0001209191-18-017339.txt : 20180306 0001209191-18-017339.hdr.sgml : 20180306 20180306165732 ACCESSION NUMBER: 0001209191-18-017339 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180302 FILED AS OF DATE: 20180306 DATE AS OF CHANGE: 20180306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ali Syed CENTRAL INDEX KEY: 0001395198 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33435 FILM NUMBER: 18670657 MAIL ADDRESS: STREET 1: 805 EAST MIDDLEFIELD ROAD CITY: MT. VIEW STATE: CA ZIP: 94043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAVIUM, INC. CENTRAL INDEX KEY: 0001175609 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770558625 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2315 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 650-623-7000 MAIL ADDRESS: STREET 1: 2315 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95131 FORMER COMPANY: FORMER CONFORMED NAME: CAVIUM NETWORKS, INC. DATE OF NAME CHANGE: 20070309 FORMER COMPANY: FORMER CONFORMED NAME: CAVIUM NETWORKS DATE OF NAME CHANGE: 20020614 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-03-02 0 0001175609 CAVIUM, INC. CAVM 0001395198 Ali Syed C/O CAVIUM, INC. 2315 N. FIRST STREET SAN JOSE CA 95131 1 1 0 0 Pres., CEO, Chairman of board Common stock 2018-03-02 4 M 0 125000 37.22 A 2023101 D Common stock 2018-03-02 4 S 0 125000 88.71 D 1898101 D Stock option right to buy 37.22 2018-03-02 4 M 0 125000 0.00 D 2018-03-10 Common stock 125000 0 D This stock option was set to expire by its terms on March 10, 2018 The sale was made under a 10b5-1 trading plan as adopted by the reporting person. Shares were sold ranging from $87.52 per share to $89.18 per share. 1/8th of the shares subject to the option vest on the six month anniversary of the grant date and 1/48th of the shares vest monthly thereafter over the next three and one half years. /s/ Vincent P. Pangrazio with Power of Attorney 2018-03-06