0001571049-17-007020.txt : 20170727 0001571049-17-007020.hdr.sgml : 20170727 20170727171838 ACCESSION NUMBER: 0001571049-17-007020 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170727 DATE AS OF CHANGE: 20170727 EFFECTIVENESS DATE: 20170727 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NICOLET BANKSHARES INC CENTRAL INDEX KEY: 0001174850 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 000000000 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17319 FILM NUMBER: 17987100 BUSINESS ADDRESS: STREET 1: 111 N WASHINGTON ST CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 920 430 1400 MAIL ADDRESS: STREET 1: 111 N WASHINGTON ST CITY: GREEN BAY STATE: WI ZIP: 54301 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001174850 XXXXXXXX 06-30-2017 06-30-2017 false NICOLET BANKSHARES INC

111 N Washington St Green Bay WI 54301

13F HOLDINGS REPORT 028-17319 N Ann Lawson 920-617-5325 /s/ Ann Lawson Green Bay WI 07-06-2017 0 180 212366 INFORMATION TABLE 2 infotable.xml ABBOTT LABS COMMON STOCK 002824100 1380 28388 SH DFND 28388 0 0 ABBVIE INC COMMON STOCK 00287Y109 365 5036 SH DFND 5036 0 0 ACI WORLDWIDE INC COMMON STOCK 004498101 304 13570 SH DFND 13570 0 0 ADOBE SYS INC COMMON STOCK 00724F101 850 6010 SH DFND 6010 0 0 AES CORP COMMON STOCK 00130H105 277 24975 SH DFND 24975 0 0 AFFILIATED MANAGERS GROUP INC COMMON STOCK 008252108 514 3099 SH DFND 2853 0 246 AFLAC INC COMMON STOCK 001055102 374 4821 SH DFND 4821 0 0 AKAMAI TECHNOLOGIES INC COMMON STOCK 00971T101 268 5390 SH DFND 5390 0 0 ALEXION PHARMACEUTICALS INC COMMON STOCK 015351109 347 2851 SH DFND 2851 0 0 ALLIANCE DATA SYS CORP COMMON STOCK 018581108 454 1767 SH DFND 1767 0 0 ALLSCRIPTS HEALTHCARE SOLUTION COMMON STOCK 01988P108 136 10675 SH DFND 10675 0 0 ALLSTATE CORP COMMON STOCK 020002101 482 5445 SH DFND 5445 0 0 ALPHABET INC CL A COMMON STOCK 02079K305 550 592 SH DFND 581 0 11 ALPHABET INC CL C COMMON STOCK 02079K107 2404 2645 SH DFND 2389 0 256 ALTRIA GROUP INC COMMON STOCK 02209S103 802 10767 SH DFND 10077 0 690 AMAZON.COM INC COMMON STOCK 023135106 437 451 SH DFND 451 0 0 AMERICAN TOWER CORP COMMON STOCK 03027X100 400 3025 SH DFND 3025 0 0 AMERICAN WATER WORKS CO INC COMMON STOCK 030420103 286 3671 SH DFND 3671 0 0 AMETEK INC COMMON STOCK 031100100 229 3785 SH DFND 3785 0 0 APPLE INC COMMON STOCK 037833100 3666 25458 SH DFND 25200 0 258 AT&T INC COMMON STOCK 00206R102 834 22106 SH DFND 22050 0 56 BARD CR INC COMMON STOCK 067383109 248 786 SH DFND 786 0 0 BAXTER INTL INC COMMON STOCK 071813109 606 10008 SH DFND 10008 0 0 BERKSHIRE HATHAWAY INC CLASS A COMMON STOCK 084670108 255 1 SH DFND 1 0 0 BERKSHIRE HATHAWAY INC-CL B COMMON STOCK 084670702 1197 7070 SH DFND 7020 0 50 BIOGEN INC COMMON STOCK 09062X103 671 2472 SH DFND 2472 0 0 BOTTOMLINE TECHNOLOGIES DEL IN COMMON STOCK 101388106 657 25565 SH DFND 25565 0 0 BRISTOL MYERS SQUIBB CO COMMON STOCK 110122108 1968 17371 SH DFND 17345 0 26 CVS HEALTH CORPORATION COMMON STOCK 126650100 524 6511 SH DFND 6511 0 0 CA INC COMMON STOCK 12673P105 383 11120 SH DFND 11120 0 0 CATERPILLAR INC COMMON STOCK 149123101 436 4055 SH DFND 3781 0 274 CELGENE CORP COMMON STOCK 151020104 408 3143 SH DFND 3143 0 0 CHARLES SCHWAB CORP COMMON STOCK 808513105 784 18257 SH DFND 16472 0 1785 CHEVRON CORPORATION COMMON STOCK 166764100 1352 12955 SH DFND 12508 0 447 CISCO SYSTEMS INC COMMON STOCK 17275R102 216 6887 SH DFND 6447 0 440 CITIGROUP INC COMMON STOCK 172967424 768 11479 SH DFND 11379 0 100 COCA COLA CO COMMON STOCK 191216100 1354 30182 SH DFND 30099 0 83 COGNIZANT TECHNOLOGY SOLUTIONS COMMON STOCK 192446102 269 4055 SH DFND 4055 0 0 COSTCO WHOLESALE CORP COMMON STOCK 22160K105 819 5120 SH DFND 4832 0 288 CSX CORP COMMON STOCK 126408103 514 9423 SH DFND 8953 0 470 DANAHER CORP COMMON STOCK 235851102 362 4287 SH DFND 2911 0 1376 DEERE & CO COMMON STOCK 244199105 407 3290 SH DFND 3290 0 0 DISNEY WALT CO NEW COMMON STOCK 254687106 1118 10526 SH DFND 10489 0 37 DU PONT E I DE NEMOURS & CO COMMON STOCK 263534109 260 3220 SH DFND 3220 0 0 DUKE ENERGY CORP COMMON STOCK 26441C204 390 4664 SH DFND 4664 0 0 E O G RES INC COMMON STOCK 26875P101 276 3049 SH DFND 3049 0 0 E-TRADE FINANCIAL CORP COMMON STOCK 269246401 307 8077 SH DFND 8077 0 0 ECHO GLOBAL LOGISTICS INC COMMON STOCK 27875T101 219 11005 SH DFND 11005 0 0 EMERSON ELEC CO COMMON STOCK 291011104 212 3562 SH DFND 3562 0 0 EQUIFAX INC COMMON STOCK 294429105 501 3645 SH DFND 3645 0 0 EXACT SCIENCES CORP COMMON STOCK 30063P105 429 12125 SH DFND 12125 0 0 EXELON CORP COMMON STOCK 30161N101 210 5816 SH DFND 5816 0 0 EXPRESS SCRIPTS HLDG COMMON STOCK 30219G108 725 11362 SH DFND 11362 0 0 EXXONMOBIL CORP COMMON STOCK 30231G102 2579 31940 SH DFND 31920 0 20 FACEBOOK INC-A COMMON STOCK 30303M102 215 1427 SH DFND 1387 0 40 FEDEX CORPORATION COMMON STOCK 31428X106 328 1509 SH DFND 1432 0 77 FIDELITY NATL INFORMATION SVCS COMMON STOCK 31620M106 1738 20356 SH DFND 20356 0 0 FISERV INC COMMON STOCK 337738108 652 5332 SH DFND 5332 0 0 FORD MOTOR CO DEL COMMON STOCK 345370860 186 16605 SH DFND 16605 0 0 GENERAL ELECTRIC CORP COMMON STOCK 369604103 1644 60857 SH DFND 60677 0 180 GILEAD SCIENCES INC COMMON STOCK 375558103 188 2651 SH DFND 2651 0 0 GLOBAL PAYMENTS INC COMMON STOCK 37940X102 443 4910 SH DFND 4910 0 0 GRAINGER W W INC COMMON STOCK 384802104 255 1412 SH DFND 1412 0 0 HANESBRANDS INC COMMON STOCK 410345102 309 13345 SH DFND 13345 0 0 HOLOGIC INC COMMON STOCK 436440101 221 4860 SH DFND 4860 0 0 HOME DEPOT INC COMMON STOCK 437076102 1160 7562 SH DFND 7276 0 286 HONEYWELL INTERNATIONAL INC COMMON STOCK 438516106 385 2891 SH DFND 2891 0 0 ILLINOIS TOOL WKS INC COMMON STOCK 452308109 551 3845 SH DFND 3747 0 98 INTEL CORP COMMON STOCK 458140100 1059 31398 SH DFND 30884 0 514 INTERCONTINENTAL EXCHANGE INC COMMON STOCK 45866F104 576 8745 SH DFND 8745 0 0 INTL. BUSINESS MACHINES CORP COMMON STOCK 459200101 473 3077 SH DFND 3077 0 0 INTUIT INC COMMON STOCK 461202103 562 4234 SH DFND 4212 0 22 JOHNSON & JOHNSON COMMON STOCK 478160104 1274 9631 SH DFND 9188 0 443 JP MORGAN CHASE & CO COMMON STOCK 46625H100 2287 25021 SH DFND 23786 0 1235 KIMBERLY CLARK CORP COMMON STOCK 494368103 511 3960 SH DFND 3960 0 0 ESTEE LAUDER COMPANIES CLASS A COMMON STOCK 518439104 289 3015 SH DFND 3015 0 0 LOCKHEED MARTIN CORP COMMON STOCK 539830109 350 1262 SH DFND 1262 0 0 LOWES COS INC COMMON STOCK 548661107 821 10595 SH DFND 9911 0 684 MASCO CORP COMMON STOCK 574599106 396 10374 SH DFND 10374 0 0 MCDONALDS CORP COMMON STOCK 580135101 1485 9697 SH DFND 9697 0 0 MERCK & CO INC COMMON STOCK 58933Y105 528 8234 SH DFND 8234 0 0 METLIFE INC COMMON STOCK 59156R108 204 3707 SH DFND 3707 0 0 MICROCHIP TECHNOLOGY INC COMMON STOCK 595017104 281 3641 SH DFND 3641 0 0 MICROSOFT CORP COMMON STOCK 594918104 1323 19198 SH DFND 17674 0 1524 MONDELEZ INTERNATIONAL INC COMMON STOCK 609207105 791 18324 SH DFND 16381 0 1943 NAVIENT CORP COMMON STOCK 63938C108 301 18105 SH DFND 18105 0 0 NICOLET BANKSHARES INC COMMON STOCK 65406E102 39334 718953 SH DFND 708492 0 10461 NICOLET BANKSHARES INC COMMON STOCK 65406E102 719 13141 SH OTR 13141 0 0 NIKE INC-CLASS B COMMON STOCK 654106103 1028 17418 SH DFND 17363 0 55 NORFOLK SOUTHERN CORP COMMON STOCK 655844108 307 2519 SH DFND 2519 0 0 NUCOR CORP COMMON STOCK 670346105 382 6599 SH DFND 6599 0 0 ORACLE CORPORATION COMMON STOCK 68389X105 1261 25143 SH DFND 25143 0 0 PALO ALTO NETWORKS INC COMMON STOCK 697435105 282 2111 SH DFND 2111 0 0 PEPSICO INC COMMON STOCK 713448108 990 8573 SH DFND 8536 0 37 PFIZER INC COMMON STOCK 717081103 1004 29901 SH DFND 28654 0 1247 PG & E CORP COMMON STOCK 69331C108 255 3849 SH DFND 3849 0 0 PHILIP MORRIS INTERNATIONAL COMMON STOCK 718172109 1077 9172 SH DFND 9107 0 65 PRINCIPAL FINANCIAL GROUP COMMON STOCK 74251V102 639 9968 SH DFND 9968 0 0 PROCTER & GAMBLE CO COMMON STOCK 742718109 1293 14842 SH DFND 14842 0 0 QUALCOMM INC COMMON STOCK 747525103 694 12560 SH DFND 12560 0 0 RPM INTERNATIONAL INC COMMON STOCK 749685103 315 5766 SH DFND 5426 0 340 RED HAT INC COMMON STOCK 756577105 417 4359 SH DFND 4359 0 0 SALESFORCE.COM COMMON STOCK 79466L302 656 7576 SH DFND 7476 0 100 SHIRE PLC COMMON STOCK 82481R106 518 3135 SH DFND 3135 0 0 STARBUCKS CORP COMMON STOCK 855244109 903 15488 SH DFND 14725 0 763 STRYKER CORPORATION COMMON STOCK 863667101 429 3090 SH DFND 3036 0 54 T ROWE PRICE GROUP INC COMMON STOCK 74144T108 364 4905 SH DFND 4905 0 0 THERMO FISHER SCIENTIFIC INC COMMON STOCK 883556102 686 3933 SH DFND 2924 0 1009 TWENTY-FIRST CENTURY FOX INC COMMON STOCK 90130A101 514 18138 SH DFND 18138 0 0 TWITTER INC COMMON STOCK 90184L102 236 13229 SH DFND 13229 0 0 UNION PAC CORP COMMON STOCK 907818108 365 3352 SH DFND 3295 0 57 UNITED PARCEL SERVICE CL B COMMON STOCK 911312106 621 5617 SH DFND 5617 0 0 UNITED TECHNOLOGIES CORP COMMON STOCK 913017109 746 6108 SH DFND 5964 0 144 UNITEDHEALTH GROUP INC COMMON STOCK 91324P102 415 2238 SH DFND 2135 0 103 US BANCORP NEW COMMON STOCK 902973304 221 4261 SH DFND 4142 0 119 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 843 18884 SH DFND 17951 0 933 VISA INC CL A COMMON STOCK 92826C839 767 8174 SH DFND 6001 0 2173 WAL MART STORES INC COMMON STOCK 931142103 231 3054 SH DFND 3054 0 0 WALGREENS BOOTS ALLIANCE INC COMMON STOCK 931427108 367 4688 SH DFND 4688 0 0 WEC ENERGY GROUP INC COMMON STOCK 92939U106 1284 20912 SH DFND 20912 0 0 WELLS FARGO & CO COMMON STOCK 949746101 2977 53719 SH DFND 52384 0 1335 WYNDHAM WORLDWIDE CORP COMMON STOCK 98310W108 641 6385 SH DFND 6310 0 75 XCEL ENERGY INC COMMON STOCK 98389B100 316 6890 SH DFND 6890 0 0 XILINX INC COMMON STOCK 983919101 233 3615 SH DFND 3615 0 0 YUM CHINA HOLDINGS INC COMMON STOCK 98850P109 213 5404 SH DFND 5404 0 0 YUM! BRANDS INC COMMON STOCK 988498101 478 6486 SH DFND 6486 0 0 ZIMMER BIOMET HOLDINGS INC COMMON STOCK 98956P102 956 7447 SH DFND 7210 0 237 ZOETIS INC COMMON STOCK 98978V103 226 3618 SH DFND 1400 0 2218 3M CO COMMON STOCK 88579Y101 474 2278 SH DFND 2242 0 36 ALIBABA GROUP HOLDING LTD SPON COMMON STOCK 01609W102 246 1749 SH DFND 1749 0 0 ALLERGAN PLC COMMON STOCK G0177J108 928 3816 SH DFND 3787 0 29 BANK MONTREAL QUEBEC COMMON STOCK 063671101 240 3266 SH DFND 3266 0 0 EATON CORP PLC COMMON STOCK G29183103 383 4926 SH DFND 4926 0 0 EVERTEC INC COMMON STOCK 30040P103 277 16025 SH DFND 16025 0 0 SCHLUMBERGER LTD COMMON STOCK 806857108 846 12844 SH DFND 12314 0 530 ENERGY SELECT SECTOR SPDR OTHER 81369Y506 480 7393 SH DFND 7393 0 0 FLEXSHARES GLOBAL QUALITY RE OTHER 33939L787 2098 35011 SH DFND 34996 0 15 FLEXSHARES GLOBAL UPSTREAM N OTHER 33939L407 13767 481880 SH DFND 481515 0 365 FLEXSHARES GLOBAL UPSTREAM N OTHER 33939L407 100 3486 SH OTR 3486 0 0 ISHARES COHEN & STEERS RLTY ET OTHER 464287564 358 3544 SH DFND 3544 0 0 ISHARES CORE S&P MID-CAP ETF OTHER 464287507 206 1184 SH DFND 1184 0 0 ISHARES CORE S&P SMALL-CAP ETF OTHER 464287804 278 3967 SH DFND 3967 0 0 ISHARES CORE S&P U.S. GROWTH E OTHER 464287671 352 7294 SH DFND 7294 0 0 ISHARES CORE S&P U.S. VALUE ET OTHER 464287663 292 5736 SH DFND 5736 0 0 ISHARES CORE S&P 500 ETF OTHER 464287200 489 2011 SH DFND 2011 0 0 ISHARES MSCI EAFE ETF OTHER 464287465 5297 81248 SH DFND 81248 0 0 ISHARES MSCI EAFE ETF OTHER 464287465 104 1597 SH OTR 1597 0 0 ISHARES RUSSELL 1000 ETF OTHER 464287622 565 4177 SH DFND 4177 0 0 ISHARES RUSSELL 1000 GROWTH ET OTHER 464287614 5994 50358 SH DFND 50358 0 0 ISHARES RUSSELL 1000 VALUE ETF OTHER 464287598 2590 22244 SH DFND 22150 0 94 ISHARES RUSSELL 2000 ETF OTHER 464287655 1165 8267 SH DFND 8267 0 0 ISHARES S&P GLOBAL INFRASTR ET OTHER 464288372 1541 35043 SH DFND 34818 0 225 ISHARES S&P 500 GROWTH ETF OTHER 464287309 5809 42448 SH DFND 42448 0 0 ISHARES S&P 500 VALUE ETF OTHER 464287408 2825 26911 SH DFND 26911 0 0 JOHN HANCOCK FINANCIAL OPP FUN OTHER 409735206 513 14240 SH DFND 14240 0 0 SCHWAB EMERGING MARKETS ETF OTHER 808524706 404 16250 SH DFND 16250 0 0 SPDR GOLD TRUST OTHER 78463V107 204 1725 SH DFND 1725 0 0 SPRD MSCI EMRG MRKTS OTHER 78463X426 105 1808 SH DFND 1808 0 0 SPDR S&P DIVIDEND ETF OTHER 78464A763 352 3955 SH DFND 3955 0 0 SPDR S&P MIDCAP 400 ETF TRUST OTHER 78467Y107 450 1416 SH DFND 1416 0 0 SPDR S&P 500 ETF TRUST OTHER 78462F103 4827 19964 SH DFND 19964 0 0 SPDR S&P 500 ETF TRUST OTHER 78462F103 175 723 SH OTR 723 0 0 VANGUARD FTSE ALL-WORLD EX-US OTHER 922042775 566 11312 SH DFND 11312 0 0 VANGUARD FTSE DEVELOPED MARKET OTHER 921943858 6543 158361 SH DFND 158270 0 91 VANGUARD FTSE DEVELOPED MARKET OTHER 921943858 76 1831 SH OTR 1831 0 0 VANGUARD FTSE EMERGING MARKETS OTHER 922042858 3084 75527 SH DFND 75469 0 58 VANGUARD FTSE EMERGING MARKETS OTHER 922042858 25 606 SH OTR 606 0 0 VANGUARD GROWTH ETF OTHER 922908736 2266 17835 SH DFND 17835 0 0 VANGUARD IND FD MID-CAP OTHER 922908629 291 2045 SH DFND 2045 0 0 VANGUARD LARGE-CAP ETF OTHER 922908637 5677 51136 SH DFND 51081 0 55 VANGUARD S&P 500 ETF OTHER 922908363 821 3696 SH DFND 3696 0 0 VANGUARD SMALL CAP ETF OTHER 922908751 68 504 SH DFND 504 0 0 VANGUARD TOTAL STOCK MARKET ET OTHER 922908769 1203 9667 SH DFND 9667 0 0 VANGUARD TOTAL STOCK MARKET ET OTHER 922908769 146 1176 SH OTR 1176 0 0 VANGUARD VALUE ETF OTHER 922908744 613 6347 SH DFND 6347 0 0 FLEXSHARES IBOXX 3-YEAR TARG OTHER 33939L506 5887 239762 SH DFND 239462 0 300 FLEXSHARES IBOXX 3-YEAR TARG OTHER 33939L506 83 3380 SH OTR 3380 0 0 FLEXSHARES IBOXX 5-YEAR TARG OTHER 33939L605 3635 145637 SH DFND 144958 0 679 ISHARES BARCLAYS TIPS BOND ETF OTHER 464287176 1484 13082 SH DFND 13082 0 0 PIMCO ENHANCED SHORT MATURITY OTHER 72201R833 392 3850 SH DFND 3850 0 0