0001174850-20-000048.txt : 20200722
0001174850-20-000048.hdr.sgml : 20200722
20200722141544
ACCESSION NUMBER: 0001174850-20-000048
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200630
FILED AS OF DATE: 20200722
DATE AS OF CHANGE: 20200722
EFFECTIVENESS DATE: 20200722
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NICOLET BANKSHARES INC
CENTRAL INDEX KEY: 0001174850
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 000000000
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17319
FILM NUMBER: 201041198
BUSINESS ADDRESS:
STREET 1: 111 N WASHINGTON ST
CITY: GREEN BAY
STATE: WI
ZIP: 54301
BUSINESS PHONE: 920 430 1400
MAIL ADDRESS:
STREET 1: 111 N WASHINGTON ST
CITY: GREEN BAY
STATE: WI
ZIP: 54301
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001174850
XXXXXXXX
06-30-2020
06-30-2020
NICOLET BANKSHARES INC
111 N WASHINGTON ST
GREEN BAY,
WI
54301
13F HOLDINGS REPORT
028-17319
N
Ann Lawson
CFO
920-617-5325
Ann Lawson
Green Bay
WI
07-22-2020
0
188
265118
false
INFORMATION TABLE
2
information_table.xml
INFORMATION TABLE
ABBOTT LABS
COMMON STOCK
002824100
2285
24987
SH
DFND
24987
0
0
ABBVIE INC
COMMON STOCK
00287Y109
454
4620
SH
DFND
4620
0
0
ACCENTURE PLC-CL A
COMMON STOCK
G1151C101
256
1190
SH
DFND
1190
0
0
ACI WORLDWIDE INC
COMMON STOCK
004498101
391
14490
SH
DFND
14490
0
0
ADOBE INC
COMMON STOCK
00724F101
1500
3445
SH
DFND
3445
0
0
AES CORP
COMMON STOCK
00130H105
356
24545
SH
DFND
24545
0
0
AFLAC INC
COMMON STOCK
001055102
297
8243
SH
DFND
8243
0
0
AKAMAI TECHNOLOGIES INC
COMMON STOCK
00971T101
491
4585
SH
DFND
4585
0
0
ALEXION PHARMACEUTICALS INC
COMMON STOCK
015351109
348
3104
SH
DFND
3104
0
0
ALLSTATE CORP
COMMON STOCK
020002101
470
4848
SH
DFND
4848
0
0
ALPHABET INC CL A
COMMON STOCK
02079K305
1085
765
SH
DFND
765
0
0
ALPHABET INC CL C
COMMON STOCK
02079K107
2659
1881
SH
DFND
1881
0
0
ALTRIA GROUP INC
COMMON STOCK
02209S103
298
7594
SH
DFND
7594
0
0
AMAZON.COM INC
COMMON STOCK
023135106
2831
1026
SH
DFND
1026
0
0
AMERICAN WATER WORKS CO INC
COMMON STOCK
030420103
435
3383
SH
DFND
3383
0
0
AMETEK INC
COMMON STOCK
031100100
207
2317
SH
DFND
2317
0
0
AMPHENOL CORP
COMMON STOCK
032095101
247
2579
SH
DFND
2579
0
0
ANALOG DEVICES INC
COMMON STOCK
032654105
259
2108
SH
DFND
2108
0
0
APPLE INC
COMMON STOCK
037833100
7888
21624
SH
DFND
21624
0
0
AT&T INC
COMMON STOCK
00206R102
541
17906
SH
DFND
17906
0
0
BANK FIRST CORP
COMMON STOCK
06211J100
571
8914
SH
DFND
8914
0
0
BAXTER INTL INC
COMMON STOCK
071813109
326
3785
SH
DFND
3785
0
0
BERKSHIRE HATHAWAY INC-CL B
COMMON STOCK
084670702
986
5521
SH
DFND
5521
0
0
BIOGEN INC
COMMON STOCK
09062X103
275
1028
SH
DFND
1028
0
0
BLACKROCK INC CL A
COMMON STOCK
09247X101
274
503
SH
DFND
503
0
0
BOEING CO
COMMON STOCK
097023105
282
1540
SH
DFND
1540
0
0
BOTTOMLINE TECHNOLOGIES DEL IN
COMMON STOCK
101388106
788
15515
SH
DFND
15515
0
0
BRISTOL MYERS SQUIBB CO
COMMON STOCK
110122108
1029
17503
SH
DFND
17503
0
0
CATERPILLAR INC
COMMON STOCK
149123101
383
3029
SH
DFND
3029
0
0
CHARLES SCHWAB CORP
COMMON STOCK
808513105
252
7478
SH
DFND
7478
0
0
CHEVRON CORPORATION
COMMON STOCK
166764100
1116
12508
SH
DFND
12508
0
0
CHIPOTLE MEXICAN GRILL INC CL A
COMMON STOCK
169656105
331
315
SH
DFND
315
0
0
CIGNA CORP
COMMON STOCK
125523100
206
1096
SH
DFND
1096
0
0
CISCO SYSTEMS INC
COMMON STOCK
17275R102
276
5922
SH
DFND
5922
0
0
CITIGROUP INC
COMMON STOCK
172967424
257
5031
SH
DFND
5031
0
0
COCA COLA CO
COMMON STOCK
191216100
1703
38107
SH
DFND
38107
0
0
COMCAST CORP-CL A
COMMON STOCK
20030N101
699
17933
SH
DFND
17933
0
0
COSTCO WHOLESALE CORP
COMMON STOCK
22160K105
1646
5427
SH
DFND
5427
0
0
CSX CORP
COMMON STOCK
126408103
530
7599
SH
DFND
7599
0
0
CVS HEALTH CORP
COMMON STOCK
126650100
833
12822
SH
DFND
12822
0
0
DANAHER CORP
COMMON STOCK
235851102
956
5404
SH
DFND
5404
0
0
DEERE & CO
COMMON STOCK
244199105
793
5045
SH
DFND
5045
0
0
DISNEY WALT CO NEW
COMMON STOCK
254687106
1093
9799
SH
DFND
9799
0
0
DUKE ENERGY CORP
COMMON STOCK
26441C204
224
2809
SH
DFND
2809
0
0
EBAY INC
COMMON STOCK
278642103
373
7104
SH
DFND
7104
0
0
ECOLAB INC
COMMON STOCK
278865100
252
1265
SH
DFND
1265
0
0
EOG RES INC
COMMON STOCK
26875P101
156
3088
SH
DFND
3088
0
0
EQUIFAX INC
COMMON STOCK
294429105
522
3035
SH
DFND
3035
0
0
EXELON CORP
COMMON STOCK
30161N101
204
5608
SH
DFND
5608
0
0
EXXON MOBIL CORP
COMMON STOCK
30231G102
1076
24068
SH
DFND
24068
0
0
FACEBOOK INC-A
COMMON STOCK
30303M102
1398
6155
SH
DFND
6155
0
0
FIDELITY NATL INFORMATION SVCS
COMMON STOCK
31620M106
1655
12340
SH
DFND
12340
0
0
FISERV INC
COMMON STOCK
337738108
972
9953
SH
DFND
9953
0
0
GENERAL DYNAMICS CORP
COMMON STOCK
369550108
463
3101
SH
DFND
3101
0
0
GENERAL ELECTRIC CORP
COMMON STOCK
369604103
104
15238
SH
DFND
15238
0
0
GLOBAL PAYMENTS INC
COMMON STOCK
37940X102
572
3375
SH
DFND
3375
0
0
GRAINGER W W INC
COMMON STOCK
384802104
331
1053
SH
DFND
1053
0
0
HALLIBURTON CO
COMMON STOCK
406216101
77
5923
SH
DFND
5923
0
0
HOME DEPOT INC
COMMON STOCK
437076102
1038
4144
SH
DFND
4144
0
0
HONEYWELL INTERNATIONAL INC
COMMON STOCK
438516106
888
6142
SH
DFND
6142
0
0
ILLINOIS TOOL WKS INC
COMMON STOCK
452308109
528
3019
SH
DFND
3019
0
0
INTEL CORP
COMMON STOCK
458140100
1731
28931
SH
DFND
28931
0
0
INTERCONTINENTAL EXCHANGE INC
COMMON STOCK
45866F104
914
9977
SH
DFND
9977
0
0
INTL. BUSINESS MACHINES CORP
COMMON STOCK
459200101
553
4578
SH
DFND
4578
0
0
INTUIT INC
COMMON STOCK
461202103
1062
3585
SH
DFND
3585
0
0
JOHNSON & JOHNSON
COMMON STOCK
478160104
1464
10408
SH
DFND
10408
0
0
JP MORGAN CHASE & CO
COMMON STOCK
46625H100
1932
20544
SH
DFND
20544
0
0
KIMBERLY CLARK CORP
COMMON STOCK
494368103
524
3705
SH
DFND
3705
0
0
KLA CORPORATION
COMMON STOCK
482480100
383
1967
SH
DFND
1967
0
0
ESTEE LAUDER COMPANIES CLASS A
COMMON STOCK
518439104
379
2008
SH
DFND
2008
0
0
LILLY ELI & CO
COMMON STOCK
532457108
466
2836
SH
DFND
2836
0
0
LOWES COS INC
COMMON STOCK
548661107
1185
8772
SH
DFND
8772
0
0
MARSH & MCLENNAN COS INC
COMMON STOCK
571748102
213
1979
SH
DFND
1979
0
0
MASCO CORP
COMMON STOCK
574599106
348
6932
SH
DFND
6932
0
0
MASTERCARD INC CL A
COMMON STOCK
57636Q104
1242
4201
SH
DFND
4201
0
0
MCDONALDS CORP
COMMON STOCK
580135101
1352
7328
SH
DFND
7328
0
0
MERCK & CO INC
COMMON STOCK
58933Y105
538
6953
SH
DFND
6953
0
0
MICROCHIP TECHNOLOGY INC
COMMON STOCK
595017104
283
2692
SH
DFND
2692
0
0
MICROSOFT CORP
COMMON STOCK
594918104
5926
29118
SH
DFND
29118
0
0
MICROSOFT CORP
COMMON STOCK
594918104
1
5
SH
OTR
5
0
0
MONDELEZ INTERNATIONAL INC
COMMON STOCK
609207105
876
17132
SH
DFND
17132
0
0
NAVIENT CORP
COMMON STOCK
63938C108
121
17275
SH
DFND
17275
0
0
NEXTERA ENERGY INC
COMMON STOCK
65339F101
303
1260
SH
DFND
1260
0
0
NICOLET BANKSHARES INC
COMMON STOCK
65406E102
45446
829308
SH
DFND
0
0
829308
NICOLET BANKSHARES INC
COMMON STOCK
65406E102
830
15141
SH
OTR
0
0
15141
NIKE INC-CLASS B
COMMON STOCK
654106103
722
7363
SH
DFND
7363
0
0
NORFOLK SOUTHERN CORP
COMMON STOCK
655844108
574
3268
SH
DFND
3268
0
0
NVIDIA CORP
COMMON STOCK
67066G104
390
1026
SH
DFND
1026
0
0
ORACLE CORPORATION
COMMON STOCK
68389X105
736
13318
SH
DFND
13318
0
0
PALO ALTO NETWORKS INC
COMMON STOCK
697435105
239
1042
SH
DFND
1042
0
0
PAYPAL HOLDINGS INC
COMMON STOCK
70450Y103
559
3211
SH
DFND
3211
0
0
PEPSICO INC
COMMON STOCK
713448108
979
7401
SH
DFND
7401
0
0
PFIZER INC
COMMON STOCK
717081103
1156
35342
SH
DFND
35342
0
0
PFIZER INC
COMMON STOCK
717081103
0
9
SH
OTR
9
0
0
PHILIP MORRIS INTERNATIONAL
COMMON STOCK
718172109
637
9088
SH
DFND
9088
0
0
PRINCIPAL FINANCIAL GROUP
COMMON STOCK
74251V102
365
8798
SH
DFND
8798
0
0
PROCTER & GAMBLE CO
COMMON STOCK
742718109
1636
13682
SH
DFND
13682
0
0
QUALCOMM INC
COMMON STOCK
747525103
319
3492
SH
DFND
3492
0
0
RAYTHEON TECHNOLOGIES CORP
COMMON STOCK
75513E101
331
5370
SH
DFND
5370
0
0
ROCKWELL AUTOMATION INC
COMMON STOCK
773903109
213
1000
SH
DFND
1000
0
0
RPM INTERNATIONAL INC
COMMON STOCK
749685103
342
4559
SH
DFND
4559
0
0
SALESFORCE.COM
COMMON STOCK
79466L302
1191
6357
SH
DFND
6357
0
0
SCHNEIDER NATIONAL INC CL B
COMMON STOCK
80689H102
2914
118100
SH
DFND
118100
0
0
SS&C TECHNOLOGIES HOLDINGS INC
COMMON STOCK
78467J100
340
6025
SH
DFND
6025
0
0
SCHLUMBERGER LTD
COMMON STOCK
806857108
71
3884
SH
DFND
3884
0
0
STARBUCKS CORP
COMMON STOCK
855244109
780
10593
SH
DFND
10593
0
0
STRYKER CORPORATION
COMMON STOCK
863667101
405
2250
SH
DFND
2250
0
0
SYNOPSYS INC
COMMON STOCK
871607107
202
1035
SH
DFND
1035
0
0
T ROWE PRICE GROUP INC
COMMON STOCK
74144T108
539
4363
SH
DFND
4363
0
0
TEXAS PACIFIC LAND TRUST
COMMON STOCK
882610108
232
390
SH
DFND
390
0
0
THERMO FISHER SCIENTIFIC INC
COMMON STOCK
883556102
938
2590
SH
DFND
2590
0
0
TRUIST FINL CORP
COMMON STOCK
89832Q109
385
10263
SH
DFND
10263
0
0
TJX COS INC
COMMON STOCK
872540109
233
4607
SH
DFND
4607
0
0
UNION PAC CORP
COMMON STOCK
907818108
601
3552
SH
DFND
3552
0
0
UNITED PARCEL SERVICE CL B
COMMON STOCK
911312106
371
3337
SH
DFND
3337
0
0
UNITEDHEALTH GROUP INC
COMMON STOCK
91324P102
517
1752
SH
DFND
1752
0
0
VERIZON COMMUNICATIONS
COMMON STOCK
92343V104
686
12436
SH
DFND
12436
0
0
VISA INC CL A
COMMON STOCK
92826C839
963
4983
SH
DFND
4983
0
0
VMWARE INC CL A
COMMON STOCK
928563402
213
1377
SH
DFND
1377
0
0
WALMART INC
COMMON STOCK
931142103
373
3114
SH
DFND
3114
0
0
WEC ENERGY GROUP INC
COMMON STOCK
92939U106
2069
23606
SH
DFND
23606
0
0
WELLS FARGO & CO
COMMON STOCK
949746101
678
26494
SH
DFND
26494
0
0
WYNDHAM HOTELS & RESORTS INC
COMMON STOCK
98311A105
302
7080
SH
DFND
7080
0
0
XCEL ENERGY INC
COMMON STOCK
98389B100
255
4079
SH
DFND
4079
0
0
XILINX INC
COMMON STOCK
983919101
494
5021
SH
DFND
5021
0
0
YUM! BRANDS INC
COMMON STOCK
988498101
325
3741
SH
DFND
3741
0
0
ZIMMER BIOMET HOLDINGS INC
COMMON STOCK
98956P102
466
3903
SH
DFND
3903
0
0
3M CO
COMMON STOCK
88579Y101
481
3082
SH
DFND
3082
0
0
AON PLC
COMMON STOCK
G0403H108
941
4885
SH
DFND
4885
0
0
EATON CORP PLC
COMMON STOCK
G29183103
440
5031
SH
DFND
5031
0
0
EVERTEC INC
COMMON STOCK
30040P103
354
12585
SH
DFND
12585
0
0
AMERICAN TOWER CORP REIT
OTHER
03027X100
1050
4061
SH
DFND
4061
0
0
ALERIAN MLP ETF
OTHER
00162Q452
676
27387
SH
DFND
27387
0
0
FLEXSHARES GLOBAL UPSTREAM N
OTHER
33939L407
1312
47461
SH
DFND
47461
0
0
FLEXSHARES GLOBAL UPSTREAM N
OTHER
33939L407
43
1545
SH
OTR
1545
0
0
ISHARES COHEN & STEERS RLTY ET
OTHER
464287564
337
3340
SH
DFND
3340
0
0
ISHARES CORE MSCI EMERGING
OTHER
46434G103
1737
36495
SH
DFND
36268
0
227
ISHARES CORE S&P 500 ETF
OTHER
464287200
2046
6607
SH
DFND
6607
0
0
ISHARES MSCI EAFE ETF
OTHER
464287465
5245
86174
SH
DFND
86174
0
0
ISHARES MSCI EAFE ETF
OTHER
464287465
84
1382
SH
OTR
1382
0
0
ISHARES MSCI EAFE SMALL CAP ET
OTHER
464288273
310
5779
SH
DFND
5779
0
0
ISHARES RUSSELL MIDCAP ETF
OTHER
464287499
201
3754
SH
DFND
3754
0
0
ISHARES RUSSELL 1000 ETF
OTHER
464287622
1693
9861
SH
DFND
9861
0
0
ISHARES RUSSELL 1000 GROWTH ET
OTHER
464287614
5771
30066
SH
DFND
30066
0
0
ISHARES RUSSELL 1000 VALUE ETF
OTHER
464287598
1951
17324
SH
DFND
17265
0
59
ISHARES RUSSELL 2000 ETF
OTHER
464287655
1215
8488
SH
DFND
8488
0
0
ISHARES S&P GLOBAL INFRASTR ET
OTHER
464288372
261
6805
SH
DFND
6805
0
0
ISHARES S&P 500 GROWTH ETF
OTHER
464287309
7593
36594
SH
DFND
36594
0
0
ISHARES S&P 500 VALUE ETF
OTHER
464287408
2828
26138
SH
DFND
26138
0
0
JPMORGAN ALERIAN MLP INDEX FUN
OTHER
46625H365
3344
253317
SH
DFND
252780
0
537
SCHWAB EMERGING MARKETS ETF
OTHER
808524706
513
21060
SH
DFND
21060
0
0
SCHWAB INTL EQUITY ETF
OTHER
808524805
441
14835
SH
DFND
14835
0
0
SPDR PORTFOLIO DEVELOPED WORLD EX-US
OTHER
78463X889
806
29171
SH
DFND
29171
0
0
SPDR PORTFOLIO S&P 500 GROWTH
OTHER
78464A409
13835
308000
SH
DFND
306766
0
1234
SPDR PORTFOLIO S&P 500 VALUE E
OTHER
78464A508
19441
670859
SH
DFND
669032
0
1827
SPDR PORTFOLIO S&P 500 VALUE E
OTHER
78464A508
20
706
SH
OTR
706
0
0
SPDR S&P MIDCAP 400 ETF TRUST
OTHER
78467Y107
350
1080
SH
DFND
1080
0
0
SPDR S&P 500 ETF TRUST
OTHER
78462F103
6329
20526
SH
DFND
20526
0
0
SPDR S&P 500 ETF TRUST
OTHER
78462F103
169
548
SH
OTR
548
0
0
VANGUARD FTSE ALL-WORLD EX-US
OTHER
922042775
330
6940
SH
DFND
6940
0
0
VANGUARD FTSE DEVELOPED MARKET
OTHER
921943858
10219
263432
SH
DFND
262842
0
590
VANGUARD FTSE DEVELOPED MARKET
OTHER
921943858
17
446
SH
OTR
446
0
0
VANGUARD FTSE EMERGING MARKETS
OTHER
922042858
1802
45490
SH
DFND
45490
0
0
VANGUARD FTSE EMERGING MARKETS
OTHER
922042858
16
416
SH
OTR
416
0
0
VANGUARD GROWTH ETF
OTHER
922908736
824
4077
SH
DFND
4077
0
0
VANGUARD HEALTH CARE ETF
OTHER
92204A504
400
2078
SH
DFND
2078
0
0
VANGUARD IND FD MID-CAP
OTHER
922908629
236
1438
SH
DFND
1438
0
0
VANGUARD INFO TECH ETF
OTHER
92204A702
221
794
SH
DFND
794
0
0
VANGUARD LARGE-CAP ETF
OTHER
922908637
1986
13886
SH
DFND
13886
0
0
VANGUARD MID-CAP VALUE ETF
OTHER
922908512
355
3710
SH
DFND
3710
0
0
VANGUARD S&P 500 ETF
OTHER
922908363
1689
5960
SH
DFND
5960
0
0
VANGUARD S&P 500 GROWTH ETF
OTHER
921932505
827
4424
SH
DFND
4424
0
0
VANGUARD TOTAL STOCK MARKET ET
OTHER
922908769
1065
6803
SH
DFND
6803
0
0
VANGUARD TOTAL STOCK MARKET ET
OTHER
922908769
58
371
SH
OTR
371
0
0
VANGUARD VALUE ETF
OTHER
922908744
1340
13460
SH
DFND
13460
0
0
WISDOMTREE US LARGECAP DIVIDEN
OTHER
97717W307
213
2292
SH
DFND
2292
0
0
FLEXSHARES IBOXX 3-YEAR TARG
OTHER
33939L506
458
18126
SH
DFND
18126
0
0
FLEXSHARES IBOXX 3-YEAR TARG
OTHER
33939L506
9
349
SH
OTR
349
0
0
FLEXSHARES IBOXX 5-YEAR TARG
OTHER
33939L605
3433
128408
SH
DFND
127894
0
514
FLEXSHARES IBOXX 5-YEAR TARG
OTHER
33939L605
8
281
SH
OTR
281
0
0
ISHARES BARCLAYS TIPS BOND ETF
OTHER
464287176
900
7316
SH
DFND
7316
0
0
ISHARES INTERMEDIATE-TERM CORP
OTHER
464288638
365
6052
SH
DFND
6052
0
0
ISHARES SHORT-TERM CORPORATE E
OTHER
464288646
360
6575
SH
DFND
6575
0
0
JPMORGAN ULTRA-SHORT INCOME ET
OTHER
46641Q837
312
6160
SH
DFND
6160
0
0
SCHWAB SHORT-TERM U.S. TREASUR
OTHER
808524862
358
6929
SH
DFND
6929
0
0
SPDR PORT SHRT TRM CORP BND
OTHER
78464A474
227
7249
SH
DFND
7249
0
0
VANGUARD TOTAL BOND MARKET
OTHER
921937835
11459
129718
SH
DFND
129591
0
127
ISHARES NATIONAL MUNI BOND ETF
OTHER
464288414
265
2300
SH
DFND
2300
0
0