0001127602-24-008838.txt : 20240306 0001127602-24-008838.hdr.sgml : 20240306 20240306164015 ACCESSION NUMBER: 0001127602-24-008838 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240305 FILED AS OF DATE: 20240306 DATE AS OF CHANGE: 20240306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hutjens Brad Vincent CENTRAL INDEX KEY: 0001664629 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37700 FILM NUMBER: 24726534 MAIL ADDRESS: STREET 1: C/O NICOLET BANKSHARES, INC. STREET 2: 111 NORTH WASHINGTON STREET CITY: GREEN BAY STATE: WI ZIP: 54301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NICOLET BANKSHARES INC CENTRAL INDEX KEY: 0001174850 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 111 N WASHINGTON ST CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 920 430 1400 MAIL ADDRESS: STREET 1: 111 N WASHINGTON ST CITY: GREEN BAY STATE: WI ZIP: 54301 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2024-03-05 0001174850 NICOLET BANKSHARES INC NIC 0001664629 Hutjens Brad Vincent C/O NICOLET NATIONAL BANK 111 NORTH WASHINGTON STREET GREEN BAY WI 54301 1 EVP - CCO - Nicolet Natl Bank 0 Common Stock 1818 I By 401(k) Plan Common Stock 2024-03-05 4 M 0 5000 23.80 A 31571 D Common Stock 2024-03-05 4 S 0 4900 80.80 D 26671 D Common Stock 2024-03-05 4 S 0 100 80.995 D 26571 D Stock Option (Right to Buy) 23.80 2024-03-05 4 M 0 5000 0 D 2024-10-28 Common Stock 5000 0 D Includes 34 additional shares acquired under the Employee Stock Purchase Plan since Mr. Hutjens last Form 4 filing on November 22, 2023. Mr. Hutjens owns a total of 629 shares in the Employee Stock Purchase Plan as of the date of this report. The non-qualified stock option fully vested as of October 28, 2019, and has now been fully exercised as of the date of this report. /s/ H. Phillip Moore, Jr., as attorney-in-fact for Brad V. Hutjens 2024-03-06