0000899243-16-013529.txt : 20160217 0000899243-16-013529.hdr.sgml : 20160217 20160217163641 ACCESSION NUMBER: 0000899243-16-013529 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160216 FILED AS OF DATE: 20160217 DATE AS OF CHANGE: 20160217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ORAGENICS INC CENTRAL INDEX KEY: 0001174940 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 593410522 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4902 EISENHOWER BLVD STREET 2: SUITE 125 CITY: TAMPA STATE: FL ZIP: 33634 BUSINESS PHONE: 8132867900 MAIL ADDRESS: STREET 1: 4902 EISENHOWER BLVD STREET 2: SUITE 125 CITY: TAMPA STATE: FL ZIP: 33634 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOSKI BEVERLY CENTRAL INDEX KEY: 0001234877 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32188 FILM NUMBER: 161433801 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOSKI CHRISTINE L CENTRAL INDEX KEY: 0001234878 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32188 FILM NUMBER: 161433802 MAIL ADDRESS: STREET 1: 1500 WEST UNIVERSITY PARKWAY CITY: SARASOTA STATE: FL ZIP: 34243 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOSKI THOMAS L CENTRAL INDEX KEY: 0001234881 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32188 FILM NUMBER: 161433803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOSKI ROBERT C CENTRAL INDEX KEY: 0001234880 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32188 FILM NUMBER: 161433804 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOSKI FAMILY LP CENTRAL INDEX KEY: 0001234879 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32188 FILM NUMBER: 161433805 BUSINESS ADDRESS: STREET 1: SUN HYDRAULICS CORP STREET 2: 1500 W UNIVERSITY PARKWAY CITY: SARASOTA STATE: FL ZIP: 34243 BUSINESS PHONE: 9413621200 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-02-16 0 0001174940 ORAGENICS INC OGEN 0001234879 KOSKI FAMILY LP 3525 TURTLE CREEK BOULEVARD, UNIT 19-B DALLAS TX 75219 0 0 1 0 0001234880 KOSKI ROBERT C 7362 HAWKINS ROAD SARASOTA FL 34241 1 0 1 0 0001234881 KOSKI THOMAS L 4995 ASHLEY PARKWAY SARASOTA FL 34241 0 0 1 0 0001234878 KOSKI CHRISTINE L 3525 TURTLE CREEK BOULDEVARD, UNIT 19-B DALLAS TX 75219 1 0 1 0 0001234877 KOSKI BEVERLY 3525 TURTLE CREEK BOULDEVARD, UNIT 19-B DALLAS TX 75219 0 0 1 0 Common Stock 7049742 D Common Stock 2016-02-16 4 A 0 40000 0.00 A 1592523 D Common Stock 2016-02-16 4 A 0 40000 0.00 A 1007878 D Common Stock 919666 D Common Stock 28000 I By Koski Management, Inc. Common Stock 530851 I By Trusts Non-Employee Director Option (Right to Buy) 0.84 2016-02-16 4 A 0 80000 0.00 A 2017-02-16 2026-02-16 Common Stock 80000 80000 D Non-Employee Director Option (Right to Buy) 0.84 2016-02-16 4 A 0 80000 0.00 A 2017-02-16 2026-02-16 Common Stock 80000 80000 D Shares owned directly by Koski Family Limited Partnership ("KFLP"). Shares owned indirectly by the KFLP general partners: Koski Management, Inc. (solely owned by Beverly Koski), Christine L. Koski, Robert C. Koski and Thomas L. Koski, each of whom is a general partner of the partnership or the controlling person of a corporate general partner of the partnership. Each reporting person disclaims beneficial ownership of all indirectly owned securities in excess of such reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner for purposes of Section 16 or any other purpose. Shares owned directly by Christine L. Koski, a director of the Company. Shares owned directly by Robert C. Koski, a director of the Company. Shares owned directly by Thomas L. Koski. Shares owned indirectly by Beverly Koski (through Koski Management, Inc.). Shares owned by trusts for Mr. Robert Koski's children of which Mr. Robert C. Koski serves as trustee. Such trusts are as follows: the Robert Clayton Koski Trust for the benefit of Anthony James Hunter (107,600 shares); the Robert Clayton Koski Trust for the benefit of Hunter Buchanan Koski (107,600 shares); the Robert Clayton Koski Trust for the benefit of Clayton Ward Bennett (100,000 shares); the Robert Clayton Koski Trust for the benefit of Robert Edward Koski (107,600 shares); and the Robert Clayton Koski Trust for the benefit of Elyse Margaux Koski (108,051 shares). Mr. Koski disclaims beneficial ownership of the shares held by the trusts except to the extent of any pecuniary interest. Represents an award of restricted stock in connection with service to the Company as a director pursuant to the 2012 Equity Incentive Plan that vests equally over each of the four calendar quarters during 2016. Represents an award of options to purchase shares of the Company's common stock under the Company's 2012 Equity Incentive Plan in connection with service to the Company as a director. The options vest equally over two years commencing on the first anniversary of the grant date. The option exercise price is the closing price on the date of the grant, February 16, 2016. /s/ Mark A. Catchur, as Attorney-in-Fact for CHRISTINE L. KOSKI, BEVERLY KOSKI, KOSKI FAMILY LIMITED PARTNERSHIP, ROBERT C. KOSKI AND THOMAS L. KOSKI 2016-02-17