0001209191-15-025641.txt : 20150312 0001209191-15-025641.hdr.sgml : 20150312 20150312163117 ACCESSION NUMBER: 0001209191-15-025641 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150310 FILED AS OF DATE: 20150312 DATE AS OF CHANGE: 20150312 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAVIUM, INC. CENTRAL INDEX KEY: 0001175609 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770558625 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2315 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 650-623-7000 MAIL ADDRESS: STREET 1: 2315 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95131 FORMER COMPANY: FORMER CONFORMED NAME: CAVIUM NETWORKS, INC. DATE OF NAME CHANGE: 20070309 FORMER COMPANY: FORMER CONFORMED NAME: CAVIUM NETWORKS DATE OF NAME CHANGE: 20020614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THORNLEY ANTHONY S CENTRAL INDEX KEY: 0001191319 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33435 FILM NUMBER: 15696272 MAIL ADDRESS: STREET 1: 2180 RUTHERFORD ROAD CITY: CARLSBAD STATE: CA ZIP: 92008 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-03-10 0 0001175609 CAVIUM, INC. CAVM 0001191319 THORNLEY ANTHONY S C/O CAVIUM, INC. 2315 N. FIRST STREET SAN JOSE CA 95131 1 0 0 0 Common stock 2015-03-10 4 M 0 12500 17.76 A 26000 D Common stock 2015-03-10 4 S 0 12500 69.78 D 13500 D Stock option right to buy 17.76 2015-03-10 4 M 0 12500 0.00 D 2008-05-18 2015-04-18 Common stock 12500 0 D This was an exercise of stock options which were due to expire on April 18, 2015. 1/48th of the shares subject to the option vest monthly over 48 months. /s/ Vincent P. Pangrazio, with Power of Attorney 2015-03-12