-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WHAkFX+69qNrw1wwflWSb6cHVobx5KxPmcoHnXky5UoUezSxC40dJsxvcnUNzrZZ oIQ9UKh7mY8mkMNl/po9Sw== 0001144204-04-015908.txt : 20041007 0001144204-04-015908.hdr.sgml : 20041007 20041007171412 ACCESSION NUMBER: 0001144204-04-015908 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20041007 ITEM INFORMATION: Regulation FD Disclosure ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20041007 DATE AS OF CHANGE: 20041007 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ORAGENICS INC CENTRAL INDEX KEY: 0001174940 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 593410522 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-32188 FILM NUMBER: 041070778 BUSINESS ADDRESS: STREET 1: 12085 RESEARCH DRIVE CITY: ALACHUA STATE: FL ZIP: 32615 BUSINESS PHONE: 3864184018 MAIL ADDRESS: STREET 1: 12085 RESEARCH DRIVE CITY: ALACHUA STATE: FL ZIP: 32615 8-K 1 v07367_8k.txt ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 7, 2004 Date of Report (Date of earliest event reported) ORAGENICS, INC. (Exact name of registrant as specified in its charter) Florida 000-50614 59-3410522 (State or other jurisdiction (Commission (IRS Employer of incorporation) File Number) Identification No.) 12085 Research Drive Alachua, Florida 32615 (Address of principal executive offices including zip code) (386) 418-4018 Registrant's telephone number, including area code - -------------------------------------------------------------------------------- None - -------------------------------------------------------------------------------- (Former name or former address, if changed since last report.) - -------------------------------------------------------------------------------- ================================================================================ ITEM 7.01 REGULATION FD DISCLOSURE Oragenics, Inc. announces that it will de-list its common stock from the TSX Venture Exchange and solely list its shares on the American Stock Exchange. ITEM 9.01 FINANCIAL INFORMATION AND EXHIBITS ----------------------------------------- Exhibit No. Description ----------------------------------------- 99.1 Press Release ----------------------------------------- SIGNATURES In accordance with the requirements of the Exchange Act, the registrant caused this report to be signed on its behalf by the undersigned, thereunto duly authorized on this 7th day of October, 2004. ORAGENICS, INC. (Registrant) BY: /s/ Mento A. Soponis Mento A. Soponis President and Chief Executive Officer EX-99.1 2 v07367_ex99-1.txt Contact: Chuck Soponis Joan Kureczka Chief Executive Officer Kureczka/Martin Associates Oragenics, Inc. (415) 821-2413 (386) 418-4018 Jkureczka@comcast.net FOR IMMEDIATE RELEASE ORAGENICS, INC. TO DE-LIST FROM TSX VENTURE EXCHANGE ALACHUA, FL (October 7, 2004) - Oragenics, Inc. (AMEX:ONI; TSX-V:ORA.U) today announced that effective on October 13, 2004, the Company will de-list from the TSX Venture Exchange and trade exclusively on the American Stock Exchange ("AMEX") under the symbol "ONI.. Oragenics, Inc. has been listed on the TSX Venture Exchange (symbol "ORA.U") since June 24, 2003, when the Company completed an initial public offering of its common stock. On May 20, 2004, Oragenics, Inc. stock began trading on the American Stock Exchange (symbol "ONI"). Since that time, the volume of Oragenics' shares being traded on the TSX Venture Exchange has steadily declined. Oragenics shares will continue to be traded on the American Stock Exchange under the symbol "ONI." "We appreciate the opportunity of having our stock traded on the TSX Venture Exchange," said Chuck Soponis, Oragenics chief executive officer. "The TSX market provided excellent support for our shares and the staff at the venture exchange has been consistently helpful and cooperative. However, we believe that a sole listing on the AMEX will diminish investor confusion, reduce our filing costs, and provide a satisfactory alternative for our Canadian investors." About Oragenics Oragenics, Inc. is an emerging biotechnology company focused on the development and licensure of innovative products and technologies for improving human health. The company's lead product is a novel oral rinse for the prevention of tooth decay, which is anticipated to enter clinical trials in 2004. The company is also developing a novel antibiotic with broad-spectrum activity against gram-positive bacteria and a probiotic product aimed at maintaining oral health. The company is headquartered in Alachua, Florida. For more information about Oragenics, please consult the company's website at www.oragenics.com. Safe Harbor Statement Under the Private Securities Litigation Reform Act of 1995: This release includes forward-looking statements which reflect Oragenics' current views with respect to future events and financial performance. These forward-looking statements are based on management's beliefs and assumptions and information currently available. The words "believe", "expect", "anticipate", "intend", "estimate", "project" and similar expressions which do not relate solely to historical matters identify forward-looking statements. Investors should be cautious in relying on forward-looking statements because they are subject to a variety of risks, uncertainties, and other factors that could cause actual results to differ materially from those expressed in any such forward-looking statements. These factors include, but are not limited to (1) the ability to successfully complete development and commercialization of Oragenics' Replacement Therapy for prevention of tooth decay, novel antibiotic, and probiotic product for oral health; (2) the ability to obtain substantial additional funding; (3) the ability to develop and commercialize products before competitors;(4) the ability to develop commercial products with the in-licensed technology; and (5) other factors detailed from time to time in filings with the Securities and Exchange Commission. We expressly disclaim any responsibility to update forward-looking statements. The TSX Venture Exchange has not reviewed and does not accept responsibility for the adequacy or accuracy of this news release. # # # -----END PRIVACY-ENHANCED MESSAGE-----