0001181431-12-044345.txt : 20120808 0001181431-12-044345.hdr.sgml : 20120808 20120808164142 ACCESSION NUMBER: 0001181431-12-044345 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120806 FILED AS OF DATE: 20120808 DATE AS OF CHANGE: 20120808 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ORAGENICS INC CENTRAL INDEX KEY: 0001174940 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 593410522 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12085 RESEARCH DRIVE CITY: ALACHUA STATE: FL ZIP: 32615 BUSINESS PHONE: 3864184018 MAIL ADDRESS: STREET 1: 12085 RESEARCH DRIVE CITY: ALACHUA STATE: FL ZIP: 32615 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BONFIGLIO JOHN N CENTRAL INDEX KEY: 0001222253 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32188 FILM NUMBER: 121017339 MAIL ADDRESS: STREET 1: 4275 EXECUTIVE SQUARE SUITE 230 CITY: LA JOLLA STATE: CA ZIP: 92037 4 1 rrd352771.xml FORM 4 X0306 4 2012-08-06 0 0001174940 ORAGENICS INC ORNI 0001222253 BONFIGLIO JOHN N 3000 BAYPORT DRIVE SUITE 685 TAMPA FL 33607 1 1 0 0 President and CEO Common Stock 2012-08-06 4 A 0 132000 0 A 162250 D Common Stock 2012-08-06 4 F 0 34914 2.75 D 127336 D Represents the portion of an aggregate performance award of 188,482 shares made in connection with, and as part of, the previously approved long term incentive compensation component of the employee compensation program adopted by the Company and the award agreement with the reporting individual. The award was made under the Company's Amended and Restated 2002 Stock Option and Incentive Plan (the "Plan") and was based upon the determination that the specified performance goal related to the Company's securing financing had been achieved. The balance of the performance award shares due of 56,482 will be made subject to shareholder approval of an increase in the shares available under the Company's Plan. The award determination was made on August 6, 2012, and the closing price of the Company's stock on such date was $ 2.75. Represents withholding of shares of common stock to satisfy tax withholding obligations in connection with the performance award. /s/ Mark A. Catchur, as Attorney-in-Fact for John N. Bonfiglio 2012-08-08