0001209191-13-008052.txt : 20130212
0001209191-13-008052.hdr.sgml : 20130212
20130212161342
ACCESSION NUMBER: 0001209191-13-008052
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130208
FILED AS OF DATE: 20130212
DATE AS OF CHANGE: 20130212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Goone David S
CENTRAL INDEX KEY: 0001343869
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32671
FILM NUMBER: 13597348
MAIL ADDRESS:
STREET 1: 2100 RIVEREDGE PARKWAY
STREET 2: SUITE 500
CITY: ATLANTA
STATE: GA
ZIP: 30308
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INTERCONTINENTALEXCHANGE INC
CENTRAL INDEX KEY: 0001174746
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2100 RIVEREDGE PARKWAY
STREET 2: SUITE 500
CITY: ATLANTA
STATE: GA
ZIP: 30328
BUSINESS PHONE: 7708574700
MAIL ADDRESS:
STREET 1: 2100 RIVEREDGE PARKWAY
STREET 2: SUITE 500
CITY: ATLANTA
STATE: GA
ZIP: 30328
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2013-02-08
0
0001174746
INTERCONTINENTALEXCHANGE INC
ICE
0001343869
Goone David S
2100 RIVEREDGE PARKWAY
SUITE 500
ATLANTA
GA
30328
0
1
0
0
Sr VP, Chief Strategic Officer
Common Stock
2013-02-08
4
A
0
8991
0.00
A
33461
D
Common Stock
2013-02-08
4
F
0
1408
149.00
D
32053
D
Common Stock
2013-02-12
4
S
0
9938
150.00
D
22115
D
Common Stock
2013-02-12
4
M
0
742
80.17
A
22857
D
Common Stock
2013-02-12
4
M
0
2339
106.00
A
25196
D
Employee Stock Option (right to buy)
80.17
2013-02-12
4
M
0
742
0.00
D
2018-12-16
Common Stock
742
1249
D
Employee Stock Option (right to buy)
106.00
2013-02-12
4
M
0
2339
0.00
D
2019-12-10
Common Stock
2339
6802
D
Represents shares of performance based restricted stock units granted to the filing person on January 17, 2012. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2012 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vests over three years (1/3 on February 8, 2013; 1/3 on January 1, 2014; and 1/3 on January 1, 2015). Of the 8,991 shares, 2,997 shares were issued on February 8, 2012, of which 1,408 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 5,994 shares are scheduled to be issued on the two remaining vesting dates and taxes for these future issuances will be withheld at the time the shares are issued.
Represents shares of Common Stock underlying vested restricted stock units that are being withheld to satisfy payment of the Issuer's tax withholding obligation.
The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
These options are fully vested.
/s/ Andrew J. Surdykowski, Attorney-in-fact
2013-02-12