0001209191-12-042861.txt : 20120822
0001209191-12-042861.hdr.sgml : 20120822
20120822161123
ACCESSION NUMBER: 0001209191-12-042861
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120821
FILED AS OF DATE: 20120822
DATE AS OF CHANGE: 20120822
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sprecher Jeffrey C
CENTRAL INDEX KEY: 0001343882
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32671
FILM NUMBER: 121049950
MAIL ADDRESS:
STREET 1: 2100 RIVEREDGE PARKWAY
STREET 2: SUITE 500
CITY: ATLANTA
STATE: GA
ZIP: 30308
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INTERCONTINENTALEXCHANGE INC
CENTRAL INDEX KEY: 0001174746
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2100 RIVEREDGE PARKWAY
STREET 2: SUITE 500
CITY: ATLANTA
STATE: GA
ZIP: 30328
BUSINESS PHONE: 7708574700
MAIL ADDRESS:
STREET 1: 2100 RIVEREDGE PARKWAY
STREET 2: SUITE 500
CITY: ATLANTA
STATE: GA
ZIP: 30328
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2012-08-21
0
0001174746
INTERCONTINENTALEXCHANGE INC
ICE
0001343882
Sprecher Jeffrey C
2100 RIVEREDGE PARKWAY
SUITE 500
ATLANTA
GA
30328
1
1
0
0
Chief Executive Officer
Common Stock
2012-08-21
4
S
0
12292
134.16
D
1123049
I
CPEX
Common Stock
2012-08-21
4
S
0
13620
135.11
D
1109429
I
CPEX
Common Stock
2012-08-21
4
S
0
16088
136.01
D
1093341
I
CPEX
Common Stock
2012-08-21
4
S
0
1250
136.11
D
22948
I
By spouse
Common Stock
2012-08-21
4
G
0
200
0.00
D
22748
I
By spouse
Common Stock
2012-08-21
4
G
0
500
0.00
D
250507
D
The transactions reported in this Form 4 were effected pursuant to a previously announced, pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
The price range for the aggregate amount sold by the direct holder is $133.60 - $134.58. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
These shares are beneficially owned directly by CPEX. Mr. Sprecher beneficially owns 100% of the equity interest in CPEX directly. Additionally, as previously reported, the reporting person also owns shares directly and indirectly owns shares that are beneficially owned directly by the reporting person's spouse for which the reporting person disclaims beneficial ownership.
The price range for the aggregate amount sold by the direct holder is $134.60 - $135.59. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
The price range for the aggregate amount sold by the direct holder is $135.60 - $136.51. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
The price range for the aggregate amount sold by the direct holder is $136.02 - $136.22. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
As previously reported, the reporting person also indirectly owns 1,093,341 shares that are beneficially owned directly by Continental Power Exchange, Inc. ("CPEX"). The reporting person beneficially owns 100% of the equity interest in CPEX. Additionally, as previously reported, the reporting person also beneficially owns shares directly.
The transactions reported in this Form 4 were effected pursuant to a previously announced, pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. The trading plan was adopted in November 2011. This transaction involved a gift of 200 shares of the Issuer's Common Stock by the reporting person's spouse to charity.
The transactions reported in this Form 4 were effected pursuant to a previously announced, pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. The trading plan was adopted in November 2011. This transaction involved a gift of 500 shares of the Issuer's Common Stock by the reporting person to charity.
As previously reported, the reporting person also indirectly owns 1,093,341 shares that are beneficially owned directly by Continental Power Exchange, Inc. ("CPEX"). The reporting person beneficially owns 100% of the equity interest in CPEX. In addition, as previously reported, the reporting person also indirectly owns shares that are beneficially owned directly by the reporting person's spouse for which the reporting person disclaims beneficial ownership.
/s/ Andrew J. Surdykowski, Attorney-in-fact
2012-08-22