0001752724-23-129195.txt : 20230612 0001752724-23-129195.hdr.sgml : 20230612 20230612122653 ACCESSION NUMBER: 0001752724-23-129195 CONFORMED SUBMISSION TYPE: N-CEN PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230612 DATE AS OF CHANGE: 20230612 EFFECTIVENESS DATE: 20230612 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIONEER SERIES TRUST X CENTRAL INDEX KEY: 0001174520 IRS NUMBER: 030460956 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: N-CEN SEC ACT: 1940 Act SEC FILE NUMBER: 811-21108 FILM NUMBER: 231007535 BUSINESS ADDRESS: STREET 1: 60 STATE STREET STREET 2: 5TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617-742-7825 MAIL ADDRESS: STREET 1: 60 STATE STREET STREET 2: 5TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: PIONEER FUNDAMENTAL GROWTH FUND DATE OF NAME CHANGE: 20051213 FORMER COMPANY: FORMER CONFORMED NAME: PIONEER LARGE CAP GROWTH FUND DATE OF NAME CHANGE: 20020530 0001174520 S000004137 Pioneer Fundamental Growth Fund C000011600 Pioneer Fundamental Growth Fund: Class A PIGFX C000011602 Pioneer Fundamental Growth Fund: Class C FUNCX C000075918 Pioneer Fundamental Growth Fund: Class Y FUNYX C000115405 Pioneer Fundamental Growth Fund: Class R PFGRX C000121111 Pioneer Fundamental Growth Fund: Class K PFGKX 0001174520 S000031915 Pioneer Multi-Asset Ultrashort Income Fund C000099384 Pioneer Multi-Asset Ultrashort Income Fund: Class A MAFRX C000099385 Pioneer Multi-Asset Ultrashort Income Fund: Class C MCFRX C000099386 Pioneer Multi-Asset Ultrashort Income Fund: Class Y MYFRX C000123824 Pioneer Multi-Asset Ultrashort Income Fund: Class K MAUKX C000129913 Pioneer Multi-Asset Ultrashort Income Fund: Class C2 MAUCX N-CEN 1 primary_doc.xml X0404 N-CEN LIVE 0001174520 XXXXXXXX 811-21108 false false false N-1A S000031915 C000123824 C000099384 C000099385 C000129913 C000099386 S000004137 C000121111 C000011602 C000075918 C000115405 C000011600 Pioneer Series Trust X 811-21108 0001174520 549300OT70Y6XDA91822 60 State Street Boston 02109 US-MA US 617-422-4947 Amundi Asset Management US, Inc. 60 State Street Boston 02109 617-422-4947 Records related to its functions as investment adviser and administrator. The Bank of New York Mellon 240 Greenwich Street New York 10286 1-212-495-1784 Records related to its functions as custodian and sub-administrator. BNY Mellon Investment Servicing (US) Inc. 500 Ross Street Pittsburgh 15262 412-234-5000 Records related to its functions as shareholder servicing and transfer agent. Pioneer Series Trust X 60 State Street Boston 02109 617-422-4947 Records related to its functions as Registrant. Amundi Distributor US, Inc. 60 State Street Boston 02109 617-422-4947 Records related to its functions as principal underwriter. N N N-1A 3 Y Lorraine H. Monchak N/A N Craig C. MacKay 002008771 N Lisa M. Jones N/A Y Diane Durnin N/A N Kenneth J. Taubes N/A Y Marguerite A. Piret N/A N Thomas J. Perna N/A N Benjamin M. Friedman N/A N John E. Baumgardner, Jr. N/A N Fred J. Ricciardi N/A N John Malone 002314031 60 State Street Boston 02109-1820 XXXXXX N N N N N N N Amundi Distributor US, Inc. 008-41256 000024497 549300OSI141GCUW7776 Y N Ernst & Young LLP 00042 N/A N N N N N N N Pioneer Multi-Asset Ultrashort Income Fund S000031915 IC2ZQHJKYFJZRN7PPX71 N 5 0 0 N/A N N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 10f-3 (17 CFR 270.10f-3) Rule 22d-1 (17 CFR 270.22d-1) Rule 18f-4(f)(17 CFR 270.18f-4(f)) N N N N Amundi Asset Management US, Inc. 801-08255 000107719 GVETZ2DEF39OCQ4SSX41 N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N Bloomberg Finance L.P. 5493001KJTIIGC8Y1R12 N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N S&P Global Market Intelligence N/A N Refinitiv US LLC 213800HQORQAP68CJJ04 N JPMorgan Chase & Co. 8I5DZWZKVSZI1NUHU748 N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) HSBC Bank Australia Limited DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) EUROCLEAR BANK SA/NV 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) Nordea Bank Abp - Norway Branch 529900ODI3047E2LIV03 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Stockholm F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank PLC (UK) MP6I5ZYZBEU3UXPYFY54 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N Y Amundi Asset Management US, Inc. GVETZ2DEF39OCQ4SSX41 Y N N Amundi Distributor US, Inc. 008-41256 000024497 549300OSI141GCUW7776 0.00000000 Credit Agricole Securities (USA) Inc. 008-13753 000000190 549300WO2DKF0Q3YMV43 0.00000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 31470.00000000 31470.00000000 RBC CAPITAL MARKETS LLC 008-45411 000031194 549300LCO2FLSSVFFR64 8450295945.00000000 Merrill Lynch, Pierce, Fenner & Smith Incorporated 008-07221 000007691 8NAV47T0Y26Q87Y0QP81 21130651227.00000000 SCOTIA CAPITAL (USA), INC. 008-03716 000002739 549300BLWPABP1VNME36 7087210000.00000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 4885690857.00000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 9198759852.00000000 TD SECURITIES (USA) LLC 008-36747 000018476 SUVUFHICNZMP2WKHG940 8650775434.00000000 WELLS FARGO SECURITIES, LLC 008-65876 000126292 VYVVCKR63DVZZN70PB21 10827686233.00000000 Mizuho Securities USA LLC 008-37710 000019647 7TK5RJIZDFROZCA6XF66 10199321232.00000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 4768494676.00000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 7795263507.00000000 101429897347.00000000 N 4557787870.00000000 0.00000000 Committed 380000000.00000000 N N N N Pioneer Fundamental Growth Fund S000004137 549300YST2IRKGKOMC34 N 5 0 0 N/A N N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 22d-1 (17 CFR 270.22d-1) Y Y N N Amundi Asset Management US, Inc. 801-08255 000107719 GVETZ2DEF39OCQ4SSX41 N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N Amundi Asset Management US, Inc. 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LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 9553.00000000 RBC CAPITAL MARKETS, LLC 008-45411 000031194 549300LCO2FLSSVFFR64 5419.00000000 INSTINET, LLC 008-23669 000007897 549300MGMN3RKMU8FT57 151777.00000000 EVERCORE GROUP LLC 008-49830 000042405 5493008F0LRLS5N8LZ81 5902.00000000 PIPER SANDLER & CO. 008-15204 000000665 549300GRQCWQ3XGH0H10 135555.00000000 CAPITAL INSTITUTIONAL SERVICES, INC 008-22273 000007551 54930061X8RDWFDJIS05 23402.00000000 CITIGROUP GLOBAL MARKETS INC. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 5893.00000000 397417.00000000 TD Securities (USA) LLC 008-36747 000018476 SUVUFHICNZMP2WKHG940 256860000.00000000 RBC CAPITAL MARKETS LLC 008-45411 000031194 549300LCO2FLSSVFFR64 59160000.00000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 99700745.00000000 Merrill Lynch, Pierce, Fenner & Smith Incorporated 008-07221 000007691 8NAV47T0Y26Q87Y0QP81 800270000.00000000 SCOTIA CAPITAL (USA), INC. 008-03716 000002739 549300BLWPABP1VNME36 59990000.00000000 1275980745.00000000 Y 5376430193.00000000 0.00000000 Committed 380000000.00000000 N N N N false false true false false false INTERNAL CONTROL RPT 2 g.1.a.iii_pst-x.htm

Report of Independent Registered Public Accounting Firm 

  

To the Shareholders and Board of Trustees of 

Pioneer Series Trust X: 

  

In planning and performing our audit of the financial statements of Pioneer Fundamental Growth Fund and Pioneer Multi-Asset Ultrashort Income Fund (the “Funds”) (two funds constituting Pioneer Series Trust X) (“the Trust”) as of and for the year ended March 31, 2023, in accordance with the standards of the Public Company Accounting Oversight Board (United States) (PCAOB), we considered the Trust’s internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Trust’s internal control over financial reporting.  Accordingly, we express no such opinion.     


The management of the Trust is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A trust’s internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with U.S. generally accepted accounting principles. A trust’s internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the trust; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with U.S. generally accepted accounting principles, and that receipts and expenditures of the trust are being made only in accordance with authorizations of management and directors of the company; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a trust’s assets that could have a material effect on the financial statements.  

  

Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. 

  

A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the trust’s annual or interim financial statements will not be prevented or detected on a timely basis.  

  

Our consideration of the trust’s internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the PCAOB. However, we noted no deficiencies in the Trust’s internal control over financial reporting and its operation, including controls over safeguarding securities that we consider to be a material weakness as defined above as of March 31, 2023. 

This report is intended solely for the information and use of management and the Board of Trustees of Pioneer Series Trust X, and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. 

  

  

/s/ ERNST & YOUNG LLP 

  

Boston, Massachusetts 

May 25, 2023