-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Mia1CBGxEPJrDcZZAlMFAkbc3TSRU1oTc4uuz+ZR+Ei+tUuG+/K69g5BF7uNbXYW zE6IbeKG+JJBpSq03A1zPg== 0001181431-10-001056.txt : 20100105 0001181431-10-001056.hdr.sgml : 20100105 20100105160915 ACCESSION NUMBER: 0001181431-10-001056 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100105 DATE AS OF CHANGE: 20100105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROTECH HEALTHCARE INC CENTRAL INDEX KEY: 0001175108 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HOME HEALTH CARE SERVICES [8082] IRS NUMBER: 030408870 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: BUSINESS PHONE: 407-822-4600 MAIL ADDRESS: STREET 1: 2600 TECHNOLOGY DRIVE STREET 2: SUITE 300 CITY: ORLANDO STATE: FL ZIP: 32804 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Siegel Arthur CENTRAL INDEX KEY: 0001301443 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50940 FILM NUMBER: 10506894 MAIL ADDRESS: STREET 1: 179 EAST 70TH STREET, APT. 3A CITY: NEW YORK STATE: NY ZIP: 10021 4 1 rrd261874.xml FORM 4 X0303 4 2009-12-31 0 0001175108 ROTECH HEALTHCARE INC ROHI 0001301443 Siegel Arthur C/O ROTECH HEALTHCARE INC. 2600 TECHNOLOGY DRIVE, SUITE 300 ORLANDO FL 32804 1 0 0 0 Common Stock Options (right to buy) 17.00 2009-12-31 4 D 0 15000 D 2012-12-19 Common Stock 15000 23000 D Common Stock Options (right to buy) 14.55 2009-12-31 4 D 0 8000 D 2013-05-20 Common Stock 8000 15000 D Common Stock Options (right to buy) 0.41 2009-12-31 4 A 0 5000 A 2012-12-19 Common Stock 5000 20000 D Common Stock Options (right to buy) 0.41 2009-12-31 4 A 0 2666 A 2013-05-20 Common Stock 2666 22666 D The 5,000 and 2,666 shares underlying the employee common stock option (right to buy) granted on December 31, 2009 (the "Replacement Grant") were granted in exchange for the tender by the Reporting Person of an option to purchase 15,000 and 8,000 shares granted to the Reporting Person on December 19, 2002 and May 20, 2003, respectively (the "Original Grant"). The Reporting Person tendered the Original Grant pursuant to the terms of the Tender Offer Statement on Schedule TO filed by the Company with the Securities and Exchange Commission on December 2, 2009, as amended, relating to an offer by the Company to certain directors and employees to exchange certain outstanding options to purchase shares of common stock of the Company. Upon grant of the Replacement Grant to the Reporting Person, the Original Grant was canceled in its entirety. The Original Grant vested over a period of one year from the date of grant, with 50% vesting on each of the first two six-month anniversaries of the date of grant. The Replacement Grant will vest over a period of one year from the date of grant, with 50% vesting on each of the first two six-month anniversaries of the date of grant. /s/ Arthur Siegel 2010-01-05 -----END PRIVACY-ENHANCED MESSAGE-----