0001209191-16-122234.txt : 20160520 0001209191-16-122234.hdr.sgml : 20160520 20160520170746 ACCESSION NUMBER: 0001209191-16-122234 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160519 FILED AS OF DATE: 20160520 DATE AS OF CHANGE: 20160520 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWCASTLE INVESTMENT CORP CENTRAL INDEX KEY: 0001175483 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 810559116 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O FORTRESS STREET 2: 1345 AVENUE OF THE AMERICAS 46TH FL CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 2127986100 MAIL ADDRESS: STREET 1: C/O FORTRESS STREET 2: 1345 AVENUE OF THE AMERICAS 46TH FL CITY: NEW YORK STATE: NY ZIP: 10105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCKOWN DAVID K CENTRAL INDEX KEY: 0001209144 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31458 FILM NUMBER: 161667094 MAIL ADDRESS: STREET 1: EATON VANCE MANAGEMENT CITY: BOSTON STATE: MA ZIP: 02110 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-05-19 0 0001175483 NEWCASTLE INVESTMENT CORP NCT 0001209144 MCKOWN DAVID K 1345 AVENUE OF THE AMERICAS, 45 FL NEW YORK NY 10105 1 0 0 0 Common Stock, par value $0.01 per share 2016-05-19 4 A 0 11548 0.00 A 27227 D Shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $4.33 on May 19, 2016. /s/ David A. McKown 2016-05-20