0001209191-17-041121.txt : 20170620 0001209191-17-041121.hdr.sgml : 20170620 20170620174431 ACCESSION NUMBER: 0001209191-17-041121 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170620 FILED AS OF DATE: 20170620 DATE AS OF CHANGE: 20170620 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAVIUM, INC. CENTRAL INDEX KEY: 0001175609 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770558625 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2315 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 650-623-7000 MAIL ADDRESS: STREET 1: 2315 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95131 FORMER COMPANY: FORMER CONFORMED NAME: CAVIUM NETWORKS, INC. DATE OF NAME CHANGE: 20070309 FORMER COMPANY: FORMER CONFORMED NAME: CAVIUM NETWORKS DATE OF NAME CHANGE: 20020614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THORNLEY ANTHONY S CENTRAL INDEX KEY: 0001191319 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33435 FILM NUMBER: 17921663 MAIL ADDRESS: STREET 1: 2180 RUTHERFORD ROAD CITY: CARLSBAD STATE: CA ZIP: 92008 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-06-20 0 0001175609 CAVIUM, INC. CAVM 0001191319 THORNLEY ANTHONY S C/O CAVIUM, INC. 2315 N. FIRST STREET SAN JOSE CA 95131 1 0 0 0 Common stock 2017-06-20 4 A 0 3803 A 9011 D This was an annual Restricted Stock Unit (RSU) grant to the reporting person pursuant to Cavium's 2016 Equity Incentive Plan. This RSU grant will vest on April 30, 2018. On the vesting date, for each RSU vesting on such date, the reporting person will receive one share of Cavium's common stock at no cost. /s/ Vincent P. Pangrazio with Power of Attorney 2017-06-20