0001174850-19-000049.txt : 20190730
0001174850-19-000049.hdr.sgml : 20190730
20190730170642
ACCESSION NUMBER: 0001174850-19-000049
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190630
FILED AS OF DATE: 20190730
DATE AS OF CHANGE: 20190730
EFFECTIVENESS DATE: 20190730
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NICOLET BANKSHARES INC
CENTRAL INDEX KEY: 0001174850
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 000000000
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17319
FILM NUMBER: 19986336
BUSINESS ADDRESS:
STREET 1: 111 N WASHINGTON ST
CITY: GREEN BAY
STATE: WI
ZIP: 54301
BUSINESS PHONE: 920 430 1400
MAIL ADDRESS:
STREET 1: 111 N WASHINGTON ST
CITY: GREEN BAY
STATE: WI
ZIP: 54301
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001174850
XXXXXXXX
06-30-2019
06-30-2019
NICOLET BANKSHARES INC
111 N WASHINGTON ST
GREEN BAY
WI
54301
13F HOLDINGS REPORT
028-17319
N
Ann K Lawson
CFO
920-617-5325
Ann K Lawson
Green Bay
WI
07-30-2019
0
185
239500
false
INFORMATION TABLE
2
a2q1913f-hrinformationtable.xml
INFORMATION TABLE
ABBOTT LABS
COMMON STOCK
002824100
2292
27256
SH
DFND
26702
0
554
ABBVIE INC
COMMON STOCK
00287Y109
385
5290
SH
DFND
5290
0
0
ACI WORLDWIDE INC
COMMON STOCK
004498101
448
13055
SH
DFND
13055
0
0
ADOBE INC
COMMON STOCK
00724F101
1174
3984
SH
DFND
3984
0
0
AES CORP
COMMON STOCK
00130H105
367
21920
SH
DFND
21920
0
0
AFFILIATED MANAGERS GROUP INC
COMMON STOCK
008252108
274
2979
SH
DFND
2825
0
154
AFLAC INC
COMMON STOCK
001055102
515
9403
SH
DFND
9403
0
0
AKAMAI TECHNOLOGIES INC
COMMON STOCK
00971T101
409
5105
SH
DFND
5105
0
0
ALEXION PHARMACEUTICALS INC
COMMON STOCK
015351109
407
3104
SH
DFND
3104
0
0
ALLSTATE CORP
COMMON STOCK
020002101
493
4848
SH
DFND
4848
0
0
ALPHABET INC CL A
COMMON STOCK
02079K305
823
760
SH
DFND
760
0
0
ALPHABET INC CL C
COMMON STOCK
02079K107
2242
2074
SH
DFND
1938
0
136
ALTRIA GROUP INC
COMMON STOCK
02209S103
396
8367
SH
DFND
8367
0
0
AMAZON.COM INC
COMMON STOCK
023135106
1863
984
SH
DFND
984
0
0
AMERICAN WATER WORKS CO INC
COMMON STOCK
030420103
421
3633
SH
DFND
3633
0
0
AMETEK INC
COMMON STOCK
031100100
252
2775
SH
DFND
2775
0
0
ANALOG DEVICES INC
COMMON STOCK
032654105
245
2169
SH
DFND
2169
0
0
APPLE INC
COMMON STOCK
037833100
4418
22321
SH
DFND
22321
0
0
AT&T INC
COMMON STOCK
00206R102
502
14970
SH
DFND
14970
0
0
BANK FIRST NATIONAL CORP
COMMON STOCK
06211J100
811
11759
SH
DFND
11759
0
0
BAXTER INTL INC
COMMON STOCK
071813109
421
5142
SH
DFND
4723
0
419
BECTON DICKINSON
COMMON STOCK
075887109
205
815
SH
DFND
815
0
0
BERKSHIRE HATHAWAY INC-CL B
COMMON STOCK
084670702
1079
5063
SH
DFND
5063
0
0
BIOGEN INC
COMMON STOCK
09062X103
403
1725
SH
DFND
1725
0
0
BLACKROCK INC CL A
COMMON STOCK
09247X101
229
489
SH
DFND
489
0
0
BOEING CO
COMMON STOCK
097023105
826
2268
SH
DFND
2268
0
0
BOTTOMLINE TECHNOLOGIES DEL IN
COMMON STOCK
101388106
701
15855
SH
DFND
15855
0
0
BRISTOL MYERS SQUIBB CO
COMMON STOCK
110122108
739
16290
SH
DFND
15540
0
750
CARBON BLACK INC
COMMON STOCK
14081R103
195
11650
SH
DFND
11650
0
0
CATERPILLAR INC
COMMON STOCK
149123101
485
3561
SH
DFND
3561
0
0
CHARLES SCHWAB CORP
COMMON STOCK
808513105
365
9070
SH
DFND
8388
0
682
CHEVRON CORPORATION
COMMON STOCK
166764100
1764
14178
SH
DFND
14178
0
0
CISCO SYSTEMS INC
COMMON STOCK
17275R102
261
4762
SH
DFND
4762
0
0
CITIGROUP INC
COMMON STOCK
172967424
692
9884
SH
DFND
9884
0
0
COCA COLA CO
COMMON STOCK
191216100
1487
29200
SH
DFND
29200
0
0
COGNIZANT TECHNOLOGY SOLUTIONS
COMMON STOCK
192446102
306
4826
SH
DFND
4295
0
531
COMCAST CORP-CL A
COMMON STOCK
20030N101
626
14799
SH
DFND
14799
0
0
COPART INC
COMMON STOCK
217204106
205
2742
SH
DFND
2286
0
456
COSTCO WHOLESALE CORP
COMMON STOCK
22160K105
1439
5444
SH
DFND
5444
0
0
CSX CORP
COMMON STOCK
126408103
660
8534
SH
DFND
8534
0
0
CVS HEALTH CORP
COMMON STOCK
126650100
679
12468
SH
DFND
12468
0
0
CARNIVAL CORP
COMMON STOCK
143658300
179
3852
SH
DFND
3852
0
0
CELGENE CORP
COMMON STOCK
151020104
376
4070
SH
DFND
4070
0
0
DANAHER CORP
COMMON STOCK
235851102
863
6035
SH
DFND
5114
0
921
DEERE & CO
COMMON STOCK
244199105
509
3072
SH
DFND
3072
0
0
DISNEY WALT CO NEW
COMMON STOCK
254687106
2022
14483
SH
DFND
14105
0
378
DUKE ENERGY CORP
COMMON STOCK
26441C204
154
1748
SH
DFND
1748
0
0
EOG RES INC
COMMON STOCK
26875P101
452
4847
SH
DFND
4467
0
380
E TRADE FINANCIAL CORP
COMMON STOCK
269246401
301
6756
SH
DFND
6756
0
0
EBAY INC
COMMON STOCK
278642103
287
7268
SH
DFND
7268
0
0
EQUIFAX INC
COMMON STOCK
294429105
446
3295
SH
DFND
3295
0
0
EXACT SCIENCES CORP
COMMON STOCK
30063P105
1594
13500
SH
DFND
13500
0
0
EXELON CORP
COMMON STOCK
30161N101
538
11230
SH
DFND
11230
0
0
EXXONMOBIL CORP
COMMON STOCK
30231G102
1835
23951
SH
DFND
23951
0
0
FACEBOOK INC-A
COMMON STOCK
30303M102
1042
5397
SH
DFND
4975
0
422
FEDEX CORPORATION
COMMON STOCK
31428X106
282
1719
SH
DFND
1719
0
0
FIDELITY NATL INFORMATION SVCS
COMMON STOCK
31620M106
1603
13064
SH
DFND
12760
0
304
FIRST DATA CORP CL A
COMMON STOCK
32008D106
242
8925
SH
DFND
8925
0
0
FISERV INC
COMMON STOCK
337738108
844
9263
SH
DFND
8789
0
474
GENERAL DYNAMICS CORP
COMMON STOCK
369550108
227
1250
SH
DFND
1250
0
0
GENERAL ELECTRIC CORP
COMMON STOCK
369604103
203
19288
SH
DFND
19288
0
0
GLOBAL PAYMENTS INC
COMMON STOCK
37940X102
609
3805
SH
DFND
3805
0
0
GRAINGER W W INC
COMMON STOCK
384802104
282
1053
SH
DFND
1053
0
0
HALLIBURTON CO
COMMON STOCK
406216101
135
5923
SH
DFND
5923
0
0
HOME DEPOT INC
COMMON STOCK
437076102
850
4085
SH
DFND
4085
0
0
HONEYWELL INTERNATIONAL INC
COMMON STOCK
438516106
1041
5960
SH
DFND
5960
0
0
ILLINOIS TOOL WKS INC
COMMON STOCK
452308109
504
3345
SH
DFND
3345
0
0
INTEL CORP
COMMON STOCK
458140100
1445
30194
SH
DFND
30194
0
0
INTERCONTINENTAL EXCHANGE INC
COMMON STOCK
45866F104
895
10415
SH
DFND
9347
0
1068
INTL. BUSINESS MACHINES CORP
COMMON STOCK
459200101
537
3891
SH
DFND
3891
0
0
INTUIT INC
COMMON STOCK
461202103
1012
3874
SH
DFND
3602
0
272
JOHNSON & JOHNSON
COMMON STOCK
478160104
1656
11887
SH
DFND
11887
0
0
JP MORGAN CHASE & CO
COMMON STOCK
46625H100
2303
20599
SH
DFND
20599
0
0
KLA-TENCOR CORP
COMMON STOCK
482480100
233
1967
SH
DFND
1967
0
0
KIMBERLY CLARK CORP
COMMON STOCK
494368103
499
3745
SH
DFND
3745
0
0
LAUDER ESTEE COS CL-A
COMMON STOCK
518439104
552
3012
SH
DFND
3012
0
0
LOWES COS INC
COMMON STOCK
548661107
935
9269
SH
DFND
9269
0
0
MASCO CORP
COMMON STOCK
574599106
359
9151
SH
DFND
9151
0
0
MASTERCARD INC CL A
COMMON STOCK
57636Q104
675
2551
SH
DFND
2190
0
361
MCDONALDS CORP
COMMON STOCK
580135101
1556
7494
SH
DFND
7494
0
0
MERCK & CO INC
COMMON STOCK
58933Y105
631
7522
SH
DFND
7522
0
0
MICROCHIP TECHNOLOGY INC
COMMON STOCK
595017104
547
6304
SH
DFND
6304
0
0
MICROSOFT CORP
COMMON STOCK
594918104
3968
29620
SH
DFND
28723
0
897
MONDELEZ INTERNATIONAL INC
COMMON STOCK
609207105
1007
18678
SH
DFND
17096
0
1582
NAVIENT CORP
COMMON STOCK
63938C108
225
16505
SH
DFND
16505
0
0
NICOLET BANKSHARES INC
COMMON STOCK
65406E102
46336
746632
SH
DFND
734921
0
11711
NICOLET BANKSHARES INC
COMMON STOCK
65406E102
816
13141
SH
OTR
13141
0
0
NIKE INC-CLASS B
COMMON STOCK
654106103
1213
14444
SH
DFND
14444
0
0
NORFOLK SOUTHERN CORP
COMMON STOCK
655844108
693
3475
SH
DFND
3475
0
0
NUCOR CORP
COMMON STOCK
670346105
288
5227
SH
DFND
5227
0
0
NVIDIA CORP
COMMON STOCK
67066G104
283
1724
SH
DFND
1724
0
0
ORACLE CORPORATION
COMMON STOCK
68389X105
1008
17688
SH
DFND
17688
0
0
PAYPAL HOLDINGS INC
COMMON STOCK
70450Y103
395
3451
SH
DFND
3451
0
0
PEPSICO INC
COMMON STOCK
713448108
1038
7915
SH
DFND
7915
0
0
PFIZER INC
COMMON STOCK
717081103
1686
38917
SH
DFND
38917
0
0
PHILIP MORRIS INTERNATIONAL
COMMON STOCK
718172109
810
10318
SH
DFND
10318
0
0
PRINCIPAL FINANCIAL GROUP
COMMON STOCK
74251V102
489
8438
SH
DFND
8438
0
0
PROCTER & GAMBLE CO
COMMON STOCK
742718109
1647
15025
SH
DFND
14522
0
503
QUALCOMM INC
COMMON STOCK
747525103
305
4012
SH
DFND
4012
0
0
ROCKWELL AUTOMATION INC
COMMON STOCK
773903109
206
1260
SH
DFND
1260
0
0
RPM INTERNATIONAL INC
COMMON STOCK
749685103
299
4895
SH
DFND
4555
0
340
SALESFORCE.COM
COMMON STOCK
79466L302
1087
7165
SH
DFND
7165
0
0
SS&C TECHNOLOGIES HOLDINGS INC
COMMON STOCK
78467J100
298
5180
SH
DFND
5180
0
0
STARBUCKS CORP
COMMON STOCK
855244109
1011
12066
SH
DFND
12066
0
0
STRYKER CORPORATION
COMMON STOCK
863667101
525
2556
SH
DFND
2556
0
0
T ROWE PRICE GROUP INC
COMMON STOCK
74144T108
515
4695
SH
DFND
4695
0
0
TEXAS PACIFIC LAND TRUST
COMMON STOCK
882610108
307
390
SH
DFND
390
0
0
THERMO FISHER SCIENTIFIC INC
COMMON STOCK
883556102
825
2810
SH
DFND
2390
0
420
TJX COS INC
COMMON STOCK
872540109
252
4768
SH
DFND
3854
0
914
UNION PAC CORP
COMMON STOCK
907818108
650
3842
SH
DFND
3842
0
0
UNITED PARCEL SERVICE CL B
COMMON STOCK
911312106
353
3422
SH
DFND
3422
0
0
UNITED TECHNOLOGIES CORP
COMMON STOCK
913017109
618
4743
SH
DFND
4743
0
0
UNITEDHEALTH GROUP INC
COMMON STOCK
91324P102
448
1835
SH
DFND
1835
0
0
US BANCORP NEW
COMMON STOCK
902973304
213
4062
SH
DFND
4062
0
0
VERIZON COMMUNICATIONS
COMMON STOCK
92343V104
934
16348
SH
DFND
15271
0
1077
VISA INC CL A
COMMON STOCK
92826C839
935
5389
SH
DFND
4369
0
1020
WALMART INC
COMMON STOCK
931142103
337
3054
SH
DFND
3054
0
0
WEC ENERGY GROUP INC
COMMON STOCK
92939U106
2039
24462
SH
DFND
24462
0
0
WELLS FARGO & CO
COMMON STOCK
949746101
1374
29035
SH
DFND
29035
0
0
WYNDHAM DESTINATIONS INC
COMMON STOCK
98310W108
229
5225
SH
DFND
5225
0
0
WYNDHAM HOTELS & RESORTS INC
COMMON STOCK
98311A105
361
6480
SH
DFND
6480
0
0
XCEL ENERGY INC
COMMON STOCK
98389B100
450
7560
SH
DFND
7560
0
0
XILINX INC
COMMON STOCK
983919101
278
2355
SH
DFND
2355
0
0
YUM CHINA HOLDINGS INC
COMMON STOCK
98850P109
215
4659
SH
DFND
4659
0
0
YUM! BRANDS INC
COMMON STOCK
988498101
573
5181
SH
DFND
5181
0
0
ZIMMER BIOMET HOLDINGS INC
COMMON STOCK
98956P102
460
3903
SH
DFND
3903
0
0
3M CO
COMMON STOCK
88579Y101
539
3109
SH
DFND
3109
0
0
ALIBABA GROUP HOLDING LTD SPON
COMMON STOCK
01609W102
238
1402
SH
DFND
1402
0
0
BANK MONTREAL QUEBEC
COMMON STOCK
063671101
216
2866
SH
DFND
2866
0
0
ALLERGAN PLC
COMMON STOCK
G0177J108
195
1165
SH
DFND
1165
0
0
EATON CORP PLC
COMMON STOCK
G29183103
420
5040
SH
DFND
5040
0
0
EVERTEC INC
COMMON STOCK
30040P103
441
13475
SH
DFND
13475
0
0
SCHLUMBERGER LTD
COMMON STOCK
806857108
418
10530
SH
DFND
10141
0
389
AMERICAN TOWER CORP REIT
OTHER
03027X100
830
4058
SH
DFND
3607
0
451
ENERGY SELECT SECTOR SPDR
OTHER
81369Y506
473
7427
SH
DFND
7427
0
0
FLEXSHARES GLOBAL QUALITY RE
OTHER
33939L787
3661
57688
SH
DFND
57377
0
311
FLEXSHARES GLOBAL QUALITY RE
OTHER
33939L787
27
424
SH
OTR
424
0
0
FLEXSHARES GLOBAL UPSTREAM N
OTHER
33939L407
11421
345992
SH
DFND
344762
0
1230
FLEXSHARES GLOBAL UPSTREAM N
OTHER
33939L407
57
1735
SH
OTR
1735
0
0
ISHARES COHEN & STEERS RLTY ET
OTHER
464287564
448
3976
SH
DFND
3976
0
0
ISHARES CORE S&P SMALL-CAP ETF
OTHER
464287804
238
3042
SH
DFND
3042
0
0
ISHARES CORE S&P 500 ETF
OTHER
464287200
781
2651
SH
DFND
2651
0
0
ISHARES MSCI EAFE ETF
OTHER
464287465
7705
117217
SH
DFND
117217
0
0
ISHARES MSCI EAFE ETF
OTHER
464287465
91
1382
SH
OTR
1382
0
0
ISHARES MSCI EAFE SMALL CAP ET
OTHER
464288273
388
6758
SH
DFND
6758
0
0
ISHARES RUSSELL MIDCAP ETF
OTHER
464287499
303
5424
SH
DFND
5424
0
0
ISHARES RUSSELL 1000 ETF
OTHER
464287622
1154
7086
SH
DFND
7086
0
0
ISHARES RUSSELL 1000 GROWTH ET
OTHER
464287614
6191
39350
SH
DFND
39350
0
0
ISHARES RUSSELL 1000 VALUE ETF
OTHER
464287598
2558
20105
SH
DFND
20046
0
59
ISHARES RUSSELL 2000 ETF
OTHER
464287655
1630
10484
SH
DFND
10484
0
0
ISHARES S&P GLOBAL INFRASTR ET
OTHER
464288372
771
16679
SH
DFND
16504
0
175
ISHARES S&P 500 GROWTH ETF
OTHER
464287309
6628
36978
SH
DFND
36978
0
0
ISHARES S&P 500 VALUE ETF
OTHER
464287408
3126
26816
SH
DFND
26816
0
0
JOHN HANCOCK FINANCIAL OPP FUN
OTHER
409735206
386
11975
SH
DFND
11975
0
0
SCHWAB EMERGING MARKETS ETF
OTHER
808524706
464
17700
SH
DFND
17700
0
0
SCHWAB INTL EQUITY ETF
OTHER
808524805
344
10730
SH
DFND
10730
0
0
SPDR S&P MIDCAP 400 ETF TRUST
OTHER
78467Y107
386
1088
SH
DFND
1088
0
0
SPDR S&P 500 ETF TRUST
OTHER
78462F103
6712
22907
SH
DFND
22907
0
0
SPDR S&P 500 ETF TRUST
OTHER
78462F103
175
596
SH
OTR
596
0
0
SPDR PORTFOLIO DEVELOPED WOR
OTHER
78463X889
2989
101005
SH
DFND
101005
0
0
VANGUARD ENERGY ETF
OTHER
92204A306
214
2520
SH
DFND
2520
0
0
VANGUARD FTSE ALL-WORLD EX-US
OTHER
922042775
564
11060
SH
DFND
11060
0
0
VANGUARD FTSE DEVELOPED MARKET
OTHER
921943858
9034
216589
SH
DFND
215849
0
740
VANGUARD FTSE DEVELOPED MARKET
OTHER
921943858
27
644
SH
OTR
644
0
0
VANGUARD FTSE EMERGING MARKETS
OTHER
922042858
4192
98565
SH
DFND
98248
0
317
VANGUARD FTSE EMERGING MARKETS
OTHER
922042858
27
644
SH
OTR
644
0
0
VANGUARD GROWTH ETF
OTHER
922908736
1660
10157
SH
DFND
10157
0
0
VANGUARD HEALTH CARE ETF
OTHER
92204A504
515
2962
SH
DFND
2962
0
0
VANGUARD IND FD MID-CAP
OTHER
922908629
224
1339
SH
DFND
1339
0
0
VANGUARD LARGE-CAP ETF
OTHER
922908637
9036
67069
SH
DFND
66438
0
631
VANGUARD S&P 500 ETF
OTHER
922908363
1041
3867
SH
DFND
3867
0
0
VANGUARD SMALL-CAP ETF
OTHER
922908751
207
1320
SH
DFND
1320
0
0
VANGUARD TOTAL STOCK MARKET ET
OTHER
922908769
893
5950
SH
DFND
5950
0
0
VANGUARD TOTAL STOCK MARKET ET
OTHER
922908769
62
412
SH
OTR
412
0
0
VANGUARD VALUE ETF
OTHER
922908744
675
6085
SH
DFND
6085
0
0
FLEXSHARES IBOXX 3-YEAR TARG
OTHER
33939L506
1146
46430
SH
DFND
46430
0
0
FLEXSHARES IBOXX 3-YEAR TARG
OTHER
33939L506
9
349
SH
OTR
349
0
0
FLEXSHARES IBOXX 5-YEAR TARG
OTHER
33939L605
3325
130294
SH
DFND
129719
0
575
FLEXSHARES IBOXX 5-YEAR TARG
OTHER
33939L605
12
471
SH
OTR
471
0
0
ISHARES BARCLAYS TIPS BOND ETF
OTHER
464287176
1018
8818
SH
DFND
8818
0
0
PIMCO ENHANCED SHORT MATURITY
OTHER
72201R833
295
2900
SH
DFND
2900
0
0
SPDR PORT SHRT TRM CORP BND
OTHER
78464A474
276
8982
SH
DFND
8982
0
0
VANGUARD INTERMEDIATE-TERM B
OTHER
921937819
257
2969
SH
DFND
2969
0
0
VANGUARD SHORT TERM BOND ETF
OTHER
921937827
280
3477
SH
DFND
3477
0
0
ISHARES NATIONAL MUNI BOND ETF
OTHER
464288414
349
3084
SH
DFND
3084
0
0