Against     Against    
1j. Election of Directors (Majority Voting) Management     For     For    
1k. Election of Directors (Majority Voting) Management     For     For    
2. 14A Executive Compensation Management     For     For    
3. Ratify Appointment of Independent Auditors Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 6,084   0 29-Mar-2018 02-May-2018
POOL CORPORATION  
Security 73278L105             Meeting Type   Annual
Ticker Symbol POOL             Meeting Date   02-May-2018  
ISIN US73278L1052             Agenda   934759777 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1a. Election of Directors (Majority Voting) Management     For     For    
1b. Election of Directors (Majority Voting) Management     For     For    
1c. Election of Directors (Majority Voting) Management     For     For    
1d. Election of Directors (Majority Voting) Management     For     For    
1e. Election of Directors (Majority Voting) Management     For     For    
1f. Election of Directors (Majority Voting) Management     For     For    
1g. Election of Directors (Majority Voting) Management     For     For    
2. Ratify Appointment of Independent Auditors Management     For     For    
3. 14A Executive Compensation Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 6,370   0 10-Apr-2018 03-May-2018
TREX COMPANY, INC.  
Security 89531P105             Meeting Type   Annual
Ticker Symbol TREX             Meeting Date   02-May-2018  
ISIN US89531P1057             Agenda   934737606 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1. Election of Directors Management                
    1 James E. Cline         For     For    
    2 Patricia B. Robinson         For     For    
2. 14A Executive Compensation Management     For     For    
3. Authorize Common Stock Increase Management     For     For    
4. Ratify Appointment of Independent Auditors Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 5,085   0 27-Apr-2018 03-May-2018
TELEFLEX INCORPORATED  
Security 879369106             Meeting Type   Annual
Ticker Symbol TFX             Meeting Date   04-May-2018  
ISIN US8793691069             Agenda   934765198 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1a. Election of Directors (Majority Voting) Management     For     For    
1b. Election of Directors (Majority Voting) Management     For     For    
1c. Election of Directors (Majority Voting) Management     For     For    
1d. Election of Directors (Majority Voting) Management     For     For    
1e. Election of Directors (Majority Voting) Management     For     For    
2. 14A Executive Compensation Management     For     For    
3. Ratify Appointment of Independent Auditors Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 2,535   0 06-Apr-2018 07-May-2018
IDEXX LABORATORIES, INC.  
Security 45168D104             Meeting Type   Annual
Ticker Symbol IDXX             Meeting Date   09-May-2018  
ISIN US45168D1046             Agenda   934755870 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1a. Election of Directors (Majority Voting) Management     For     For    
1b. Election of Directors (Majority Voting) Management     For     For    
2. Ratify Appointment of Independent Auditors Management     For     For    
3. Approve Stock Compensation Plan Management     For     For    
4. 14A Executive Compensation Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 4,396   0 06-Apr-2018 10-May-2018
TYLER TECHNOLOGIES, INC.  
Security 902252105             Meeting Type   Annual
Ticker Symbol TYL             Meeting Date   09-May-2018  
ISIN US9022521051             Agenda   934772802 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1A. Election of Directors (Majority Voting) Management     For     For    
1B. Election of Directors (Majority Voting) Management     For     For    
1C. Election of Directors (Majority Voting) Management     For     For    
1D. Election of Directors (Majority Voting) Management     For     For    
1E. Election of Directors (Majority Voting) Management     For     For    
1F. Election of Directors (Majority Voting) Management     For     For    
1G. Election of Directors (Majority Voting) Management     For     For    
1H. Election of Directors (Majority Voting) Management     For     For    
2. Ratify Appointment of Independent Auditors Management     For     For    
3. 14A Executive Compensation Management     For     For    
4. Approve Stock Compensation Plan Management     For     For    
5. Transact Other Business Management     Against     Against    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 5,024   0 27-Apr-2018 10-May-2018
JOHN BEAN TECHNOLOGIES CORPORATION  
Security 477839104             Meeting Type   Annual
Ticker Symbol JBT             Meeting Date   11-May-2018  
ISIN US4778391049             Agenda   934749005 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1A Election of Directors (Majority Voting) Management     For     For    
1B Election of Directors (Majority Voting) Management     For     For    
2. 14A Executive Compensation Management     For     For    
3. Ratify Appointment of Independent Auditors Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 5,210   0 13-Apr-2018 14-May-2018
MARKEL CORPORATION  
Security 570535104             Meeting Type   Annual
Ticker Symbol MKL             Meeting Date   14-May-2018  
ISIN US5705351048             Agenda   934745881 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1a. Election of Directors (Majority Voting) Management     For     For    
1b. Election of Directors (Majority Voting) Management     For     For    
1c. Election of Directors (Majority Voting) Management     For     For    
1d. Election of Directors (Majority Voting) Management     For     For    
1e. Election of Directors (Majority Voting) Management     For     For    
1f. Election of Directors (Majority Voting) Management     For     For    
1g. Election of Directors (Majority Voting) Management     For     For    
1h. Election of Directors (Majority Voting) Management     For     For    
1i. Election of Directors (Majority Voting) Management     Against     Against    
1j. Election of Directors (Majority Voting) Management     Against     Against    
1k. Election of Directors (Majority Voting) Management     For     For    
1l. Election of Directors (Majority Voting) Management     Against     Against    
1m. Election of Directors (Majority Voting) Management     For     For    
1n. Election of Directors (Majority Voting) Management     For     For    
2. 14A Executive Compensation Management     For     For    
3. Ratify Appointment of Independent Auditors Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 455   0 19-Apr-2018 15-May-2018
THE ULTIMATE SOFTWARE GROUP, INC.  
Security 90385D107             Meeting Type   Annual
Ticker Symbol ULTI             Meeting Date   14-May-2018  
ISIN US90385D1072             Agenda   934753787 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1a. Election of Directors (Majority Voting) Management     For     For    
1b. Election of Directors (Majority Voting) Management     Against     Against    
1c. Election of Directors (Majority Voting) Management     Against     Against    
2. Ratify Appointment of Independent Auditors Management     For     For    
3. 14A Executive Compensation Management     Against     Against    
4. Amend Stock Compensation Plan Management     Against     Against    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 2,955   0 20-Apr-2018 15-May-2018
AAON, INC.  
Security 000360206             Meeting Type   Annual
Ticker Symbol AAON             Meeting Date   15-May-2018  
ISIN US0003602069             Agenda   934766570 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1A Election of Directors (Majority Voting) Management     For     For    
1B Election of Directors (Majority Voting) Management     For     For    
1C Election of Directors (Majority Voting) Management     For     For    
2 Amend Stock Compensation Plan Management     For     For    
3 Ratify Appointment of Independent Auditors Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 15,225   0 17-Apr-2018 16-May-2018
OMNICELL, INC.  
Security 68213N109             Meeting Type   Annual
Ticker Symbol OMCL             Meeting Date   15-May-2018  
ISIN US68213N1090             Agenda   934769514 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1. Election of Directors Management                
    1 Randall A. Lipps         For     For    
    2 Vance B. Moore         For     For    
    3 Mark W. Parrish         For     For    
2. Amend Stock Compensation Plan Management     For     For    
3. 14A Executive Compensation Management     For     For    
4. Ratify Appointment of Independent Auditors Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 20,300   0 23-Apr-2018 16-May-2018
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP  
Security 929740108             Meeting Type   Annual
Ticker Symbol WAB             Meeting Date   15-May-2018  
ISIN US9297401088             Agenda   934760314 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1. Election of Directors Management                
    1 Erwan Faiveley         Withheld     Against    
    2 Linda S. Harty         For     For    
    3 Brian P. Hehir         For     For    
    4 Michael W.D. Howell         For     For    
2. 14A Executive Compensation Management     For     For    
3. Ratify Appointment of Independent Auditors Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 9,365   0 18-Apr-2018 16-May-2018
ALIGN TECHNOLOGY, INC.  
Security 016255101             Meeting Type   Annual
Ticker Symbol ALGN             Meeting Date   16-May-2018  
ISIN US0162551016             Agenda   934756567 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1a. Election of Directors (Majority Voting) Management     For     For    
1b. Election of Directors (Majority Voting) Management     For     For    
1c. Election of Directors (Majority Voting) Management     For     For    
1d. Election of Directors (Majority Voting) Management     For     For    
1e. Election of Directors (Majority Voting) Management     For     For    
1f. Election of Directors (Majority Voting) Management     For     For    
1g. Election of Directors (Majority Voting) Management     For     For    
1h. Election of Directors (Majority Voting) Management     For     For    
1i. Election of Directors (Majority Voting) Management     For     For    
1j. Election of Directors (Majority Voting) Management     For     For    
2. Ratify Appointment of Independent Auditors Management     For     For    
3. 14A Executive Compensation Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 3,670   0 24-Apr-2018 17-May-2018
PROTO LABS, INC.  
Security 743713109             Meeting Type   Annual
Ticker Symbol PRLB             Meeting Date   16-May-2018  
ISIN US7437131094             Agenda   934764297 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1. Election of Directors Management                
    1 Victoria M. Holt         For     For    
    2 Archie C. Black         For     For    
    3 Rainer Gawlick         For     For    
    4 John B. Goodman         For     For    
    5 Donald G. Krantz         For     For    
    6 Sven A. Wehrwein         For     For    
    7 Sujeet Chand         For     For    
2. Ratify Appointment of Independent Auditors Management     For     For    
3. 14A Executive Compensation Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 4,165   0 18-Apr-2018 17-May-2018
REPLIGEN CORPORATION  
Security 759916109             Meeting Type   Annual
Ticker Symbol RGEN             Meeting Date   16-May-2018  
ISIN US7599161095             Agenda   934800168 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1. Election of Directors Management                
    1 Nicolas M. Barthelemy         For     For    
    2 Glenn L. Cooper         For     For    
    3 John G. Cox         Withheld     Against    
    4 Karen A. Dawes         For     For    
    5 Tony J. Hunt         For     For    
    6 Glenn P. Muir         Withheld     Against    
    7 Thomas F. Ryan, Jr.         Withheld     Against    
2. Ratify Appointment of Independent Auditors Management     For     For    
3. 14A Executive Compensation Management     For     For    
4. Adopt Stock Option Plan Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 16,125   0 27-Apr-2018 17-May-2018
SITEONE LANDSCAPE SUPPLY, INC.  
Security 82982L103             Meeting Type   Annual
Ticker Symbol SITE             Meeting Date   16-May-2018  
ISIN US82982L1035             Agenda   934764437 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1. Election of Directors Management                
    1 Doug Black         For     For    
    2 Jack L. Wyszomierski         For     For    
2. 14A Executive Compensation Management     For     For    
3. Ratify Appointment of Independent Auditors Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 6,195   0 24-Apr-2018 17-May-2018
ANSYS, INC.  
Security 03662Q105             Meeting Type   Annual
Ticker Symbol ANSS             Meeting Date   18-May-2018  
ISIN US03662Q1058             Agenda   934762065 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1a. Election of Directors (Majority Voting) Management     For     For    
1b. Election of Directors (Majority Voting) Management     For     For    
2. Ratify Appointment of Independent Auditors Management     For     For    
3. 14A Executive Compensation Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 5,175   0 18-Apr-2018 21-May-2018
THE CHEFS' WAREHOUSE, INC.  
Security 163086101             Meeting Type   Annual
Ticker Symbol CHEF             Meeting Date   18-May-2018  
ISIN US1630861011             Agenda   934771583 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1. Election of Directors Management                
    1 Christina Carroll         For     For    
    2 Dominick Cerbone         For     For    
    3 John A. Couri         For     For    
    4 Joseph Cugine         For     For    
    5 Steven F. Goldstone         For     For    
    6 Alan Guarino         For     For    
    7 Stephen Hanson         For     For    
    8 Katherine Oliver         For     For    
    9 Christopher Pappas         For     For    
    10 John Pappas         For     For    
    11 David E. Schreibman         For     For    
2. Ratify Appointment of Independent Auditors Management     For     For    
3. 14A Executive Compensation Management     For     For    
4. 14A Executive Compensation Vote Frequency Management     1 Year     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 17,550   0 27-Apr-2018 21-May-2018
CORE LABORATORIES N.V.  
Security N22717107             Meeting Type   Annual
Ticker Symbol CLB             Meeting Date   24-May-2018  
ISIN NL0000200384             Agenda   934772030 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1a. Election of Directors (Full Slate) Management     For     For    
1b. Election of Directors (Majority Voting) Management     For     For    
2. Ratify Appointment of Independent Auditors Management     For     For    
3. Adopt Accounts for Past Year Management     For     For    
4. Miscellaneous Corporate Actions Management     For     For    
5. Authorize Directors to Repurchase Shares Management     For     For    
6. Stock Issuance Management     For     For    
7. Eliminate Pre-Emptive Rights Management     For     For    
8a. 14A Executive Compensation Management     For     For    
8b. 14A Executive Compensation Vote Frequency Management     1 Year     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 3,805   0 01-May-2018 25-May-2018
CORE LABORATORIES N.V.  
Security N22717107             Meeting Type   Annual
Ticker Symbol CLB             Meeting Date   24-May-2018  
ISIN NL0000200384             Agenda   934816589 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1a. Election of Directors (Full Slate) Management     For     For    
1b. Election of Directors (Majority Voting) Management     For     For    
2. Ratify Appointment of Independent Auditors Management     For     For    
3. Adopt Accounts for Past Year Management     For     For    
4. Miscellaneous Corporate Actions Management     For     For    
5. Authorize Directors to Repurchase Shares Management     For     For    
6. Stock Issuance Management     For     For    
7. Eliminate Pre-Emptive Rights Management     For     For    
8a. 14A Executive Compensation Management     For     For    
8b. 14A Executive Compensation Vote Frequency Management     1 Year     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 4,230   0 04-May-2018 25-May-2018
COTIVITI HOLDINGS, INC.  
Security 22164K101             Meeting Type   Annual
Ticker Symbol COTV             Meeting Date   24-May-2018  
ISIN US22164K1016             Agenda   934774767 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1. Election of Directors Management                
    1 Elizabeth C. Alexander         For     For    
    2 James Parisi         For     For    
    3 Christopher Pike         For     For    
    4 David Swift         For     For    
2. 14A Executive Compensation Management     For     For    
3. 14A Executive Compensation Vote Frequency Management     1 Year     Against    
4. Ratify Appointment of Independent Auditors Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 13,450   0 02-May-2018 25-May-2018
GARTNER, INC.  
Security 366651107             Meeting Type   Annual
Ticker Symbol IT             Meeting Date   24-May-2018  
ISIN US3666511072             Agenda   934777028 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1a. Election of Directors (Majority Voting) Management     For     For    
1b. Election of Directors (Majority Voting) Management     For     For    
1c. Election of Directors (Majority Voting) Management     For     For    
1d. Election of Directors (Majority Voting) Management     For     For    
1e. Election of Directors (Majority Voting) Management     For     For    
1f. Election of Directors (Majority Voting) Management     For     For    
1g. Election of Directors (Majority Voting) Management     For     For    
1h. Election of Directors (Majority Voting) Management     For     For    
1i. Election of Directors (Majority Voting) Management     For     For    
1j. Election of Directors (Majority Voting) Management     For     For    
1k. Election of Directors (Majority Voting) Management     For     For    
2. 14A Executive Compensation Management     Against     Against    
3. Ratify Appointment of Independent Auditors Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 4,175   0 26-Apr-2018 25-May-2018
HEALTHCARE SERVICES GROUP, INC.  
Security 421906108             Meeting Type   Annual
Ticker Symbol HCSG             Meeting Date   29-May-2018  
ISIN US4219061086             Agenda   934787144 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1. Election of Directors Management                
    1 Theodore Wahl         For     For    
    2 John M. Briggs         For     For    
    3 Robert L. Frome         For     For    
    4 Robert J. Moss         For     For    
    5 Dino D. Ottaviano         For     For    
    6 Michael E. McBryan         For     For    
    7 Diane S. Casey         For     For    
    8 John J. McFadden         For     For    
    9 Jude Visconto         For     For    
    10 Daniela Castagnino         For     For    
2. Ratify Appointment of Independent Auditors Management     For     For    
3. 14A Executive Compensation Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 17,945   0 07-May-2018 30-May-2018
MEDIDATA SOLUTIONS, INC.  
Security 58471A105             Meeting Type   Annual
Ticker Symbol MDSO             Meeting Date   30-May-2018  
ISIN US58471A1051             Agenda   934793274 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1a. Election of Directors (Majority Voting) Management     For     For    
1b. Election of Directors (Majority Voting) Management     For     For    
1c. Election of Directors (Majority Voting) Management     For     For    
1d. Election of Directors (Majority Voting) Management     For     For    
1e. Election of Directors (Majority Voting) Management     For     For    
1f. Election of Directors (Majority Voting) Management     For     For    
1g. Election of Directors (Majority Voting) Management     For     For    
2. 14A Executive Compensation Management     For     For    
3. Amend Stock Compensation Plan Management     For     For    
4. Amend Employee Stock Purchase Plan Management     For     For    
5. Ratify Appointment of Independent Auditors Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 7,670   0 08-May-2018 31-May-2018
EXPONENT, INC.  
Security 30214U102             Meeting Type   Annual
Ticker Symbol EXPO             Meeting Date   31-May-2018  
ISIN US30214U1025             Agenda   934790228 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1.1 Election of Directors (Majority Voting) Management     For     For    
1.2 Election of Directors (Majority Voting) Management     For     For    
1.3 Election of Directors (Majority Voting) Management     For     For    
1.4 Election of Directors (Majority Voting) Management     For     For    
1.5 Election of Directors (Majority Voting) Management     For     For    
1.6 Election of Directors (Majority Voting) Management     For     For    
2. Ratify Appointment of Independent Auditors Management     For     For    
3. Authorize Common Stock Increase Management     For     For    
4. Approve Reverse Stock Split Management     For     For    
5. 14A Executive Compensation Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 7,565   0 08-May-2018 01-Jun-2018
SPS COMMERCE, INC.  
Security 78463M107             Meeting Type   Annual
Ticker Symbol SPSC             Meeting Date   31-May-2018  
ISIN US78463M1071             Agenda   934783627 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1a. Election of Directors (Majority Voting) Management     For     For    
1b. Election of Directors (Majority Voting) Management     For     For    
1c. Election of Directors (Majority Voting) Management     For     For    
1d. Election of Directors (Majority Voting) Management     For     For    
1e. Election of Directors (Majority Voting) Management     For     For    
1f. Election of Directors (Majority Voting) Management     For     For    
1g. Election of Directors (Majority Voting) Management     For     For    
1h. Election of Directors (Majority Voting) Management     For     For    
1i. Election of Directors (Majority Voting) Management     For     For    
2. Ratify Appointment of Independent Auditors Management     For     For    
3. 14A Executive Compensation Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 5,457   0 09-May-2018 01-Jun-2018
THE DESCARTES SYSTEMS GROUP INC.  
Security 249906108             Meeting Type   Annual
Ticker Symbol DSGX             Meeting Date   31-May-2018  
ISIN CA2499061083             Agenda   934821530 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1 Election of Directors (Majority Voting) Management                
    1 David I. Beatson         For     For    
    2 Deborah Close         For     For    
    3 Eric A. Demirian         For     For    
    4 Chris Hewat         Withheld     Against    
    5 Dennis Maple         For     For    
    6 Jane O'Hagan         For     For    
    7 Edward J. Ryan         For     For    
    8 John J. Walker         For     For    
2 Ratify Appointment of Independent Auditors Management     For     For    
3 14A Executive Compensation Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 20,600   0 10-May-2018 01-Jun-2018
WATSCO, INC.  
Security 942622200             Meeting Type   Annual
Ticker Symbol WSO             Meeting Date   04-Jun-2018  
ISIN US9426222009             Agenda   934805675 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1. Election of Directors Management                
    1 Steven Rubin         For     For    
    2 George P. Sape         For     For    
2. 14A Executive Compensation Management     Against     Against    
3. Ratify Appointment of Independent Auditors Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 4,075   0 14-May-2018 05-Jun-2018
IPG PHOTONICS CORPORATION  
Security 44980X109             Meeting Type   Annual
Ticker Symbol IPGP             Meeting Date   05-Jun-2018  
ISIN US44980X1090             Agenda   934785619 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1. Election of Directors Management                
    1 V.P. Gapontsev, Ph.D.         For     For    
    2 Eugene Scherbakov, Ph.D         For     For    
    3 Igor Samartsev         For     For    
    4 Michael C. Child         For     For    
    5 Henry E. Gauthier         For     For    
    6 Catherine P. Lego         For     For    
    7 Eric Meurice         For     For    
    8 John R. Peeler         For     For    
    9 Thomas J. Seifert         For     For    
2. Ratify Appointment of Independent Auditors Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 2,742   0 04-May-2018 06-Jun-2018
COSTAR GROUP, INC.  
Security 22160N109             Meeting Type   Annual
Ticker Symbol CSGP             Meeting Date   06-Jun-2018  
ISIN US22160N1090             Agenda   934797272 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1a. Election of Directors (Majority Voting) Management     For     For    
1b. Election of Directors (Majority Voting) Management     For     For    
1c. Election of Directors (Majority Voting) Management     For     For    
1d. Election of Directors (Majority Voting) Management     For     For    
1e. Election of Directors (Majority Voting) Management     For     For    
1f. Election of Directors (Majority Voting) Management     For     For    
1g. Election of Directors (Majority Voting) Management     Against     Against    
1h. Election of Directors (Majority Voting) Management     For     For    
2. Ratify Appointment of Independent Auditors Management     For     For    
3. 14A Executive Compensation Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 2,962   0 15-May-2018 07-Jun-2018
STAMPS.COM INC.  
Security 852857200             Meeting Type   Annual
Ticker Symbol STMP             Meeting Date   11-Jun-2018  
ISIN US8528572006             Agenda   934819496 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1. Election of Directors Management                
    1 G. Bradford Jones         Withheld     Against    
2. 14A Executive Compensation Management     For     For    
3. Amend Stock Compensation Plan Management     For     For    
4. Ratify Appointment of Independent Auditors Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 2,837   0 16-May-2018 12-Jun-2018
ACI WORLDWIDE, INC.  
Security 004498101             Meeting Type   Annual
Ticker Symbol ACIW             Meeting Date   12-Jun-2018  
ISIN US0044981019             Agenda   934810448 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1. Election of Directors Management                
    1 Janet O. Estep         For     For    
    2 James C. Hale         For     For    
    3 Philip G. Heasley         For     For    
    4 Pamela H. Patsley         For     For    
    5 Charles E. Peters, Jr.         For     For    
    6 David A. Poe         For     For    
    7 Adalio T. Sanchez         For     For    
    8 Thomas W. Warsop III         For     For    
2. Ratify Appointment of Independent Auditors Management     For     For    
3. 14A Executive Compensation Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 18,450   0 21-May-2018 13-Jun-2018
BLACKBAUD, INC.  
Security 09227Q100             Meeting Type   Annual
Ticker Symbol BLKB             Meeting Date   12-Jun-2018  
ISIN US09227Q1004             Agenda   934797676 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1a. Election of Directors (Majority Voting) Management     For     For    
1b. Election of Directors (Majority Voting) Management     For     For    
2. 14A Executive Compensation Management     For     For    
3. Ratify Appointment of Independent Auditors Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 7,846   0 18-May-2018 13-Jun-2018
BRIGHT HORIZONS FAMILY SOLUTIONS INC.  
Security 109194100             Meeting Type   Annual
Ticker Symbol BFAM             Meeting Date   12-Jun-2018  
ISIN US1091941005             Agenda   934804293 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1a. Election of Directors (Majority Voting) Management     For     For    
1b. Election of Directors (Majority Voting) Management     For     For    
1c. Election of Directors (Majority Voting) Management     For     For    
1d. Election of Directors (Majority Voting) Management     For     For    
1e. Election of Directors (Majority Voting) Management     For     For    
2. 14A Executive Compensation Management     For     For    
3. Ratify Appointment of Independent Auditors Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 11,380   0 19-May-2018 13-Jun-2018
LIGAND PHARMACEUTICALS INCORPORATED  
Security 53220K504             Meeting Type   Annual
Ticker Symbol LGND             Meeting Date   19-Jun-2018  
ISIN US53220K5048             Agenda   934811539 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1. Election of Directors Management                
    1 Jason M. Aryeh         For     For    
    2 Todd C. Davis         For     For    
    3 Nancy R. Gray         For     For    
    4 John L. Higgins         For     For    
    5 John W. Kozarich         For     For    
    6 John L. LaMattina         For     For    
    7 Sunil Patel         For     For    
    8 Stephen L. Sabba         For     For    
2. Ratify Appointment of Independent Auditors Management     For     For    
3. 14A Executive Compensation Management     For     For    
4. Authorize Common Stock Increase Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 4,055   0 06-Jun-2018 20-Jun-2018
BALCHEM CORPORATION  
Security 057665200             Meeting Type   Annual
Ticker Symbol BCPC             Meeting Date   20-Jun-2018  
ISIN US0576652004             Agenda   934812240 - Management
                                   
Item Proposal     Proposed by   Vote   For/Against Management    
1. Election of Directors Management                
    1 Paul D. Coombs         For     For    
    2 Daniel E. Knutson         For     For    
2. Ratify Appointment of Independent Auditors Management     For     For    
3. 14A Executive Compensation Management     For     For    
                                   
Account Number Account Name Internal Account Custodian Ballot Shares   Unavailable Shares Vote Date Date Confirmed
141276.1 CONESTOGA SMID CAP FUND 993 UMB BANK, N.A. 5,600   0 31-May-2018 21-Jun-2018

 

 

 

SIGNATURES 

 

[See General Instruction F]

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

(Registrant) Conestoga Funds  

 

By (Signature and Title)* \s\ Duane Dorazio  
    Secretary  
       
Date August 13, 2018    

 

*Print the name and title of each signing officer under his or her signature.