0001127602-23-029880.txt : 20231218 0001127602-23-029880.hdr.sgml : 20231218 20231218180855 ACCESSION NUMBER: 0001127602-23-029880 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231214 FILED AS OF DATE: 20231218 DATE AS OF CHANGE: 20231218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Witczak Eric James CENTRAL INDEX KEY: 0001667436 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37700 FILM NUMBER: 231495037 MAIL ADDRESS: STREET 1: C/O NICOLET BANKSHARES, INC. STREET 2: 111 NORTH WASHINGTON STREET CITY: GREEN BAY STATE: WI ZIP: 54301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NICOLET BANKSHARES INC CENTRAL INDEX KEY: 0001174850 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 111 N WASHINGTON ST CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 920 430 1400 MAIL ADDRESS: STREET 1: 111 N WASHINGTON ST CITY: GREEN BAY STATE: WI ZIP: 54301 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2023-12-14 0001174850 NICOLET BANKSHARES INC NIC 0001667436 Witczak Eric James C/O NICOLET NATIONAL BANK 111 NORTH WASHINGTON STREET GREEN BAY WI 54301 1 EVP & Secretary 0 Common Stock 6783 I By 401(k) Plan Common Stock 2023-12-14 4 M 0 3560 37.18 A 44953 D Common Stock 2023-12-14 4 S 0 3560 82.88 D 41393 D Common Stock 2023-12-15 4 M 0 9387 37.18 A 50780 D Common Stock 2023-12-15 4 S 0 9387 81.00 D 41393 D Stock Option (Right to Buy) 37.18 2023-12-14 4 M 0 3560 0 D 2026-09-20 Common Stock 3560 11440 D Stock Option (Right to Buy) 37.18 2023-12-15 4 M 0 9387 0 D 2026-09-20 Common Stock 9387 2053 D The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.70 to $83.07, inclusive. The reporting person undertakes to provide to Nicolet Bankshares, Inc., any security holder of Nicolet Bankshares, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.00 to $81.13, inclusive. The reporting person undertakes to provide to Nicolet Bankshares, Inc., any security holder of Nicolet Bankshares, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Includes shares acquired under the Employee Stock Purchase Plan. Mr. Witczak has not acquired additional shares under the Employee Stock Purchase Plan since his last Form 4 filing on November 22, 2023. Mr. Witczak owns a total of 834 shares in the Employee Stock Purchase Plan as of the date of this report. The non-qualified stock option was fully vested as of September 20, 2021. The non-qualified stock option is currently exercisable as to all 2,053 vested options. /s/ H. Phillip Moore, Jr., as attorney-in-fact for Eric J. Witczak 2023-12-18