0001209191-12-042861.txt : 20120822 0001209191-12-042861.hdr.sgml : 20120822 20120822161123 ACCESSION NUMBER: 0001209191-12-042861 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120821 FILED AS OF DATE: 20120822 DATE AS OF CHANGE: 20120822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sprecher Jeffrey C CENTRAL INDEX KEY: 0001343882 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32671 FILM NUMBER: 121049950 MAIL ADDRESS: STREET 1: 2100 RIVEREDGE PARKWAY STREET 2: SUITE 500 CITY: ATLANTA STATE: GA ZIP: 30308 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTERCONTINENTALEXCHANGE INC CENTRAL INDEX KEY: 0001174746 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2100 RIVEREDGE PARKWAY STREET 2: SUITE 500 CITY: ATLANTA STATE: GA ZIP: 30328 BUSINESS PHONE: 7708574700 MAIL ADDRESS: STREET 1: 2100 RIVEREDGE PARKWAY STREET 2: SUITE 500 CITY: ATLANTA STATE: GA ZIP: 30328 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2012-08-21 0 0001174746 INTERCONTINENTALEXCHANGE INC ICE 0001343882 Sprecher Jeffrey C 2100 RIVEREDGE PARKWAY SUITE 500 ATLANTA GA 30328 1 1 0 0 Chief Executive Officer Common Stock 2012-08-21 4 S 0 12292 134.16 D 1123049 I CPEX Common Stock 2012-08-21 4 S 0 13620 135.11 D 1109429 I CPEX Common Stock 2012-08-21 4 S 0 16088 136.01 D 1093341 I CPEX Common Stock 2012-08-21 4 S 0 1250 136.11 D 22948 I By spouse Common Stock 2012-08-21 4 G 0 200 0.00 D 22748 I By spouse Common Stock 2012-08-21 4 G 0 500 0.00 D 250507 D The transactions reported in this Form 4 were effected pursuant to a previously announced, pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. The price range for the aggregate amount sold by the direct holder is $133.60 - $134.58. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. These shares are beneficially owned directly by CPEX. Mr. Sprecher beneficially owns 100% of the equity interest in CPEX directly. Additionally, as previously reported, the reporting person also owns shares directly and indirectly owns shares that are beneficially owned directly by the reporting person's spouse for which the reporting person disclaims beneficial ownership. The price range for the aggregate amount sold by the direct holder is $134.60 - $135.59. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. The price range for the aggregate amount sold by the direct holder is $135.60 - $136.51. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. The price range for the aggregate amount sold by the direct holder is $136.02 - $136.22. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. As previously reported, the reporting person also indirectly owns 1,093,341 shares that are beneficially owned directly by Continental Power Exchange, Inc. ("CPEX"). The reporting person beneficially owns 100% of the equity interest in CPEX. Additionally, as previously reported, the reporting person also beneficially owns shares directly. The transactions reported in this Form 4 were effected pursuant to a previously announced, pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. The trading plan was adopted in November 2011. This transaction involved a gift of 200 shares of the Issuer's Common Stock by the reporting person's spouse to charity. The transactions reported in this Form 4 were effected pursuant to a previously announced, pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. The trading plan was adopted in November 2011. This transaction involved a gift of 500 shares of the Issuer's Common Stock by the reporting person to charity. As previously reported, the reporting person also indirectly owns 1,093,341 shares that are beneficially owned directly by Continental Power Exchange, Inc. ("CPEX"). The reporting person beneficially owns 100% of the equity interest in CPEX. In addition, as previously reported, the reporting person also indirectly owns shares that are beneficially owned directly by the reporting person's spouse for which the reporting person disclaims beneficial ownership. /s/ Andrew J. Surdykowski, Attorney-in-fact 2012-08-22