0001209191-13-008052.txt : 20130212 0001209191-13-008052.hdr.sgml : 20130212 20130212161342 ACCESSION NUMBER: 0001209191-13-008052 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130208 FILED AS OF DATE: 20130212 DATE AS OF CHANGE: 20130212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goone David S CENTRAL INDEX KEY: 0001343869 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32671 FILM NUMBER: 13597348 MAIL ADDRESS: STREET 1: 2100 RIVEREDGE PARKWAY STREET 2: SUITE 500 CITY: ATLANTA STATE: GA ZIP: 30308 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTERCONTINENTALEXCHANGE INC CENTRAL INDEX KEY: 0001174746 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2100 RIVEREDGE PARKWAY STREET 2: SUITE 500 CITY: ATLANTA STATE: GA ZIP: 30328 BUSINESS PHONE: 7708574700 MAIL ADDRESS: STREET 1: 2100 RIVEREDGE PARKWAY STREET 2: SUITE 500 CITY: ATLANTA STATE: GA ZIP: 30328 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-02-08 0 0001174746 INTERCONTINENTALEXCHANGE INC ICE 0001343869 Goone David S 2100 RIVEREDGE PARKWAY SUITE 500 ATLANTA GA 30328 0 1 0 0 Sr VP, Chief Strategic Officer Common Stock 2013-02-08 4 A 0 8991 0.00 A 33461 D Common Stock 2013-02-08 4 F 0 1408 149.00 D 32053 D Common Stock 2013-02-12 4 S 0 9938 150.00 D 22115 D Common Stock 2013-02-12 4 M 0 742 80.17 A 22857 D Common Stock 2013-02-12 4 M 0 2339 106.00 A 25196 D Employee Stock Option (right to buy) 80.17 2013-02-12 4 M 0 742 0.00 D 2018-12-16 Common Stock 742 1249 D Employee Stock Option (right to buy) 106.00 2013-02-12 4 M 0 2339 0.00 D 2019-12-10 Common Stock 2339 6802 D Represents shares of performance based restricted stock units granted to the filing person on January 17, 2012. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2012 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vests over three years (1/3 on February 8, 2013; 1/3 on January 1, 2014; and 1/3 on January 1, 2015). Of the 8,991 shares, 2,997 shares were issued on February 8, 2012, of which 1,408 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 5,994 shares are scheduled to be issued on the two remaining vesting dates and taxes for these future issuances will be withheld at the time the shares are issued. Represents shares of Common Stock underlying vested restricted stock units that are being withheld to satisfy payment of the Issuer's tax withholding obligation. The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. These options are fully vested. /s/ Andrew J. Surdykowski, Attorney-in-fact 2013-02-12