0001209191-13-005655.txt : 20130201 0001209191-13-005655.hdr.sgml : 20130201 20130201163623 ACCESSION NUMBER: 0001209191-13-005655 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130130 FILED AS OF DATE: 20130201 DATE AS OF CHANGE: 20130201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jain Anil Kumar CENTRAL INDEX KEY: 0001397903 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33435 FILM NUMBER: 13567166 MAIL ADDRESS: STREET 1: 805 EAST MIDDLEFIELD ROAD CITY: MT. VIEW STATE: CA ZIP: 94043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAVIUM, INC. CENTRAL INDEX KEY: 0001175609 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770558625 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2315 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 650-623-7000 MAIL ADDRESS: STREET 1: 2315 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95131 FORMER COMPANY: FORMER CONFORMED NAME: CAVIUM NETWORKS, INC. DATE OF NAME CHANGE: 20070309 FORMER COMPANY: FORMER CONFORMED NAME: CAVIUM NETWORKS DATE OF NAME CHANGE: 20020614 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-01-30 0 0001175609 CAVIUM, INC. CAVM 0001397903 Jain Anil Kumar C/O CAVIUM, INC. 2315 N. FIRST STREET SAN JOSE CA 95131 0 1 0 0 Corporate VP, IC Engineering Common Stock 2013-01-30 4 M 0 9375 A 51000 D Restricted stock units 2013-01-30 4 M 0 3750 0.00 D Common Stock 3750 3750 D Restricted stock units 2013-01-30 4 M 0 2625 0.00 D Common Stock 2625 5250 D Restricted stock units 2013-01-30 4 M 0 3000 0.00 D Common Stock 3000 9000 D As reported on Form 4 filed on January 8, 2010, the reporting person received a grant of 15,000 Restricted Stock Units ("RSU's") on January 6, 2010 pursuant to Cavuim's 2007 Stock Incentive Plan. 25% of the RSU will vest annually on each of January 30, 2011, January 30, 2012, January 30, 2013 and January 2014. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Cavium's common stock. On January 30, 2013, the third 25% of these RSU's vested, resulting in the issuance of 3,750 shares of Cavium's common stock. As reported on Form 4 filed on March 14, 2011, the reporting person received a grant of 10,500 Restricted Stock Units ("RSU's") on March 10, 2011 pursuant to Cavuim's 2007 Stock Incentive Plan. 25% of the RSUs will vest annually on each of January 30, 2012, January 30, 2013, January 30, 2014 and January 30, 2015. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Cavium's common stock. On January 30, 2013, the second 25% of these RSU's vested, resulting in the issuance of 2,625 shares of Cavium's common stock. As reported on Form 4 filed on February 28, 2012, the reporting person received a grant of 12,000 Restricted Stock Units ("RSU's") on February 24, 2012 pursuant to Cavuim's 2007 Stock Incentive Plan. 25% of the RSUs will vest annually on each of January 30, 2013, January 30, 2014, January 30, 2015 and January 30, 2016. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Cavium's common stock. On January 30, 2013, the first 25% of these RSU's vested, resulting in the issuance of 3,000 shares of Cavium's common stock. /s/ Arthur D. Chadwick, with Power of Attorney 2013-02-01